13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 3,776 holding rows worth $97,714,809,000.
- Accession
- 0001104659-20-125810
- Filer
- CIK 1009207
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 4,969 entries on the cover page, a total value of $97,714,809,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,714,809,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUIFAX INC COM | 294429105 | Stock | 42,400 | $6,653,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 1,077,460 | $6,637,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 82,500 | $6,635,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 168,797 | $6,619,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 140,911 | $6,612,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 288,753 | $6,604,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 101,200 | $6,603,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 173,247 | $6,587,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 424,644 | $6,578,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 71,477 | $6,569,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 156,233 | $6,559,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 76,300 | $6,556,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 184,660 | $6,555,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 44,800 | $6,523,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 468,887 | $6,522,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 215,966 | $6,514,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 92,644 | $6,510,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 17,600 | $6,499,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 355,910 | $6,478,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 577,854 | $6,477,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 470,000 | $6,467,000 | thousands by filing date | put |
| INSULET CORP COM | 45784P101 | Stock | 27,300 | $6,459,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 38,989 | $6,442,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 7,263 | $6,416,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 44,500 | $6,393,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 151,530 | $6,388,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 53,000 | $6,369,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 69,700 | $6,364,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 174,713 | $6,363,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 421,225 | $6,361,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 227,836 | $6,352,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 92,052 | $6,335,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,634,448 | $6,323,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 179,826 | $6,312,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 327,400 | $6,296,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 50,000 | $6,287,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 48,200 | $6,286,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 28,800 | $6,286,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 92,729 | $6,279,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 45,100 | $6,268,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 124,988 | $6,265,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 27,700 | $6,260,000 | thousands by filing date | call |
| RAPID7 INC | 753422AB0 | NOTE | 4,000,000 | $6,243,000 | thousands by filing date | principal |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 459,928 | $6,242,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 236,875 | $6,239,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 508,000 | $6,208,000 | thousands by filing date | put |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 5,000,000 | $6,201,000 | thousands by filing date | principal |
| CNX RES CORP COM | 12653C108 | Stock | 655,054 | $6,183,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 50,296 | $6,172,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 587,162 | $6,171,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 113,900 | $6,137,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 205,204 | $6,127,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 27,279 | $6,110,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 290,586 | $6,106,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 126,297 | $6,104,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 110,000 | $6,103,000 | thousands by filing date | call |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 684,090 | $6,095,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 130,300 | $6,080,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 573,828 | $6,071,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 30,700 | $6,064,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 104,900 | $6,061,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 69,998 | $6,056,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 245,278 | $6,053,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 311,975 | $6,040,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 289,543 | $6,031,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 124,545 | $6,024,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 40,000 | $6,019,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 577,487 | $6,015,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 600,000 | $6,000,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 706,415 | $5,997,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 307,343 | $5,994,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 25,800 | $5,960,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 804,109 | $5,935,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 167,429 | $5,925,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 38,919 | $5,917,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 151,183 | $5,917,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,641,416 | $5,909,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 126,824 | $5,907,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 35,700 | $5,898,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 229,603 | $5,892,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,023,282 | $5,874,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 35,365 | $5,872,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 170,347 | $5,865,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 843,405 | $5,862,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 384,591 | $5,838,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 125,000 | $5,833,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 309,401 | $5,820,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 75,864 | $5,817,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 732,403 | $5,815,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 4,000,000 | $5,789,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 135,400 | $5,786,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 1,418,991 | $5,761,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 81,617 | $5,760,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 130,618 | $5,739,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 76,800 | $5,738,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 100,277 | $5,732,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 49,953 | $5,730,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 7,000,000 | $5,721,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 235,850 | $5,682,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 485,803 | $5,679,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 5,000,000 | $5,611,000 | thousands by filing date | principal |
| CORTEVA INC COM | 22052L104 | Stock | 194,739 | $5,610,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 68,500 | $5,605,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 169,400 | $5,595,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 139,062 | $5,565,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 40,000 | $5,559,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 253,597 | $5,556,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 54,700 | $5,554,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 39,400 | $5,546,000 | thousands by filing date | put |
| STERIS PLC SHS USD | G8473T100 | Stock | 31,400 | $5,532,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 603,761 | $5,530,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 131,700 | $5,529,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 93,109 | $5,498,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 141,298 | $5,498,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 205,475 | $5,495,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 445,597 | $5,494,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 53,100 | $5,492,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 15,000 | $5,465,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 105,994 | $5,458,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 120,400 | $5,457,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 73,390 | $5,455,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 534,697 | $5,454,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 411,610 | $5,437,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 16,659 | $5,434,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 89,200 | $5,419,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 31,900 | $5,404,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 17,100 | $5,395,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 371,800 | $5,395,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 222,520 | $5,394,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 56,418 | $5,393,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 122,499 | $5,357,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 67,400 | $5,356,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 97,500 | $5,346,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 66,500 | $5,333,000 | thousands by filing date | call |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 84,336 | $5,322,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 141,656 | $5,308,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 60,400 | $5,306,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 250,328 | $5,305,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 100,000 | $5,289,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 202,852 | $5,287,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 624,816 | $5,286,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 35,047 | $5,277,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 307,269 | $5,273,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 40,700 | $5,271,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 107,200 | $5,260,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 430,000 | $5,255,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 65,400 | $5,252,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 542,541 | $5,241,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 83,134 | $5,233,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 33,300 | $5,222,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 57,470 | $5,219,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 180,426 | $5,219,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 50,100 | $5,206,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 207,732 | $5,206,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,000 | $5,205,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 387,900 | $5,202,000 | thousands by filing date | call |
| HEARTLAND EXPRESS INC | 422347104 | COM | 279,627 | $5,202,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 85,600 | $5,200,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 145,018 | $5,196,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 121,800 | $5,190,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 547,337 | $5,189,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 239,850 | $5,188,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 106,174 | $5,164,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 5,000,000 | $5,151,000 | thousands by filing date | principal |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 16,918 | $5,150,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 133,995 | $5,144,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 626,846 | $5,140,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 93,022 | $5,129,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 22,615 | $5,121,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 538,244 | $5,119,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 26,405 | $5,102,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 500,000 | $5,100,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,030,370 | $5,096,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 543,266 | $5,090,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 87,800 | $5,082,000 | thousands by filing date | call |
| BARNES GROUP INC | 067806109 | COM | 142,070 | $5,078,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 218,967 | $5,071,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 237,458 | $5,062,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 116,700 | $5,055,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 63,500 | $5,055,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 197,358 | $5,050,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 500,000 | $5,045,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 54,787 | $5,034,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 219,879 | $5,027,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 26,000 | $5,023,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 224,213 | $5,013,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 500,000 | $5,010,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 4,500,000 | $5,006,000 | thousands by filing date | principal |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 302,081 | $4,996,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 339,039 | $4,992,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 6,035,000 | $4,988,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 126,600 | $4,987,000 | thousands by filing date | call |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 41,600 | $4,983,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 176,286 | $4,970,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 407,252 | $4,964,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 30,000 | $4,961,000 | thousands by filing date | put |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 836,297 | $4,959,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 317,000 | $4,958,000 | thousands by filing date | put |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 151,383 | $4,956,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 5,000,000 | $4,953,000 | thousands by filing date | principal |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 514,893 | $4,949,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 36,100 | $4,933,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 892,989 | $4,929,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 351,442 | $4,927,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 84,680 | $4,926,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 63,488 | $4,918,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 119,469 | $4,918,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 338,700 | $4,917,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 5,000,000 | $4,916,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 23,200 | $4,899,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 31,900 | $4,897,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 663,423 | $4,896,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 37,100 | $4,894,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 68,300 | $4,879,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 61,900 | $4,869,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 794,773 | $4,864,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 183,735 | $4,841,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 126,000 | $4,837,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,599 | $4,836,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 46,500 | $4,832,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 45,560 | $4,826,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 93,900 | $4,820,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,750,000 | $4,819,000 | thousands by filing date | principal |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10,568 | $4,805,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 42,466 | $4,804,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 376,804 | $4,800,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 369,840 | $4,797,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 283,050 | $4,792,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 275,720 | $4,786,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,678,045 | $4,782,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 909,276 | $4,774,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 72,674 | $4,759,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 116,090 | $4,754,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 188,700 | $4,750,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 73,187 | $4,748,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 91,611 | $4,748,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 46,400 | $4,742,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 48,443 | $4,740,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 133,085 | $4,736,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 40,000 | $4,724,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 113,700 | $4,714,000 | thousands by filing date | call |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 108,853 | $4,707,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 25,566 | $4,701,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 88,931 | $4,696,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 49,300 | $4,696,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 385,415 | $4,690,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 61,900 | $4,681,000 | thousands by filing date | call |
| STEELCASE INC-CLASS A | 858155203 | CL A | 463,081 | $4,681,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 128,400 | $4,678,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 157,350 | $4,675,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 41,136 | $4,669,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 61,330 | $4,666,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 21,258 | $4,664,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 85,000 | $4,658,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 308,370 | $4,653,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 24,000 | $4,650,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 193,000 | $4,646,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 266,100 | $4,646,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 65,500 | $4,634,000 | thousands by filing date | call |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 391,835 | $4,634,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 217,561 | $4,617,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 124,100 | $4,613,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 250,507 | $4,602,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 335,396 | $4,595,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,200 | $4,593,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 115,810 | $4,587,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 64,800 | $4,568,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 76,800 | $4,566,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 995,799 | $4,561,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 68,791 | $4,559,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 199,569 | $4,550,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10,000 | $4,547,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 46,949 | $4,539,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 130,112 | $4,529,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 36,434 | $4,524,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 162,918 | $4,519,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 215,073 | $4,513,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 120,986 | $4,508,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 82,010 | $4,498,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 18,132 | $4,492,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 18,846 | $4,487,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 28,400 | $4,477,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 124,728 | $4,472,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 233,208 | $4,471,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 82,400 | $4,468,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 199,956 | $4,455,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 547,928 | $4,449,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 43,118 | $4,413,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 670,670 | $4,413,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 44,816 | $4,410,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 20,000 | $4,400,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 26,500 | $4,395,000 | thousands by filing date | put |
| EVENTBRITE INC | 29975E109 | COM CL A | 405,070 | $4,395,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 808,532 | $4,390,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 82,900 | $4,388,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 217,385 | $4,387,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 100,748 | $4,387,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 72,600 | $4,384,000 | thousands by filing date | call |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 387,558 | $4,376,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 42,816 | $4,369,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 104,100 | $4,368,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 316,354 | $4,353,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 75,300 | $4,351,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 338,205 | $4,336,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 19,176 | $4,334,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 368,680 | $4,332,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,802,786 | $4,327,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 31,400 | $4,323,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 167,942 | $4,321,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 206,200 | $4,312,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 150,000 | $4,307,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 71,292 | $4,306,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 238,800 | $4,298,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 237,182 | $4,279,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,462,732 | $4,260,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 53,700 | $4,259,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 45,692 | $4,258,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 110,849 | $4,249,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 52,400 | $4,242,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 246,942 | $4,230,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 52,883 | $4,222,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 20,233 | $4,216,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 349,700 | $4,214,000 | thousands by filing date | call |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 390,439 | $4,182,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 70,000 | $4,179,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X107 | COM | 39,699 | $4,179,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 200,656 | $4,178,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,315,488 | $4,168,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 20,000 | $4,167,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 89,609 | $4,156,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 69,174 | $4,150,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 211,117 | $4,148,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 11,500 | $4,147,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 319,903 | $4,146,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 197,610 | $4,136,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,313,099 | $4,136,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,378,321 | $4,135,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 114,000 | $4,130,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 37,107 | $4,124,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 37,800 | $4,122,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 225,882 | $4,121,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 202,210 | $4,115,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 262,890 | $4,112,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 184,061 | $4,110,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 400,000 | $4,100,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 259,891 | $4,093,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 50,000 | $4,092,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 78,900 | $4,090,000 | thousands by filing date | call |
| BIO RAD LABS INC | 090572207 | CL A | 7,931 | $4,088,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 68,700 | $4,086,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 162,800 | $4,081,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 528,230 | $4,078,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13,085 | $4,073,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 554,400 | $4,069,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 207,600 | $4,067,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 73,919 | $4,048,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 45,000 | $4,047,000 | thousands by filing date | call |
| SCHRODINGER INC COM | 80810D103 | Stock | 85,039 | $4,040,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 217,900 | $4,038,000 | thousands by filing date | put |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,886,914 | $4,038,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 44,593 | $4,033,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 307,086 | $4,029,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 85,800 | $4,028,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 38,300 | $4,028,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 43,500 | $4,027,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 20,142 | $4,025,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,200 | $4,022,000 | thousands by filing date | call |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 4,250,000 | $4,017,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 36,731 | $4,012,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 391,289 | $4,007,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 50,000 | $3,989,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 219,033 | $3,973,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 85,317 | $3,961,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 20,000 | $3,951,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 420,000 | $3,935,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 50,640 | $3,933,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 26,400 | $3,932,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 32,400 | $3,930,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 746,998 | $3,929,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 101,400 | $3,918,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 43,741 | $3,905,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 221,191 | $3,895,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 35,400 | $3,891,000 | thousands by filing date | call |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 280,013 | $3,878,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 267,610 | $3,872,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 30,774 | $3,869,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 23,500 | $3,868,000 | thousands by filing date | call |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 93,485 | $3,838,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 766,059 | $3,838,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 940,784 | $3,838,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 104,110 | $3,828,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 195,517 | $3,828,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 659,750 | $3,827,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 117,703 | $3,824,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 75,601 | $3,822,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 26,000 | $3,816,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 138,542 | $3,814,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 179,982 | $3,802,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 31,021 | $3,797,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 365,085 | $3,793,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 410,502 | $3,793,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 13,900 | $3,782,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 70,000 | $3,777,000 | thousands by filing date | put |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 332,637 | $3,775,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 95,583 | $3,759,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 175,200 | $3,755,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 1,173,257 | $3,754,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 150,300 | $3,748,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,000 | $3,744,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,500 | $3,743,000 | thousands by filing date | call |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 5,000,000 | $3,743,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 135,479 | $3,729,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 38,200 | $3,728,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 299,148 | $3,725,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 22,342 | $3,724,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 330,391 | $3,710,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 19,100 | $3,707,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 54,200 | $3,684,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 45,500 | $3,683,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,285 | $3,682,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 54,400 | $3,682,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 249,427 | $3,682,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 779,462 | $3,671,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 66,571 | $3,668,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 30,000 | $3,662,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 20,000 | $3,661,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 706,483 | $3,653,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 50,193 | $3,652,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 234,900 | $3,650,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 95,000 | $3,630,000 | thousands by filing date | put |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 351,541 | $3,628,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 344,114 | $3,626,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 25,200 | $3,612,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 39,800 | $3,610,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 83,464 | $3,609,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 118,133 | $3,608,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 254,287 | $3,603,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 897,444 | $3,599,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 39,400 | $3,597,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 220,700 | $3,595,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 230,700 | $3,590,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 69,182 | $3,581,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10,000 | $3,568,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 22,000 | $3,568,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 268,605 | $3,567,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 109,038 | $3,567,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 2,229,388 | $3,567,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 57,501 | $3,543,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 336,493 | $3,540,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 31,779 | $3,537,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 117,300 | $3,533,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 350,000 | $3,532,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 53,000 | $3,528,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 25,778 | $3,527,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 179,200 | $3,523,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 814,771 | $3,520,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 25,535 | $3,515,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 75,900 | $3,513,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 23,300 | $3,506,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 196,100 | $3,500,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 32,200 | $3,489,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 30,000 | $3,484,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 299,400 | $3,482,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 18,900 | $3,479,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 37,700 | $3,465,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 116,718 | $3,458,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 300,000 | $3,447,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 137,231 | $3,441,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 56,500 | $3,441,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 50,600 | $3,439,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 467,190 | $3,438,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 284,850 | $3,436,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 171,969 | $3,419,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 40,026 | $3,415,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 512,488 | $3,408,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 40,000 | $3,401,000 | thousands by filing date | call |
| DIODES INC COM | 254543101 | Stock | 60,220 | $3,399,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 65,700 | $3,397,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 1,908,000 | $3,390,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 10,000 | $3,386,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 38,900 | $3,383,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 175,800 | $3,381,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 39,300 | $3,379,000 | thousands by filing date | call |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 85,208 | $3,372,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 20,200 | $3,363,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 54,500 | $3,362,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 11,925 | $3,354,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9,900 | $3,353,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 51,706 | $3,348,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 156,526 | $3,345,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 715,200 | $3,340,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 20,000 | $3,330,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 38,100 | $3,328,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 24,000 | $3,326,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 614,554 | $3,325,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 225,846 | $3,309,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 150,000 | $3,308,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 284,771 | $3,303,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 100,000 | $3,303,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 58,920 | $3,301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-125810 | this filing | 2020-11-16 | acceptance time not in the bulk data set |