13F-HR filed by Williams Jones Wealth Management, LLC.
Williams Jones Wealth Management, LLC. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 426 holding rows worth $4,889,965,000.
- Accession
- 0001104659-20-095001
- Filer
- CIK 1788587
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 428 entries on the cover page, a total value of $4,889,965,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,882,848,000 with VALUE read as thousands by filing date, 13F file number 028-19622. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Visa Inc | 92826C839 | COM | 1,318,615 | $254,717,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 624,217 | $227,714,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 864,258 | $175,885,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 512,850 | $169,323,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 804,619 | $160,079,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 496,427 | $150,522,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 48,543 | $133,921,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 966,166 | $132,403,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 786,091 | $131,552,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 153,500 | $123,652,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 540,173 | $115,986,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 785,317 | $110,439,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 76,964 | $109,139,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 667,515 | $99,386,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 238,667 | $97,018,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 513,390 | $92,107,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 486,480 | $86,024,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 710,281 | $79,537,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 216,780 | $78,548,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 413,601 | $78,038,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,279,732 | $73,354,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 447,651 | $68,688,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 701,896 | $67,775,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 261,367 | $65,475,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 638,017 | $65,218,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 163,899 | $63,635,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,202,877 | $60,817,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 330,836 | $57,642,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 183,183 | $54,257,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 406,322 | $53,740,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 570,219 | $53,635,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 285,073 | $50,888,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 153,968 | $47,478,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,199,018 | $46,738,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 199,921 | $45,396,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 31,692 | $44,800,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 228,502 | $37,705,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 150,374 | $37,233,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 596,708 | $33,809,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 301,952 | $33,671,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 271,730 | $33,559,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,783,840 | $32,412,000 | thousands by filing date | |
| VICTREX PLC | G9358Y107 | CS | 1,248,062 | $30,143,000 | thousands by filing date | |
| ONEX COPR SUB VTG (ONEXF) | 68272k103 | COM | 620,359 | $28,031,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 920,808 | $27,836,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 143,864 | $26,950,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 198,435 | $26,608,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 267,188 | $26,198,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 92,176 | $23,769,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 118,045 | $22,735,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 486,061 | $22,670,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 128,112 | $21,442,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 259,772 | $19,031,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 308,780 | $19,027,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 265,370 | $17,955,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 130,274 | $17,603,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 67,585 | $17,473,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 333,385 | $17,096,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 607,545 | $16,951,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 115,508 | $16,701,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 70,850 | $16,609,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 232,102 | $16,129,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 64,888 | $15,304,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40,251 | $15,292,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 337,623 | $14,646,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 64,917 | $13,827,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100,452 | $13,731,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 145,735 | $13,325,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 310,908 | $13,179,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 135,619 | $12,911,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 72,659 | $12,704,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 42,426 | $12,025,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 176,767 | $11,483,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 60,790 | $10,954,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 247,919 | $10,703,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 98,776 | $10,402,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 274,891 | $10,121,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 112,080 | $10,001,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 87,487 | $9,794,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 120,650 | $9,665,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 212,270 | $9,493,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 73,990 | $9,395,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 35 | $9,356,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 119,370 | $9,184,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 180,065 | $8,989,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 106,554 | $8,240,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 27,796 | $8,198,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 136,307 | $8,015,000 | thousands by filing date | |
| GENMAB A/S | K3967W102 | COM | 23,670 | $7,922,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 262,313 | $7,683,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 169,309 | $7,565,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,591 | $6,996,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 27,648 | $6,676,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 118,923 | $6,573,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 46,041 | $6,429,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 19,932 | $6,291,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 273,182 | $6,100,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 63,671 | $5,942,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 247,769 | $5,885,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 23,792 | $5,714,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 71,775 | $5,654,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 98,420 | $5,426,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 71,484 | $5,415,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 44,335 | $5,354,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 130,175 | $5,351,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 12,283 | $5,347,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 26,763 | $5,318,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 85,254 | $5,288,000 | thousands by filing date | |
| MATTHEWS INTL FDS PAC TIGER FD | 577130107 | mf | 190,987 | $5,229,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 5,593 | $4,966,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,860 | $4,797,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 136,825 | $4,637,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 14,110 | $4,579,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 73,889 | $4,421,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 13,883 | $4,361,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 88,181 | $4,256,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 55,043 | $4,255,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 147,600 | $4,229,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 24,938 | $4,216,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 39,043 | $4,138,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 72,916 | $3,986,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 37,173 | $3,783,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 113,377 | $3,707,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 35,089 | $3,692,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 30,127 | $3,689,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 41,788 | $3,656,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 14,047 | $3,587,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,034 | $3,584,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30,134 | $3,436,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 66,050 | $3,346,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 74,951 | $3,334,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,263 | $3,260,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 445,434 | $3,171,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 15,744 | $3,106,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 44,746 | $3,092,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 15,847 | $2,974,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 11,123 | $2,963,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 121,766 | $2,954,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,954 | $2,903,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16,759 | $2,751,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 17,355 | $2,727,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 11,279 | $2,699,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 43,762 | $2,613,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,027,775 | $2,559,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 19,665 | $2,530,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,314 | $2,443,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 122,185 | $2,409,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,613 | $2,367,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,803 | $2,330,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,279 | $2,311,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 32,959 | $2,299,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 53,968 | $2,254,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 27,737 | $2,252,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 23,021 | $2,206,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 141,756 | $2,150,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,719 | $2,140,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,231 | $2,138,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 39,626 | $2,025,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,419 | $2,005,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,339 | $1,944,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 17,572 | $1,941,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 15,227 | $1,867,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,317 | $1,861,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,936 | $1,770,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 6,077 | $1,739,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,541 | $1,713,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 22,340 | $1,704,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 29,170 | $1,696,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 56,600 | $1,542,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,732 | $1,525,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 163,375 | $1,518,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 15,458 | $1,499,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,053 | $1,486,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 50,000 | $1,460,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,524 | $1,438,000 | thousands by filing date | |
| FIDELITY GROWTH FD | 316200104 | MFD | 54,220 | $1,435,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,690 | $1,413,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 38,200 | $1,387,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 11,711 | $1,372,000 | thousands by filing date | |
| T. ROWE PRICE GROWTH STOCK | 741479109 | NTF EQUITY FUNDS | 16,569 | $1,325,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,618 | $1,308,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,785 | $1,295,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 39,212 | $1,290,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,167 | $1,260,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 20,160 | $1,241,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 45,222 | $1,171,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 179,661 | $1,168,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 13,182 | $1,166,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 74,197 | $1,107,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 16,900 | $1,102,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10,012 | $1,096,000 | thousands by filing date | |
| VANGUARD LARGE CAP INDEX ADMIRAL | 922908579 | EQUITY FUNDS | 15,115 | $1,093,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,087 | $1,082,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 22,665 | $1,079,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,020 | $1,030,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,657 | $1,019,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 22,780 | $1,010,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 9,651 | $1,005,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,030 | $978,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 14,951 | $957,000 | thousands by filing date | |
| AMERICAN CENTURY ULTRA INV | 025083882 | NTF EQUITY FUNDS | 15,820 | $948,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,345 | $944,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,235 | $939,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,695 | $935,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,707 | $929,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,468 | $914,000 | thousands by filing date | |
| Adyen NV EUR0.01 | N3501V104 | ADR | 625 | $909,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,747 | $884,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,857 | $879,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,828 | $852,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,194 | $851,000 | thousands by filing date | |
| SIG COMBIBLOC GROUP AG | H76406117 | CS | 52,000 | $841,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 15,515 | $814,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 36,516 | $811,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 99,209 | $810,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15,159 | $808,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 6,309 | $799,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,278 | $798,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 18,500 | $766,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,209 | $754,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 42,954 | $742,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 31,559 | $730,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 110,500 | $725,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,836 | $724,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,314 | $723,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,587 | $722,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,195 | $720,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 32,200 | $720,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,145 | $708,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,798 | $694,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,559 | $693,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,623 | $656,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 62,620 | $649,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 16,287 | $639,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 91,500 | $633,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,254 | $627,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,384 | $620,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,955 | $607,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,331 | $607,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,024 | $590,000 | thousands by filing date | |
| VANGUARD MID CAP ADM | 922908645 | MFD | 2,903 | $589,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 30,522 | $588,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,923 | $586,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 360 | $573,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,510 | $572,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,058 | $567,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,245 | $559,000 | thousands by filing date | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 22,217 | $556,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,509 | $550,000 | thousands by filing date | |
| T. ROWE PRICE BLUE CHIP GROWTH | 77954Q106 | NTF EQUITY FUNDS | 3,879 | $535,000 | thousands by filing date | |
| PUTNAM LARGE CAP VALUE A | 746745108 | NTF EQUITY FUNDS | 23,079 | $532,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,440 | $524,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,699 | $520,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,113 | $517,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,678 | $516,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,262 | $511,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,012 | $511,000 | thousands by filing date | |
| GETSWIFT LTD | q402a3102 | COM | 951,200 | $509,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,768 | $507,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,230 | $507,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,470 | $506,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 8,732 | $497,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,655 | $491,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 65,300 | $485,000 | thousands by filing date | |
| NORTHERN STOCK INDEX | 665162772 | SHS | 13,401 | $476,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,000 | $473,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,381 | $468,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 805 | $465,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 5,700 | $462,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,226 | $458,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 5,450 | $456,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 50,000 | $452,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,023 | $444,000 | thousands by filing date | |
| Vanguard Small Cap Value Index Admiral | 921937686 | Mutual Fund | 9,665 | $444,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 7,625 | $437,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,518 | $430,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,700 | $422,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,810 | $420,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 7,286 | $419,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,973 | $418,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 16,138 | $417,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 29,900 | $405,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,020 | $402,000 | thousands by filing date | |
| FIDELITY 500 INDEX | 315911750 | MFD | 3,715 | $401,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,700 | $391,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,600 | $390,000 | thousands by filing date | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 7,869 | $385,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,411 | $378,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 9,275 | $377,000 | thousands by filing date | |
| DFA INTERNATIONAL SMALL COMPANY I | 233203629 | EQUITY FUNDS | 23,490 | $374,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,450 | $371,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,915 | $368,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,143 | $365,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,498 | $361,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,645 | $356,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,300 | $356,000 | thousands by filing date | |
| SPARK NEW ZEALAND LTD SHS | Q8619N107 | CS | 120,000 | $353,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,045 | $351,000 | thousands by filing date | |
| VANGUARD SMALL CAP INDEX | 922908686 | MFD | 5,012 | $350,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,025 | $349,000 | thousands by filing date | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 20,811 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,230 | $341,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 7,470 | $340,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,245 | $339,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,120 | $334,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,078 | $331,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,708 | $328,000 | thousands by filing date | |
| VANGUARD TAX-MGD CAP APPREC | 921943866 | MFD | 2,050 | $328,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,460 | $327,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 6,040 | $326,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,279 | $326,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,300 | $326,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,540 | $323,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,166 | $323,000 | thousands by filing date | |
| VANGUARD STAR FD | 921909107 | Equity Mutual Fu | 11,688 | $322,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,865 | $319,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,210 | $318,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,175 | $311,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 941 | $310,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,879 | $310,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 11,807 | $303,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,187 | $299,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 799 | $294,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,254 | $291,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,831 | $290,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,100 | $289,000 | thousands by filing date | |
| ARTISAN MID CAP FUND INVESTORS CLASS | 04314H303 | Com | 6,692 | $286,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,534 | $283,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,391 | $282,000 | thousands by filing date | |
| DFA EMERGING MARKETS SMALL CAP I | 233203611 | EQUITY FUNDS | 15,690 | $282,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,779 | $279,000 | thousands by filing date | |
| American Funds Amcap F2 | 023375827 | MF | 8,227 | $279,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 3,672 | $273,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,360 | $272,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,520 | $265,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,604 | $264,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,610 | $260,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,705 | $258,000 | thousands by filing date | |
| COLUMBIA ACORN INTERNATIONAL FUND | 197199813 | COMMON | 8,670 | $257,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,187 | $255,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,510 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,250 | $251,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,489 | $251,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,625 | $250,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,060 | $244,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH | 779546100 | Equity Mutual Fu | 4,879 | $244,000 | thousands by filing date | |
| Columbia Select Large Cap Growth Fund | 19765Y688 | Mutual Fund | 18,364 | $243,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,576 | $242,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,955 | $242,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,227 | $241,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,666 | $232,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,469 | $230,000 | thousands by filing date | |
| DFA TAX-MANAGED US SMALL CAP | 233203553 | Mutual Fund | 6,374 | $230,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,500 | $229,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,664 | $228,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,797 | $228,000 | thousands by filing date | |
| VANGUARD WNDSR AD II | 922018304 | Mutual Funds | 3,937 | $227,000 | thousands by filing date | |
| GABELLI ASSET FD SH BEN INT | 362395105 | mf | 4,659 | $227,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 512 | $226,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 6,275 | $226,000 | thousands by filing date | |
| T ROWE PRICE NEW HORIZON FD | 779562107 | MUTUAL | 3,142 | $225,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,500 | $224,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,500 | $222,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,038 | $219,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,648 | $218,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 2,900 | $218,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,086 | $216,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,086 | $215,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,595 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,565 | $214,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,325 | $210,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 757 | $208,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,000 | $208,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,699 | $205,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,070 | $204,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,994 | $201,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,649 | $201,000 | thousands by filing date | |
| FIDELITY SECS FD GRWTH & INCM | 316389204 | MUTUAL | 5,383 | $201,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 7,000 | $200,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,195 | $194,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 13,000 | $188,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,760 | $186,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,500 | $181,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,514 | $179,000 | thousands by filing date | |
| TARGET CORP | 94975G181 | COM | 14,295 | $175,000 | thousands by filing date | |
| ALLIANZ FDS RCM MIDCAP INS | 018919688 | mf | 33,460 | $170,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 10,000 | $168,000 | thousands by filing date | |
| COLUMBIA MID CAP INDEX FUND | 19765j608 | MF | 12,196 | $161,000 | thousands by filing date | |
| ROYCE FD PENN MUT INV | 780905840 | MF | 17,691 | $144,000 | thousands by filing date | |
| AMG TR IV RIVR RD DIV CP N | 00171A100 | MF | 14,132 | $137,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,000 | $132,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,233 | $118,000 | thousands by filing date | |
| Fidelity Magellan Fd Inc | 316184100 | Com | 10,440 | $114,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 49,996 | $108,000 | thousands by filing date | |
| ROYCE SMALL CAP TOTAL RETURN F | 780905881 | MUTUAL FUNDS | 10,933 | $98,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 107,541 | $96,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 101,300 | $88,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,000 | $87,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 21,552 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,085 | $75,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,000 | $66,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,000 | $65,000 | thousands by filing date | |
| RegeneRx Biopharmaceuticals | 75886x108 | COM | 200,000 | $63,000 | thousands by filing date | |
| PIMCO COMMODITY REAL RETURN STRATEGY FUND INSTITUTIONAL CLASS | 722005667 | OPEN END TAXABLE NO LOAD FUND | 11,821 | $56,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,000 | $51,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,000 | $49,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 20,700 | $39,000 | thousands by filing date | |
| OIL SEARCH LTD ORD | Y64695110 | CS | 15,000 | $33,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,000 | $29,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 20,000 | $28,000 | thousands by filing date | |
| APPLIED MINERALS INC COM | 03823M100 | CS | 4,008,651 | $26,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,000 | $22,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 50,000 | $17,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 25,800 | $16,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 12,500 | $14,000 | thousands by filing date | |
| Vystar Corp Com | 92927N106 | COM | 480,000 | $11,000 | thousands by filing date | |
| 4front Ventures Corp | 35086B207 | Com | 24,150 | $10,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 14,510 | $5,000 | thousands by filing date | |
| PROTOKINETIX INC | 743722100 | CS | 20,000 | $2,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 10,000 | $2,000 | thousands by filing date | |
| SILVER ELEPHANT MINING CORP | 82770L109 | CS | 10,000 | $2,000 | thousands by filing date | |
| International Paper Company | 88335R101 | Common Stock | 25,000 | $1,000 | thousands by filing date | |
| ISLET SCIENCES INC COM | 46467R109 | CS | 91,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENE EXPRESS, INC. COM STOCK | 9940769Y5 | CS | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOROPHARMA MED INC COM | 343870101 | CS | 117,647 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD CORP COM | 641266101 | CS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-095001 | this filing | 2020-08-14 | acceptance time not in the bulk data set |