13F-HR filed by Larson Financial Group LLC
Larson Financial Group LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-08, with 795 holding rows worth $243,545,000.
- Accession
- 0001104659-20-113336
- Filer
- CIK 1731061
- Filed
- 2020-10-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 795 entries on the cover page, a total value of $243,545,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,545,000 with VALUE read as thousands by filing date, 13F file number 028-18440. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOODYS CORP COM | 615369105 | Stock | 22 | $6,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 86 | $6,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 62 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 95 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 88 | $6,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 61 | $6,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 101 | $6,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 88 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 233 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 55 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 777 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 107 | $6,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 106 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 341 | $6,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 200 | $6,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 450 | $6,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 7,979 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 217 | $5,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 78 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 141 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 57 | $5,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 263 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,930 | $5,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 170 | $5,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 59 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 450 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 182 | $5,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 28 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 97 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 132 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 162 | $5,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 58 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 207 | $5,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 145 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 93 | $5,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 432 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P472 | FUND | 126 | $5,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 143 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 48 | $4,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 29 | $4,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 97 | $4,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 124 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 50 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 260 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80 | $4,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 75 | $4,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 157 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 71 | $4,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 54 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 144 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 122 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 182 | $4,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 100 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 70 | $4,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 154 | $4,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 145 | $4,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 48 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 50 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 15 | $3,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 550 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 28 | $3,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 47 | $3,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 127 | $3,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 27 | $3,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 151 | $3,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 32 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 375 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 33 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 300 | $3,000 | thousands by filing date | call |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 121 | $3,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 255 | $3,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 300 | $3,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 483 | $3,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 750 | $3,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,182 | $3,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 22 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 566 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 887 | $3,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 23 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 75 | $2,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18 | $2,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 185 | $2,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 5 | $2,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 51 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 60 | $2,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 37 | $2,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 23 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 15 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 22 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 28 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 36 | $2,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 100 | $2,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 29 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 17 | $2,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5 | $2,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 145 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 150 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 132 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 22 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 59 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 500 | $2,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 9 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 30 | $2,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 18 | $2,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 104 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 200 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 144 | $2,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 64 | $2,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 6 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 52 | $2,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 23 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 351 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 123 | $2,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 58 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 144 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 79 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 72 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 77 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 560 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 137 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000 | $2,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 165 | $2,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 1,060 | $2,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 8 | $1,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6 | $1,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1 | $1,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 23 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 32 | $1,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 9 | $1,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8 | $1,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 18 | $1,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2 | $1,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 14 | $1,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 16 | $1,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 17 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 15 | $1,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 50 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23 | $1,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5 | $1,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 10 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6 | $1,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 104 | $1,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 110 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7 | $1,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 31 | $1,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 12 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 12 | $1,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 22 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 14 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 10 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 23 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 42 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 24 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 21 | $1,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 80 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 46 | $1,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 100 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 55 | $1,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 40 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28 | $1,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 7 | $1,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 9 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 19 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 24 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 11 | $1,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11 | $1,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 185 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 52 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 30 | $1,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 24 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 20 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 32 | $1,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 126 | $1,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 193 | $1,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 47 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 30 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 39 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 32 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 32 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 12 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 20 | $1,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 100 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 717 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 51 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Micron Technology,Inc. | 595112103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUIFAX INC COM | 294429105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMS ENERGY CORP COM | 125896100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORM PLC SHS CL A | G89479102 | Stock | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALVOLINE INC COM | 92047W101 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICE CORP INTL COM | 817565104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD LANE CAP CORP | 691543102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEYOND MEAT INC | 08862E109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONX CORPORATION | 15872M104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ODP CORP | 88337F105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United States Brent Oil Fund L | 91167Q100 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X867 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-113336 | this filing | 2020-10-08 | acceptance time not in the bulk data set |