13F-HR filed by Nantahala Capital Management, LLC
Nantahala Capital Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 114 holding rows worth $3,269,402,000.
- Accession
- 0001104659-20-125789
- Filer
- CIK 1472322
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 130 entries on the cover page, a total value of $3,269,402,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,269,402,000 with VALUE read as thousands by filing date, 13F file number 028-14750. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 4,500,000 | $674,055,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 1,304,000 | $379,477,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 1,034,800 | $230,823,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,328,600 | $151,112,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 700,000 | $104,853,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 5,363,484 | $62,967,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 938,656 | $62,214,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 2,402,500 | $58,886,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 1,583,358 | $58,315,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 5,183,712 | $53,029,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,184,365 | $49,980,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 527,683 | $47,919,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,889,157 | $41,335,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,304,435 | $40,124,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,500,000 | $39,480,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 1,062,500 | $39,132,000 | thousands by filing date | call |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,032,988 | $37,549,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 1,919,190 | $35,563,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,342,216 | $35,250,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 15,437,336 | $34,734,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,799,727 | $34,591,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 2,318,668 | $33,308,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 8,224,938 | $33,229,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,127,788 | $29,427,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 2,277,665 | $28,585,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 2,622,164 | $26,968,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 1,298,740 | $25,377,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 431,569 | $24,690,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,500,559 | $24,204,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,623,939 | $22,671,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 212,042 | $22,381,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,123,430 | $22,145,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 300,000 | $21,810,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,378,426 | $20,193,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,338,691 | $19,759,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 782,225 | $19,172,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,445,524 | $19,148,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,065,955 | $18,896,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 150,000 | $18,702,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 7,426,368 | $18,640,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 5,683,712 | $18,472,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 478,523 | $18,040,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 657,700 | $17,311,000 | thousands by filing date | call |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 1,575,000 | $16,312,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 195,000 | $15,405,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 150,000 | $15,293,000 | thousands by filing date | put |
| FRANCHISE GROUP INC | 35180X105 | COM | 598,334 | $15,174,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 848,881 | $14,762,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 6,777,905 | $14,668,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 1,225,538 | $14,474,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 356,637 | $14,447,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 5,746,623 | $14,424,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 2,057,208 | $14,195,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 1,950,000 | $13,698,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 817,282 | $13,256,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 5,791,950 | $13,177,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,086,200 | $13,089,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,498,100 | $12,991,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 86,413 | $12,944,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,541,052 | $12,714,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 2,853,087 | $11,412,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,839,595 | $10,937,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 977,022 | $10,728,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 276,827 | $10,677,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 1,860,192 | $10,268,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 287,802 | $10,047,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 1,000,000 | $10,000,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 594,222 | $9,971,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 850,000 | $9,350,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 3,308,154 | $8,072,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,821,749 | $7,834,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 700,000 | $7,571,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 2,531,191 | $7,391,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 2,072,745 | $7,317,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 453,635 | $7,031,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 597,310 | $6,911,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 975,438 | $6,701,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 51,448 | $6,415,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 4,685,062 | $6,325,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,900,818 | $6,121,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 15,184,747 | $5,842,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,556,435 | $5,370,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 177,165 | $5,295,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 500,000 | $5,115,000 | thousands by filing date | call |
| ADICET BIO INC | 007002108 | COM | 415,189 | $4,937,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 174,461 | $4,477,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 2,753,599 | $4,296,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 5,320,000 | $3,990,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 753,885 | $3,702,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 1,913,972 | $3,235,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 756,193 | $3,206,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 250,000 | $3,178,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 751,943 | $3,008,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 990,655 | $2,853,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,895,541 | $2,673,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,610,000 | $2,445,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 200,000 | $2,072,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 1,200,747 | $2,041,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 834,002 | $2,026,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,839,263 | $1,986,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 5,113,958 | $1,690,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 75,000 | $1,680,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,300,000 | $1,443,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 881,197 | $1,410,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 691,651 | $865,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 48,363 | $793,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 249,999 | $692,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 132,821 | $685,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 417,708 | $408,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 50,613 | $351,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 187,500 | $322,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 98,894 | $260,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 22,978 | $237,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 878,022 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-125789 | this filing | 2020-11-16 | acceptance time not in the bulk data set |