13F-HR filed by L & S Advisors Inc
L & S Advisors Inc filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 296 holding rows worth $727,212,000.
- Accession
- 0001104659-20-124854
- Filer
- CIK 1392364
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 296 entries on the cover page, a total value of $727,212,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $727,212,000 with VALUE read as thousands by filing date, 13F file number 028-13201. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWELLS FARGO CLEARING SERVICES, LLC028-13118
- reports for this filerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 203,518 | $23,569,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,301 | $22,989,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,463 | $15,031,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 44,089 | $11,547,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 135,229 | $11,217,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,977 | $10,225,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,595 | $9,911,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 30,255 | $9,869,000 | thousands by filing date | |
| GOLDMAN SACHS GQG PARTNERS INTERNATIONAL OPPORTUNI | 38147N293 | COM | 539,285 | $9,179,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 31,412 | $8,724,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 57,469 | $8,040,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 130,610 | $8,006,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 28,603 | $7,937,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,365 | $7,637,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 33,250 | $7,369,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,834 | $7,166,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 24,749 | $6,869,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,627 | $6,793,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 31,866 | $6,680,000 | thousands by filing date | |
| US TREASURY | 912796xE4 | FIXED | 6,435,000 | $6,432,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 21,497 | $6,403,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 31,594 | $6,349,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,486 | $6,208,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 29,358 | $6,199,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 33,565 | $6,172,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13,918 | $6,145,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,029 | $6,050,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 35,112 | $5,851,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,774 | $5,831,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 47,540 | $5,804,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 26,333 | $5,780,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 71,638 | $5,596,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 55,156 | $5,550,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 71,043 | $5,518,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 21,933 | $5,512,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 34,471 | $5,426,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 14,621 | $5,327,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 29,701 | $5,134,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,227 | $5,128,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 77,830 | $5,103,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,317 | $5,060,000 | thousands by filing date | |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 204,615 | $5,046,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 133,423 | $4,897,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME | 277923546 | FIXED | 1,158,612 | $4,889,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19,906 | $4,872,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,240 | $4,813,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,685 | $4,697,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 56,084 | $4,581,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 149,652 | $4,570,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 30,848 | $4,555,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 51,082 | $4,409,000 | thousands by filing date | |
| US TREASURY | 9127964l0 | FIXED | 4,348,000 | $4,343,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 25,418 | $4,329,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 26,241 | $4,256,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 36,161 | $4,255,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 21,524 | $4,241,000 | thousands by filing date | |
| LORD ABBETT INVT TR | 543916688 | SHS | 1,014,298 | $4,230,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 38,630 | $4,204,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 25,242 | $4,174,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 25,044 | $4,154,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,043 | $4,136,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 18,732 | $4,134,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,734 | $4,082,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 62,560 | $4,067,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,829 | $4,061,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 20,664 | $4,044,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 53,708 | $3,905,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 6,894 | $3,859,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 44,607 | $3,833,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 29,997 | $3,791,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 149,739 | $3,785,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,712 | $3,738,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 62,642 | $3,686,000 | thousands by filing date | |
| Goldman Sachs Core Fixed Income Fund (GSFIX) | 38141W810 | Mutual Fund | 310,344 | $3,553,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,314 | $3,379,000 | thousands by filing date | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 243,399 | $3,330,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,534 | $3,284,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 45,771 | $3,238,000 | thousands by filing date | |
| EDGEWOOD GROWTH FUND INSTL CLASS | 0075W0759 | Mutual Fund | 64,331 | $3,135,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 35,116 | $3,076,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 36,735 | $3,012,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,688 | $2,910,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 25,622 | $2,832,000 | thousands by filing date | |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 107,022 | $2,820,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 46,774 | $2,792,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 68,194 | $2,786,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 7,696 | $2,746,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 21,978 | $2,743,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21,697 | $2,724,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 22,169 | $2,688,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 16,776 | $2,687,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,110 | $2,678,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 17,475 | $2,672,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 50,940 | $2,638,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 55,745 | $2,623,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 53,896 | $2,606,000 | thousands by filing date | |
| MATTHEWS ASIA GROWTH FD | 577130776 | COM | 78,738 | $2,590,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 10,222 | $2,566,000 | thousands by filing date | |
| VICTORY SYCAMORE ESTABLISHED VALUE I | 92646A831 | EQUITY FUNDS | 71,527 | $2,536,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 20,305 | $2,520,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38142B369 | EMRG MK EQ INS | 100,473 | $2,516,000 | thousands by filing date | |
| AM CEN TAX FREE BOND | 025075839 | FIXED | 206,397 | $2,510,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,990 | $2,481,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 14,743 | $2,396,000 | thousands by filing date | |
| US TREASURY | 9127962q1 | FIXED | 2,387,000 | $2,386,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 23,125 | $2,359,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,027 | $2,273,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,848 | $2,242,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 54,313 | $2,139,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 182,124 | $2,133,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 17,669 | $2,112,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 13,689 | $2,109,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 27,195 | $2,057,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 167,484 | $2,057,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,923 | $2,008,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,337 | $1,985,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 11,618 | $1,973,000 | thousands by filing date | |
| Western Asset Managed Mu Nicipals I | 52469J509 | MF | 119,671 | $1,945,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 18,384 | $1,921,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 7,001 | $1,909,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 6,659 | $1,862,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,602 | $1,860,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,839 | $1,860,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,512 | $1,838,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 34,610 | $1,837,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7,649 | $1,823,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 43,492 | $1,805,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 5,440 | $1,805,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 31,323 | $1,800,000 | thousands by filing date | |
| BLACKROCK INTERMEDIATE MUNICIP | 09253e609 | com | 160,645 | $1,796,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 12,873 | $1,768,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 43,987 | $1,746,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,738 | $1,713,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,872 | $1,692,000 | thousands by filing date | |
| US TREASURY | 9127963h0 | FIXED | 1,692,000 | $1,691,000 | thousands by filing date | principal |
| IDEXX LABS INC COM | 45168D104 | Stock | 4,232 | $1,664,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 5,339 | $1,661,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,049 | $1,661,000 | thousands by filing date | |
| PIMCO DIVERS INCOME | 693391880 | FIXED | 149,667 | $1,651,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,250 | $1,625,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,130 | $1,619,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,600,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 7,401 | $1,593,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 14,185 | $1,579,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 8,679 | $1,578,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 33,251 | $1,566,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31,508 | $1,556,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 13,706 | $1,556,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,729 | $1,551,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 14,606 | $1,547,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,985 | $1,547,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 61,649 | $1,546,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 22,682 | $1,535,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 17,999 | $1,524,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,022 | $1,509,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 26,817 | $1,491,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 17,722 | $1,471,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,756 | $1,370,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,674 | $1,316,000 | thousands by filing date | |
| Vanguard CA Long-Term Tax-Exempt Adm | 922021506 | Mutual Fund | 103,218 | $1,313,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 10,127 | $1,290,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,006 | $1,285,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,057 | $1,284,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 17,915 | $1,283,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,850 | $1,281,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 26,800 | $1,264,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,529 | $1,258,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4,588 | $1,258,000 | thousands by filing date | |
| US TREASURY | 9127962y4 | FIXED | 1,255,000 | $1,254,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,097 | $1,252,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,535 | $1,234,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,495 | $1,231,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,604 | $1,229,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,979 | $1,228,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 834 | $1,226,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 7,134 | $1,218,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,607 | $1,207,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 23,055 | $1,194,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 226,513 | $1,194,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,172 | $1,189,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,703 | $1,181,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 95,258 | $1,170,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 10,127 | $1,149,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,954 | $1,144,000 | thousands by filing date | |
| US TREASURY | 912828n89 | FIXED | 1,125,000 | $1,130,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 27,121 | $1,084,000 | thousands by filing date | |
| CONNS INC | 208242ab3 | FIXED | 1,200,000 | $1,071,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 8,187 | $1,016,000 | thousands by filing date | |
| QUAD GRAPHICS | 747301ac3 | FIXED | 1,135,000 | $1,007,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 4,775 | $995,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,494 | $973,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,035 | $967,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,770 | $931,000 | thousands by filing date | |
| CLEVELAND CLIFFS | 18683kam3 | FIXED | 930,000 | $863,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 10,252 | $857,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,865 | $809,000 | thousands by filing date | |
| TRIUMPH GROUP INC | 896818AL5 | Fixed Income | 950,000 | $791,000 | thousands by filing date | principal |
| SIGNET UK FIN PLC SR NT | 82671AAA1 | Fixed Income | 885,000 | $761,000 | thousands by filing date | principal |
| MYOKARDIA INC | 62857M105 | COM | 5,500 | $750,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,453 | $745,000 | thousands by filing date | |
| ANTERO RES CORP | 03674xac0 | FIXED | 905,000 | $742,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 3,230 | $730,000 | thousands by filing date | |
| COEUR MINING | 192108bb3 | FIXED | 700,000 | $705,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 20,293 | $697,000 | thousands by filing date | |
| APX GROUP | 00213mas3 | FIXED | 670,000 | $678,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 114,988 | $669,000 | thousands by filing date | |
| AK STL CORP SR NT | 001546as9 | FIXED | 675,000 | $667,000 | thousands by filing date | principal |
| MAGNACHIP | 55933jab0 | FIXED | 660,000 | $660,000 | thousands by filing date | principal |
| NEW HOME CO | 645370ab3 | FIXED | 650,000 | $643,000 | thousands by filing date | principal |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 790,000 | $640,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,803 | $624,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,804 | $610,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,925 | $607,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 11/15/2021 | 912828RR3 | Govt Bond | 590,000 | $602,000 | thousands by filing date | principal |
| DONNELLEY FINL SOLUTIONS | 25787gac4 | FIXED | 570,000 | $598,000 | thousands by filing date | principal |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 51,326 | $596,000 | thousands by filing date | |
| VISTA OUTDOOR | 928377ab6 | FIXED | 585,000 | $586,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318uab1 | FIXED | 615,000 | $581,000 | thousands by filing date | principal |
| TRANSDIGM INC | 893647ax5 | FIXED | 560,000 | $559,000 | thousands by filing date | principal |
| GOLDMAN SACHS DYNAMIC MUNICIPAL INC INST | 38142V746 | NTF BOND FUNDS | 33,647 | $546,000 | thousands by filing date | |
| DISH DBS CORPORATION | 25470XAW5 | Corporate Bond - Domestic | 530,000 | $543,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 700,000 | $539,000 | thousands by filing date | principal |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 49,774 | $535,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,579 | $534,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 947 | $534,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,307 | $525,000 | thousands by filing date | |
| DIEBOLD NIXDORF | 253651ac7 | FIXED | 575,000 | $523,000 | thousands by filing date | principal |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,772 | $508,000 | thousands by filing date | |
| CA CMNTYS DEV AUTH REV | 13080svc5 | FIXED | 500,000 | $504,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL | 88830mak8 | FIXED | 660,000 | $495,000 | thousands by filing date | principal |
| FLUOR CORP 3.5 24 DUE 12/15/24 | 343412AC6 | CORPORATE BONDS | 555,000 | $483,000 | thousands by filing date | principal |
| MAGELLAN HEALTH INC | 559079ak4 | FIXED | 455,000 | $469,000 | thousands by filing date | principal |
| VITAL ENERGY INC 9.5 25 | 516806AF3 | CORPORATE BONDS | 735,000 | $434,000 | thousands by filing date | principal |
| Keyence Corp | J32491102 | Common Stock | 924 | $429,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 5,455 | $423,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 12,122 | $422,000 | thousands by filing date | |
| RANGE RES CORP SERB NOTE | 75299acb3 | FIXED | 435,000 | $413,000 | thousands by filing date | principal |
| LA CA UNI SCH DIST | 544646a28 | FIXED | 400,000 | $402,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,652 | $390,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOGY | 459902AT9 | Fixed Income | 379,000 | $387,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,795 | $382,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,473 | $374,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,720 | $366,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,500 | $357,000 | thousands by filing date | |
| PITNEY BOWES | 724479an0 | FIXED | 358,000 | $348,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,020 | $346,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,005 | $341,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,661 | $329,000 | thousands by filing date | |
| UNITED STATES TREASURY BILLS | 9127963S6 | U.S. Treasury Bills | 326,000 | $326,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 3,143 | $315,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 15,000 | $314,000 | thousands by filing date | |
| PHH CORPORATION | 693320as2 | FIXED | 390,000 | $312,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 2,224 | $308,000 | thousands by filing date | |
| FIRST HORIZON NATL CORP | 320517ac9 | FIXED | 285,000 | $300,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 4,140 | $298,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,000 | $286,000 | thousands by filing date | |
| BROADCOM INC | 12673PAH8 | COM | 275,000 | $283,000 | thousands by filing date | principal |
| UNIVERSITY CALIF REVS | 91412gdl6 | FIXED | 275,000 | $276,000 | thousands by filing date | principal |
| JABIL INC | 466313ag8 | FIXED | 255,000 | $273,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP/CORP | 451102BJ5 | Fixed Income | 270,000 | $272,000 | thousands by filing date | principal |
| SANTANDER HOLDINGS USA | 80282kas5 | FIXED | 250,000 | $262,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,467 | $260,000 | thousands by filing date | |
| TAPESTRY INC | 189754ab0 | FIXED | 250,000 | $252,000 | thousands by filing date | principal |
| RR DONNELLEY & SONS CO | 257867BA8 | COM | 265,000 | $250,000 | thousands by filing date | principal |
| LIVONGO HEALTH INC | 539183103 | COM | 1,747 | $245,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,449 | $236,000 | thousands by filing date | |
| VMWARE INC | 928563ab1 | FIXED | 225,000 | $234,000 | thousands by filing date | principal |
| CA HEALTH FACILITIES FINAN | 13033lvg9 | FIXED | 225,000 | $232,000 | thousands by filing date | principal |
| CAPITAL ONE FINANCIAL | 14040hby0 | FIXED | 225,000 | $229,000 | thousands by filing date | principal |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,500 | $218,000 | thousands by filing date | |
| MOSAIC CO | 61945cac7 | FIXED | 200,000 | $217,000 | thousands by filing date | principal |
| Agora Inc-Adr | 00851L103 | COM | 5,000 | $215,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 1,000 | $214,000 | thousands by filing date | |
| CONSTELLATION BRANDS | 21036pak4 | FIXED | 210,000 | $214,000 | thousands by filing date | principal |
| WHIRLPOOL CORP | 96332hcf4 | FIXED | 200,000 | $213,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738eas4 | FIXED | 205,000 | $211,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,986 | $209,000 | thousands by filing date | |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 32,790 | $209,000 | thousands by filing date | |
| ARROW ELECTRONICS INC | 042735bd1 | FIXED | 200,000 | $207,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 75,000 | $206,000 | thousands by filing date | |
| CRED SUIS GP FUND | 225433am3 | FIXED | 200,000 | $203,000 | thousands by filing date | principal |
| XILINX, INC. | 983919AH4 | Convertible/ | 200,000 | $202,000 | thousands by filing date | principal |
| LA CA UNI SCH DIST | 544646a44 | FIXED | 200,000 | $201,000 | thousands by filing date | principal |
| SESI LLC | 78412fap9 | FIXED | 780,000 | $195,000 | thousands by filing date | principal |
| FIDELITY CONTRAFUND | 316071109 | MFD | 10,438 | $174,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 25,000 | $163,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 50,600 | $148,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 13,449 | $132,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,760 | $79,000 | thousands by filing date | |
| OASIS PETROLEUM | 674215ag3 | FIXED | 250,000 | $58,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,350 | $47,000 | thousands by filing date | |
| CYPRESS DEV CORP | 232749200 | COM | 20,000 | $7,000 | thousands by filing date | |
| TAILORED BRANDS INC NOTE M/W CLBL IN DEFAULT | 587118AE0 | NOTE M/W CLBL IN DEFAULT | 200,000 | $3,000 | thousands by filing date | principal |
| NightFood Holdings Inc | 65412F101 | COM | 11,900 | $2,000 | thousands by filing date | |
| WINDSTREAM CORP NOTE M/W CLBL | 97381WAN4 | NOTE M/W CLBL | 200,000 | $2,000 | thousands by filing date | principal |
| Logic Devices Inc. | 541402103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-124854 | this filing | 2020-11-13 | acceptance time not in the bulk data set |