13F-HR filed by INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-30, with 862 holding rows worth $429,705,000.
- Accession
- 0001104659-20-119978
- Filer
- CIK 1673815
- Filed
- 2020-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 865 entries on the cover page, a total value of $429,705,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $429,705,000 with VALUE read as thousands by filing date, 13F file number 028-17438. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQT CORP COM | 26884L109 | Stock | 714 | $9,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 63 | $9,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 748 | $9,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 397 | $9,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 21 | $9,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 22 | $9,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,008 | $9,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 501 | $9,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 138 | $9,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 93 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 111 | $9,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 219 | $9,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 104 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 131 | $8,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 237 | $8,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 236 | $8,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 35 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 59 | $8,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 49 | $8,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 148 | $8,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 855 | $8,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 118 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 442 | $8,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 37 | $8,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 276 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $8,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 500 | $8,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 322 | $8,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 323 | $8,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 287 | $7,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 69 | $7,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 168 | $7,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 208 | $7,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 102 | $7,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 273 | $7,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 58 | $7,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 61 | $7,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 381 | $7,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 33 | $7,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 37 | $7,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 67 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 132 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 198 | $7,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 197 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 36 | $7,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 127 | $7,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,584 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 49 | $6,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 75 | $6,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 44 | $6,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 30 | $6,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 49 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 62 | $6,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 152 | $6,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 400 | $6,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 72 | $6,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 38 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 207 | $6,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 101 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 224 | $6,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 54 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 43 | $6,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 119 | $6,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 157 | $6,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 35 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 109 | $6,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 216 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 55 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 58 | $6,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 450 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 106 | $6,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 611 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 728 | $6,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 297 | $6,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,000 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 66 | $5,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 94 | $5,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 48 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 56 | $5,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 40 | $5,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 67 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 80 | $5,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 48 | $5,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 43 | $5,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 44 | $5,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 22 | $5,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 45 | $5,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 57 | $5,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 31 | $5,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 66 | $5,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 107 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,000 | $5,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 29 | $5,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 150 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 196 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 56 | $5,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 68 | $5,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 38 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 36 | $5,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 87 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 158 | $5,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 660 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 151 | $4,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 25 | $4,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 10 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 34 | $4,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 47 | $4,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 65 | $4,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 30 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 118 | $4,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 58 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 131 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 32 | $4,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 61 | $4,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 46 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 103 | $4,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 57 | $4,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 28 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 50 | $4,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 108 | $4,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 96 | $4,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 63 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 22 | $4,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 66 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 216 | $4,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 18 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 100 | $4,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 25 | $3,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 15 | $3,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 111 | $3,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 36 | $3,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 70 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 77 | $3,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 22 | $3,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 70 | $3,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 18 | $3,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 132 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 120 | $3,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 21 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 20 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 101 | $3,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 31 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 59 | $3,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 51 | $3,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 9 | $3,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 64 | $3,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 60 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 45 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 14 | $3,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 800 | $3,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 166 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 94 | $3,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 29 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 172 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 348 | $3,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14 | $3,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 400 | $3,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 37 | $3,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 76 | $3,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11 | $3,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 160 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $3,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 102 | $3,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 77 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 42 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 182 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 23 | $3,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,600 | $3,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 68 | $2,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 14 | $2,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 200 | $2,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 23 | $2,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $2,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 41 | $2,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10 | $2,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 25 | $2,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 73 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 25 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $2,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 18 | $2,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 10 | $2,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 36 | $2,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 11 | $2,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 44 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 70 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 153 | $2,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 59 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 34 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 69 | $2,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 13 | $2,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 59 | $2,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 91 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 14 | $2,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 84 | $2,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 40 | $2,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 90 | $2,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 32 | $2,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 8 | $2,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 130 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 30 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 17 | $2,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 6 | $2,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 13 | $2,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 25 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $2,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 16 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 60 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75 | $2,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 15 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 27 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 24 | $2,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 80 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 150 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 95 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 19 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 34 | $2,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 12 | $2,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 19 | $2,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 21 | $2,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 37 | $2,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 59 | $2,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 118 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 26 | $2,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 102 | $2,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 200 | $2,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 27 | $2,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 51 | $2,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 17 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 17 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 15 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 34 | $2,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 71 | $2,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 25 | $2,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 160 | $2,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 8 | $2,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 32 | $2,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 18 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 664 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 50 | $2,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 256 | $2,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 25 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 194 | $2,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 293 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 691 | $2,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 80 | $2,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 27 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 18 | $2,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 37 | $2,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 64 | $2,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 325 | $2,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 30 | $1,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 30 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 304 | $1,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 7 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 143 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 32 | $1,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 15 | $1,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 20 | $1,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 18 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 14 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 16 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 27 | $1,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 36 | $1,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 38 | $1,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 112 | $1,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 20 | $1,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 11 | $1,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7 | $1,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 400 | $1,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 47 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 14 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 13 | $1,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 200 | $1,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 100 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 48 | $1,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 44 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 38 | $1,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 42 | $1,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 32 | $1,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 10 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 132 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 68 | $1,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 27 | $1,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 120 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 6 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 237 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 19 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 13 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 22 | $1,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 12 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 26 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 28 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 20 | $1,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 29 | $1,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 38 | $1,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 61 | $1,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 27 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 141 | $1,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 22 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 131 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,000 | $1,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 14 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 106 | $1,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 43 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 36 | $1,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 16 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 8 | $1,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 63 | $1,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 25 | $1,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAUL CTRS INC COM | 804395101 | REIT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWILIO INC CL A | 90138F102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROKU INC COM CL A | 77543R102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-119978 | this filing | 2020-10-30 | acceptance time not in the bulk data set |