13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-20, with 58 holding rows worth $97,606,000.
- Accession
- 0001104659-20-116161
- Filer
- CIK 1307877
- Filed
- 2020-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 58 entries on the cover page, a total value of $97,606,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,609,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICOR CORP | 925815102 | COM | 129,945 | $10,101,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,589,918 | $9,557,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 276,704 | $9,059,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $7,476,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 130,000 | $5,091,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 19,000 | $4,168,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 15,432 | $3,730,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 16,910 | $3,710,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $3,675,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 750,000 | $3,000,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 101,000 | $2,081,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 155,000 | $2,009,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,200 | $1,638,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 200,000 | $1,628,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 300,000 | $1,623,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 318,700 | $1,517,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,297,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 120,000 | $1,297,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,189 | $1,290,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,000 | $1,255,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 150,000 | $1,178,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $1,127,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 21,598 | $1,123,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,059,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 416,432 | $1,045,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 39,616 | $1,044,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 100,000 | $1,020,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 11,619 | $985,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,000 | $966,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $924,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 45,000 | $781,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 19,560 | $714,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,500 | $689,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,000 | $687,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 45,010 | $683,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 368,000 | $600,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,000 | $545,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 8,600 | $506,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 35,000 | $504,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 50,000 | $501,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 46,834 | $499,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 45,000 | $490,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 3,700 | $477,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 50,000 | $468,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 3,800 | $431,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 10,100 | $422,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 804,943 | $402,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 27,695 | $376,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 25,000 | $373,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 4,446 | $351,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $315,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 10,000 | $263,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,000 | $211,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 19,000 | $181,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 12,200 | $177,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,000 | $141,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,000 | $123,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 26,356 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-116161 | this filing | 2020-10-20 | acceptance time not in the bulk data set |