13F-HR filed by Lenox Wealth Advisors, LLC
Lenox Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-07, with 604 holding rows worth $665,331,000.
- Accession
- 0001104659-20-112957
- Filer
- CIK 1569292
- Filed
- 2020-10-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 604 entries on the cover page, a total value of $665,331,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $665,331,000 with VALUE read as thousands by filing date, 13F file number 028-15215. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerTCW ASSET MANAGEMENT CO LLC028-00787
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAperio Group, LLC028-11964
- reports for this filerSpiderRock Advisors, LLC028-18017
- reports for this filerNeuberger Berman Investment Advisers LLC028-17085
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerGW&K Investment Management, LLC028-04145
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cigna Corporation | 125523100 | COM | 9 | $2,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6 | $2,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 28 | $2,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 137 | $2,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 134 | $2,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 86 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 34 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 71 | $2,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 39 | $2,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $2,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 48 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5 | $2,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 17 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 35 | $2,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 101 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 71 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 32 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 39 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 348 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 62 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 75 | $2,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 29 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 57 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 23 | $2,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 98 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 107 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 33 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 400 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 48 | $2,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 30 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 38 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 136 | $2,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 33 | $2,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 192 | $2,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 68 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 97 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 85 | $1,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 63 | $1,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 15 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 11 | $1,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6 | $1,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 62 | $1,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 20 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 57 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 11 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 42 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 16 | $1,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 300 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 24 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 27 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18 | $1,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 7 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 18 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 450 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 28 | $1,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 103 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 48 | $1,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 55 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8 | $1,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 400 | $1,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 27 | $1,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 1,500 | $1,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAM NAT RES FD INC | 00548F105 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 94 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Geltech Solutions Inc | 368537106 | COM | 24,235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-112957 | this filing | 2020-10-07 | acceptance time not in the bulk data set |