13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 1,681 holding rows worth $20,973,250,000.
- Accession
- 0001104659-20-093773
- Filer
- CIK 902367
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,681 entries on the cover page, a total value of $20,973,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,973,250,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INNODATA INC | 457642205 | COM NEW | 22,000 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 290 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 760 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 305 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 700 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 438 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,000 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 120 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 559 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,087 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 690 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 251 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 800 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 617 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDEX CORP | 462684101 | COM | 11,928 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 880 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 450 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 563 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 450 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 30,000 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,400 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 370 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 802 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 550 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 1,897 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 104 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 500 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 400 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 557 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 923 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 825 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 223 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 295 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 13,850 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $20,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 100 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 523 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 728 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 320 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 145 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 259 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 23,317 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 341 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 2,686 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 558 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 500 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 326 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 667 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $17,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $17,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 671 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,300 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 487 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 22,900 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 580 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $15,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 10,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 263 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 284 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 472 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 527 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,039 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 12,000 | $14,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 153 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 586 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 185 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 114 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II VI INC | 902104108 | COM | 282 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,352 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,000 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COVIA HLDGS CORP | 22305A103 | COM | 26,687 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 32,985 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 179 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 474 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 511 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,000 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 81,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 10,000 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 190 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 125 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 102 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 600 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 447 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 200 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 296 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 255 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 472 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 180 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 344 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 285 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 148 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X867 | CMN | 294 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 10,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 50 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 319 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 108 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 396 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 250 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 11,200 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 281 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 126 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 261 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 290 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 261 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 95 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287192 | US TRSPRTION | 38 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 125 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 283 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 60 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 307 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 150 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 156 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 188 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 95 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,465 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 107 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 114 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 82 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 108 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 180 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ProShares UltraPro Sht | 74347G408 | ETF | 591 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 65 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 57 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 104 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 18,588 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 419 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 44 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 77 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 56 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 88 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 66 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDC ENERGY INC | 69327R101 | COM | 130 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 28 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 55 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G425 | COM | 10 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 14 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 55 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 11 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 22 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 28 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 69 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 41 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 130 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 2,000 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 115 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 130 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430347 | MOTIF DATA DRIVN | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 60 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343X100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC NEW | 88642R117 | WARR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TIDEWATER INC NEW | 88642R125 | WARR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-093773 | this filing | 2020-08-12 | acceptance time not in the bulk data set |