13F-HR/A filed by Radcliffe Capital Management, L.P.
Radcliffe Capital Management, L.P. filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-08-06, with 117 holding rows worth $532,182,000.
- Accession
- 0001104659-20-091467
- Filer
- CIK 1218275
- Filed
- 2020-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 117 entries on the cover page, a total value of $532,182,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $532,182,000 with VALUE read as thousands by filing date, 13F file number 028-10367. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 44,512,000 | $42,067,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,106,000 | $41,373,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 41,530,000 | $35,223,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 41,000,000 | $33,471,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 29,125,000 | $24,754,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 27,401,000 | $24,736,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,696,000 | $22,243,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 22,224,000 | $19,835,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 18,421,000 | $17,064,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 16,762,000 | $15,788,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 15,823,000 | $14,645,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 12,749,000 | $10,237,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,100,000 | $9,100,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 8,597,000 | $7,888,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 7,722,000 | $7,535,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 7,750,000 | $7,376,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 710,000 | $7,178,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 650,000 | $6,604,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 605,174 | $5,961,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 600,000 | $5,874,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 561,666 | $5,532,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 500,072 | $5,201,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 506,406 | $5,181,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 500,062 | $5,061,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 499,800 | $4,960,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 479,438 | $4,933,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 481,000 | $4,786,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 410,124 | $3,966,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,000,000 | $3,963,000 | thousands by filing date | principal |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 398,222 | $3,946,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 405,000 | $3,937,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 361,524 | $3,594,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 350,000 | $3,525,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 328,120 | $3,281,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 325,000 | $3,216,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 325,973 | $3,185,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 316,191 | $3,165,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 300,000 | $2,955,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 298,100 | $2,921,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 299,798 | $2,887,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 275,000 | $2,720,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 265,000 | $2,661,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 263,000 | $2,585,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 250,000 | $2,463,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 247,400 | $2,443,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 205,000 | $2,366,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 240,100 | $2,298,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 214,780 | $2,212,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 204,094 | $2,072,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 195,958 | $1,983,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 205,501 | $1,977,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 200,000 | $1,960,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 197,900 | $1,941,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 180,000 | $1,940,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 195,906 | $1,910,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 193,160 | $1,899,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 150,000 | $1,884,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 190,000 | $1,843,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 175,560 | $1,807,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 180,304 | $1,763,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 175,000 | $1,745,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 175,000 | $1,745,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 164,803 | $1,674,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 159,234 | $1,574,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 154,300 | $1,571,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 157,240 | $1,522,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 198,733 | $1,487,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 181,600 | $1,387,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 139,000 | $1,368,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 135,501 | $1,364,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 131,000 | $1,284,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 126,914 | $1,231,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 110,004 | $1,132,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 110,000 | $1,088,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 320,000 | $1,037,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 105,048 | $1,014,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 102,800 | $1,002,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 101,600 | $999,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 85,000 | $989,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 100,000 | $976,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 325,000 | $975,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 100,000 | $970,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 95,100 | $959,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 172,771 | $957,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 143,176 | $948,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 93,516 | $930,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 65,000 | $905,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 90,080 | $897,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 888,000 | $888,000 | thousands by filing date | principal |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 85,857 | $869,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 75,000 | $857,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 88,094 | $855,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 125,402 | $853,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 83,925 | $839,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 40,000 | $820,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 83,378 | $805,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 77,710 | $798,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 85,000 | $788,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 78,067 | $761,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 65,000 | $748,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 97,400 | $710,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 102,700 | $642,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 51,912 | $640,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 110,000 | $631,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 109,600 | $572,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 50,000 | $505,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 50,000 | $491,000 | thousands by filing date | call |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 50,000 | $485,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 153,398 | $397,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P208 | UNIT 03/31/2025 | 37,244 | $372,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 128,223 | $282,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 22,105 | $217,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 18,340 | $183,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 15,000 | $154,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 15,000 | $153,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 15,337 | $149,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 10,491 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-062149 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001104659-20-091467 | this filing | 2020-08-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001104659-20-091471 | added | 2020-08-06 | acceptance time not in the bulk data set |