13F-HR filed by Radcliffe Capital Management, L.P.
Radcliffe Capital Management, L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 148 holding rows worth $729,070,000.
- Accession
- 0001104659-20-095109
- Filer
- CIK 1218275
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 150 entries on the cover page, a total value of $729,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $729,070,000 with VALUE read as thousands by filing date, 13F file number 028-10367. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 48,756,000 | $47,709,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 48,401,000 | $45,627,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,106,000 | $45,350,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 41,000,000 | $38,437,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 41,530,000 | $36,480,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 31,044,000 | $30,269,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 30,151,000 | $29,198,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 29,125,000 | $28,532,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 28,562,000 | $28,276,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 29,830,000 | $26,252,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,696,000 | $25,021,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 23,484,000 | $23,107,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 18,511,000 | $18,035,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 15,900,000 | $15,986,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 15,098,000 | $14,890,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 710,000 | $7,633,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 700,000 | $7,175,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 686,731 | $7,163,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 655,353 | $6,619,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 590,100 | $6,308,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 581,774 | $5,963,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 481,000 | $5,435,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 500,062 | $5,361,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 500,000 | $5,335,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 479,438 | $5,202,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 500,000 | $5,175,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 500,072 | $5,151,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 500,000 | $5,115,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 505,000 | $5,073,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 488,302 | $4,956,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 447,381 | $4,675,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 462,180 | $4,631,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 450,000 | $4,568,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 450,000 | $4,545,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,000,000 | $4,474,000 | thousands by filing date | principal |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 375,000 | $4,118,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 400,000 | $4,096,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 410,124 | $4,089,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 403,683 | $4,069,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073202 | UNIT 07/01/2027 | 400,000 | $4,008,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 400,000 | $3,984,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 394,898 | $3,929,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 328,120 | $3,540,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 316,191 | $3,529,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 352,276 | $3,512,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 350,000 | $3,470,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 325,000 | $3,192,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 307,101 | $3,062,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 300,000 | $2,988,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 280,000 | $2,929,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 275,000 | $2,728,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 266,900 | $2,702,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 266,611 | $2,674,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 250,000 | $2,613,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 262,205 | $2,596,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 250,000 | $2,525,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 250,000 | $2,513,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 165,000 | $2,384,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 200,000 | $2,236,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 172,000 | $2,121,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 177,100 | $2,063,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 200,000 | $2,032,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 200,000 | $2,014,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 197,900 | $1,989,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 200,000 | $1,972,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 193,160 | $1,957,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 166,465 | $1,956,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 175,560 | $1,878,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 181,000 | $1,846,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 183,115 | $1,840,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 180,304 | $1,803,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 168,200 | $1,761,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 175,000 | $1,735,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 164,803 | $1,684,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 159,234 | $1,624,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 162,500 | $1,596,000 | thousands by filing date | call |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 157,240 | $1,558,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 150,368 | $1,546,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 191,733 | $1,522,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 327,700 | $1,465,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 135,501 | $1,374,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 137,500 | $1,364,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 85,000 | $1,361,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 131,900 | $1,323,000 | thousands by filing date | call |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T206 | UNIT 99/99/9999 | 125,000 | $1,313,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 126,914 | $1,293,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 132,000 | $1,197,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 120,000 | $1,183,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 116,666 | $1,163,000 | thousands by filing date | call |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 115,188 | $1,156,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 107,390 | $1,076,000 | thousands by filing date | call |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 100,000 | $1,075,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 102,047 | $1,045,000 | thousands by filing date | call |
| FS KKR CAP CORP | 302635206 | COM | 73,750 | $1,033,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 92,750 | $1,028,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 80,094 | $1,028,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 65,000 | $1,027,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 102,800 | $1,023,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 62,000 | $1,022,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 80,469 | $1,017,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 157,771 | $1,000,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100,000 | $985,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 100,000 | $980,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 100,000 | $976,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 93,516 | $948,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 82,030 | $885,000 | thousands by filing date | call |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 102,600 | $879,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 87,500 | $872,000 | thousands by filing date | call |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 83,925 | $854,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 62,800 | $847,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 92,700 | $847,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 90,000 | $836,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 46,593 | $756,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 66,666 | $745,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 23,000 | $716,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 75,000 | $713,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 95,000 | $692,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 62,500 | $686,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 66,666 | $671,000 | thousands by filing date | call |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 55,488 | $652,000 | thousands by filing date | call |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 62,500 | $628,000 | thousands by filing date | call |
| YUNHONG INTERNATIONAL | g98882106 | COM | 60,000 | $586,000 | thousands by filing date | call |
| CHP MERGER CORP | 12558Y106 | COM CL A | 55,000 | $548,000 | thousands by filing date | call |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 53,300 | $531,000 | thousands by filing date | call |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 52,500 | $527,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 50,000 | $526,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 50,000 | $503,000 | thousands by filing date | call |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 50,000 | $496,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 140,000 | $491,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 50,000 | $490,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 47,550 | $473,000 | thousands by filing date | call |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 40,000 | $464,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 42,928 | $449,000 | thousands by filing date | call |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 38,855 | $392,000 | thousands by filing date | call |
| GORES HLDGS IV INC | 382865103 | COM CL A | 33,875 | $343,000 | thousands by filing date | call |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 32,344 | $333,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 118,223 | $316,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 30,026 | $305,000 | thousands by filing date | call |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 26,977 | $271,000 | thousands by filing date | call |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 25,000 | $255,000 | thousands by filing date | call |
| NEWBORN ACQUISITION CORP | G6463T106 | SHS | 25,000 | $248,000 | thousands by filing date | call |
| TUSCAN HLDGS CORP | 90069K104 | COM | 18,340 | $188,000 | thousands by filing date | |
| NOVUS CAP CORP | 67012U207 | UNIT 06/30/2027 | 16,492 | $173,000 | thousands by filing date | |
| VINCERX PHARMA INC COM NEW | 53228P109 | Stock | 16,172 | $167,000 | thousands by filing date | call |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 10,000 | $164,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 15,337 | $150,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 10,000 | $129,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 11,053 | $109,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-095109 | this filing | 2020-08-14 | acceptance time not in the bulk data set |