13F-HR filed by Radcliffe Capital Management, L.P.
Radcliffe Capital Management, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 208 holding rows worth $1,105,655,000.
- Accession
- 0001104659-20-125487
- Filer
- CIK 1218275
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 208 entries on the cover page, a total value of $1,105,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,105,655,000 with VALUE read as thousands by filing date, 13F file number 028-10367. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 70,783,000 | $69,363,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 67,401,000 | $65,450,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 48,756,000 | $48,456,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 45,831,000 | $46,182,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 40,000,000 | $40,052,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 40,030,000 | $39,363,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 41,266,000 | $38,009,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 36,390,000 | $36,663,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 31,044,000 | $31,044,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 28,125,000 | $28,693,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 27,434,000 | $27,723,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 24,032,000 | $23,911,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 19,396,000 | $20,112,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 18,511,000 | $18,581,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 15,900,000 | $16,376,000 | thousands by filing date | principal |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 999,964 | $10,000,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 800,000 | $8,048,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 750,000 | $7,605,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 750,000 | $7,568,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 750,000 | $7,455,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 741,465 | $7,252,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448102 | COM CL A | 736,338 | $7,179,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 705,010 | $7,085,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 700,000 | $7,070,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 700,000 | $7,014,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 700,000 | $6,881,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 665,184 | $6,778,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,450,000 | $6,705,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 655,353 | $6,685,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 650,000 | $6,624,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 650,000 | $6,526,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 645,005 | $6,347,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 600,000 | $6,246,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 600,000 | $6,156,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 613,925 | $6,152,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 600,000 | $6,120,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 606,191 | $6,080,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 600,061 | $6,079,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 600,000 | $6,072,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 600,000 | $6,072,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 600,000 | $6,030,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 600,000 | $6,012,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 584,274 | $5,971,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 599,940 | $5,963,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 590,374 | $5,744,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 550,000 | $5,500,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 535,108 | $5,447,000 | thousands by filing date | |
| HPX CORP | G32219100 | SHS CL A | 552,300 | $5,435,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 550,300 | $5,404,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 500,000 | $5,345,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 507,101 | $5,304,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 539,341 | $5,302,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 510,000 | $5,284,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 522,338 | $5,218,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 489,649 | $5,190,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 500,000 | $5,179,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 500,000 | $5,150,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 513,206 | $5,142,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 500,000 | $5,100,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 500,000 | $5,080,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 481,000 | $5,075,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 500,000 | $5,000,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 500,000 | $4,993,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 500,000 | $4,985,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 496,632 | $4,977,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 450,000 | $4,657,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 450,000 | $4,469,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 450,000 | $4,424,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 424,524 | $4,351,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 400,000 | $4,304,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 428,061 | $4,281,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 400,000 | $4,228,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 403,748 | $4,215,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 400,000 | $4,188,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 400,150 | $4,164,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 400,000 | $4,120,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 403,683 | $4,065,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 400,000 | $4,020,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 400,000 | $4,002,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 400,000 | $3,988,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 400,000 | $3,914,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 150,000 | $3,788,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448110 | *W EXP 03/10/202 | 368,169 | $3,590,000 | thousands by filing date | call |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 350,000 | $3,518,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 350,300 | $3,443,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 350,000 | $3,441,000 | thousands by filing date | call |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 350,700 | $3,426,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 326,914 | $3,416,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 327,676 | $3,342,000 | thousands by filing date | call |
| Sandbridge Acquisition Corp | 799793203 | Unit | 329,753 | $3,292,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 300,000 | $3,078,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 302,800 | $3,052,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 300,000 | $3,048,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 300,000 | $2,943,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 300,000 | $2,943,000 | thousands by filing date | call |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 295,187 | $2,872,000 | thousands by filing date | call |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 275,000 | $2,750,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 276,802 | $2,747,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 250,000 | $2,595,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 250,000 | $2,588,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 250,000 | $2,573,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 257,800 | $2,534,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 200,000 | $2,492,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 248,000 | $2,465,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130107 | COM | 236,354 | $2,406,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 228,910 | $2,383,000 | thousands by filing date | call |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 225,000 | $2,255,000 | thousands by filing date | call |
| PTK ACQUISITION CORP | 69375f116 | COM | 225,000 | $2,196,000 | thousands by filing date | call |
| PTK Acquisition Corp | 69375F108 | Common Stock | 225,000 | $2,196,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 213,485 | $2,126,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 215,001 | $2,116,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 200,000 | $2,080,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 200,000 | $2,046,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 201,100 | $2,001,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 150,000 | $1,986,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 200,000 | $1,970,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 201,100 | $1,961,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 190,214 | $1,936,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 130,000 | $1,814,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 183,333 | $1,800,000 | thousands by filing date | call |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 177,757 | $1,792,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 180,304 | $1,790,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 175,000 | $1,785,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 156,699 | $1,730,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 166,666 | $1,727,000 | thousands by filing date | call |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 175,350 | $1,713,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 164,683 | $1,703,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 150,000 | $1,635,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 140,000 | $1,620,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 162,500 | $1,597,000 | thousands by filing date | call |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 157,240 | $1,557,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 150,601 | $1,553,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 150,000 | $1,508,000 | thousands by filing date | call |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 150,000 | $1,490,000 | thousands by filing date | call |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 150,000 | $1,475,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 139,900 | $1,469,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 148,293 | $1,450,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 294,400 | $1,425,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 175,998 | $1,408,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 137,500 | $1,375,000 | thousands by filing date | call |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 140,320 | $1,374,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 133,332 | $1,325,000 | thousands by filing date | call |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 133,332 | $1,305,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 78,500 | $1,244,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 126,150 | $1,241,000 | thousands by filing date | call |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 125,000 | $1,221,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 100,000 | $1,206,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 133,399 | $1,189,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 115,188 | $1,146,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 65,000 | $1,091,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 102,047 | $1,082,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 100,000 | $1,076,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 108,888 | $1,073,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 80,469 | $1,026,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQU INC | 456357201 | UNIT 08/31/2025 | 100,000 | $1,000,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $993,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 100,000 | $987,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 100,000 | $985,000 | thousands by filing date | call |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 100,550 | $980,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 77,494 | $976,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 146,266 | $952,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 93,516 | $950,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 80,000 | $940,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 91,550 | $934,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 87,500 | $875,000 | thousands by filing date | call |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 86,390 | $860,000 | thousands by filing date | call |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 66,666 | $831,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 47,600 | $819,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 57,961 | $814,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 49,600 | $787,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 75,000 | $746,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 85,665 | $745,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 75,880 | $744,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 75,000 | $740,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 66,666 | $693,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 67,900 | $649,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 62,500 | $649,000 | thousands by filing date | call |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 62,500 | $612,000 | thousands by filing date | call |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 62,500 | $611,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 37,547 | $565,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 55,000 | $560,000 | thousands by filing date | call |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 53,300 | $558,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 52,500 | $535,000 | thousands by filing date | call |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 50,000 | $504,000 | thousands by filing date | call |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 50,000 | $497,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 50,000 | $496,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 50,000 | $494,000 | thousands by filing date | call |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 50,000 | $492,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 50,000 | $492,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 47,550 | $477,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 131,633 | $420,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 13,800 | $408,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 38,855 | $391,000 | thousands by filing date | call |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 37,500 | $370,000 | thousands by filing date | call |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 33,875 | $349,000 | thousands by filing date | call |
| FS KKR CAP CORP II | 35952V303 | COM | 20,070 | $295,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 25,000 | $263,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 102,360 | $250,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 25,000 | $249,000 | thousands by filing date | call |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 19,800 | $238,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 21,141 | $212,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 16,172 | $201,000 | thousands by filing date | call |
| EAST STONE ACQUISITION CORP | G2911D132 | RIGHT 02/24/2027 | 20,000 | $197,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K104 | COM | 18,340 | $187,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 15,337 | $152,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 10,000 | $115,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 11,053 | $111,000 | thousands by filing date | call |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 10,000 | $99,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-125487 | this filing | 2020-11-16 | acceptance time not in the bulk data set |