13F-HR filed by CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CARY STREET PARTNERS INVESTMENT ADVISORY LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 977 holding rows worth $472,735,000.
- Accession
- 0001104659-20-124345
- Filer
- CIK 1766904
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 978 entries on the cover page, a total value of $472,735,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $472,726,000 with VALUE read as thousands by filing date, 13F file number 028-19037. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BK OF AMERICA CORP 5.375 DP PF | 06053U601 | PREFERR | 1,800 | $48,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 315 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 500 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 375 | $46,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,635 | $46,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 2,000 | $46,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 386 | $45,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 758 | $45,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 870 | $44,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 651 | $44,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 385 | $44,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 310 | $43,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 330 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 546 | $43,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 300 | $43,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 575 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,125 | $43,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,149 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,597 | $42,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 175 | $41,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 221 | $41,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $41,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 186 | $41,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 658 | $41,000 | thousands by filing date | |
| JPMORGAN CHASE AND CO 6 DEP NC | 48128B648 | PFD | 1,500 | $41,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,322 | $40,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,050 | $40,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 505 | $39,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 1,850 | $39,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 2,000 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 267 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 782 | $38,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,440 | $38,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 751 | $37,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 350 | $37,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 66 | $37,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,200 | $37,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 4,300 | $37,000 | thousands by filing date | |
| Atlas Corp Pfd D | Y0436Q117 | Pfd | 1,550 | $37,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 145 | $36,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 349 | $36,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 240 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 974 | $36,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,740 | $36,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 1,400 | $36,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 886 | $35,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 1,350 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,024 | $35,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,850 | $35,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 5,650 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 2,156 | $35,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,027 | $34,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 504 | $34,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,000 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 970 | $34,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 3,350 | $34,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 365 | $33,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,475 | $33,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 800 | $33,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,400 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 2,000 | $33,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 2,376 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 140 | $32,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,000 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2,400 | $32,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,500 | $32,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 150 | $32,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,190 | $32,000 | thousands by filing date | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 1,244 | $32,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 700 | $31,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $31,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 175 | $31,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 200 | $31,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,500 | $31,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,500 | $31,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 564 | $30,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 550 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 200 | $30,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,000 | $30,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC DEP SHS EA REP 1/40 SER D | 05990K882 | PREFERRED | 1,200 | $30,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 383 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,004 | $29,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,150 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 1,100 | $29,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 599 | $28,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 400 | $28,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 818 | $28,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 285 | $28,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,600 | $28,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 535 | $28,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,019 | $28,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,435 | $28,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,050 | $28,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 1,100 | $28,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 298 | $27,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 600 | $27,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 736 | $27,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 200 | $27,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 147 | $27,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 200 | $27,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,000 | $27,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 1,000 | $27,000 | thousands by filing date | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 1,000 | $27,000 | thousands by filing date | |
| MORGAN STANL 6.375 PFDPFD SER I | 61761J406 | PREFERRED STOCK | 1,000 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,000 | $26,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 525 | $26,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 400 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 914 | $25,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 3,700 | $25,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,900 | $25,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,800 | $25,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 219 | $24,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 75 | $24,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 431 | $24,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 50 | $24,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 450 | $24,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 200 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 900 | $24,000 | thousands by filing date | |
| CIM REAL ESTATE FINANCE TRUST | 12558q103 | COM | 3,332 | $24,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 487 | $23,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 965 | $23,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 405 | $23,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 100 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,150 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,168 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 478 | $23,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 200 | $23,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 250 | $23,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,166 | $23,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 900 | $23,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 925 | $23,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 150 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 266 | $22,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 525 | $22,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 359 | $22,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 200 | $22,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 250 | $22,000 | thousands by filing date | |
| AMERICAN FDS TAXAWR CNSRV GR INC PORT A | 02630Y620 | LOAD EQUITY FUND | 1,575 | $22,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 150 | $21,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 300 | $21,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,000 | $21,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 60 | $21,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 200 | $21,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 143 | $21,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 109 | $21,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 152 | $21,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,550 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 100 | $21,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 338 | $20,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 555 | $20,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $20,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,700 | $20,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,405 | $20,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,877 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,900 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 800 | $20,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 283 | $20,000 | thousands by filing date | |
| JP Morgan Chase & Co Prfrd Ser D | 48128B655 | Preferred | 750 | $20,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 900 | $20,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 84 | $19,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 240 | $19,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 655 | $19,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,061 | $19,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 252 | $19,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 750 | $19,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 300 | $19,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 612 | $19,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 700 | $19,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 175 | $18,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,000 | $18,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,000 | $18,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 614 | $18,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,358 | $18,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 170 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 150 | $18,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 128 | $18,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,000 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,296 | $18,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 150 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 500 | $18,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICE | 032359408 | PRF | 1,200 | $18,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 6,140 | $17,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 250 | $17,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 900 | $16,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 169 | $16,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 208 | $16,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 87 | $16,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 316 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 132 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 757 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 400 | $16,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 400 | $16,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 661 | $16,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,700 | $16,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 300 | $16,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 150 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 475 | $16,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 409 | $16,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,500 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 195 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 108 | $15,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 500 | $15,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 250 | $15,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 140 | $15,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 250 | $15,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 300 | $15,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,189 | $15,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,000 | $15,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 650 | $15,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 600 | $15,000 | thousands by filing date | |
| BRIGHTHOUSE FI 66 PFDPFD SER A | 10922N301 | BHFAP | 550 | $15,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 165 | $14,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 453 | $14,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 231 | $14,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 176 | $14,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,573 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 90 | $14,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 95 | $14,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 55 | $14,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 2,960 | $14,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,000 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 351 | $14,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,500 | $14,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $14,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 310 | $14,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 85 | $13,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 290 | $13,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 330 | $13,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 850 | $13,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 110 | $13,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 150 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 79 | $13,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 101 | $13,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 400 | $13,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 120 | $12,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 150 | $12,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 406 | $12,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 129 | $12,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 31 | $12,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 195 | $12,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 175 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 142 | $12,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 558 | $12,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 110 | $12,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 200 | $11,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 30 | $11,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 250 | $11,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 224 | $11,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 125 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 150 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 152 | $11,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 636 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 75 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 400 | $11,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 400 | $11,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 81 | $10,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 283 | $10,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 500 | $10,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 81 | $10,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,000 | $10,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 75 | $10,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 450 | $10,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 83 | $10,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 239 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 198 | $10,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 510 | $10,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 2,000 | $10,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 364 | $10,000 | thousands by filing date | |
| SOUTHERN CO JR 2017B | 842587404 | Common Stock | 400 | $10,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 400 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $9,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 180 | $9,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 93 | $9,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 150 | $9,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,024 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 103 | $9,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 935 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 143 | $9,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 700 | $9,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 75 | $8,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,888 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 392 | $8,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 85 | $8,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 150 | $8,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 620 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 380 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 115 | $8,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 166 | $8,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 725 | $8,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 800 | $8,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 30 | $8,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,100 | $8,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 84 | $8,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 260 | $8,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 400 | $8,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 300 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 24 | $7,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 375 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 56 | $7,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 248 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 162 | $7,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 500 | $7,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $7,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 62 | $7,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 500 | $7,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 200 | $7,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 190 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 400 | $7,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 372 | $7,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 50 | $7,000 | thousands by filing date | |
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 300 | $7,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2 | $6,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 12 | $6,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 71 | $6,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 195 | $6,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 100 | $6,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,119 | $6,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 50 | $6,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 61 | $6,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 371 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $6,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 250 | $6,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 200 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 586 | $6,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 800 | $6,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 370 | $6,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 250 | $6,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 93 | $5,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 200 | $5,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 40 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 706 | $5,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 200 | $5,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 275 | $5,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 47 | $5,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 100 | $5,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 37 | $5,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 25 | $5,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 25 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 45 | $5,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 100 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 200 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 234 | $5,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 2,838 | $5,000 | thousands by filing date | |
| LEGG MASON INCORPORATED JR SUB NT 56 | 524901600 | Preferred Securities (MIDS, QIDS, TOPRS...) | 200 | $5,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 37 | $4,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 75 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 447 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 139 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 19 | $4,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 160 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 17 | $4,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 330 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 100 | $4,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 44 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 98 | $4,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 1,000 | $4,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 780 | $4,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 150 | $4,000 | thousands by filing date | |
| PARKWAY ACQUISITION CORP COM | 70153X105 | Common Stock | 440 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $3,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 15 | $3,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 96 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 30 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 104 | $3,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 55 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 127 | $3,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 48 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 39 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 115 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 47 | $3,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 35 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 25 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 17 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 144 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 146 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 41 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 63 | $3,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 90 | $3,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 325 | $3,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 333 | $3,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 84 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $3,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 167 | $3,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 25 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 46 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 112 | $3,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 500 | $3,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 700 | $3,000 | thousands by filing date | |
| SOUTHERN CO PFD JR SUB NOTES | 842587305 | Preferred Securities (MIDS, QIDS, TOPRS...) | 125 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 58 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 40 | $2,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 33 | $2,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5 | $2,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 115 | $2,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 18 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 23 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 76 | $2,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 50 | $2,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 35 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $2,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,735 | $2,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 16 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 25 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 24 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 84 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 214 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 43 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 40 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 805 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 500 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 68 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 621 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 400 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 400 | $2,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 300 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 99 | $2,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 250 | $2,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 44 | $2,000 | thousands by filing date | |
| CREATIVE TECHNOLOGY LTD ORD | y1775u107 | COM | 1,400 | $2,000 | thousands by filing date | |
| PATIENT ACCESS SOLUTIONS ORD | 70324A208 | COM | 103,500 | $2,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 64 | $2,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4 | $1,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6 | $1,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 15 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 168 | $1,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 29 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 16 | $1,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 9 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 88 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 150 | $1,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20 | $1,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 30 | $1,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 25 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 220 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 52 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 22 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7 | $1,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 23 | $1,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 22 | $1,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 20 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 150 | $1,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 67 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 19 | $1,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 27 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 21 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 24 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 77 | $1,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 34 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 124 | $1,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,500 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 240 | $1,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 57 | $1,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 438 | $1,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 100 | $1,000 | thousands by filing date | |
| ARCH THERAPEUTICS INC | 03939W109 | COMMON STOCK | 5,000 | $1,000 | thousands by filing date | |
| HEAR ATLAST HOLDINGS INC COM | 422217208 | COM | 130,000 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-124345 | this filing | 2020-11-12 | acceptance time not in the bulk data set |