13F-HR filed by Matisse Capital
Matisse Capital filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-28, with 155 holding rows worth $300,865,000.
- Accession
- 0001104659-20-087178
- Filer
- CIK 1668256
- Filed
- 2020-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 219 entries on the cover page, a total value of $300,865,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,865,000 with VALUE read as thousands by filing date, 13F file number 028-17404. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRound Table Services, LLC028-12173
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,495,500 | $12,039,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,803,566 | $10,682,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,806,744 | $10,208,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 653,830 | $9,749,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 876,400 | $9,220,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 464,149 | $9,056,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 830,600 | $7,392,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 239,359 | $6,906,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 373,947 | $6,552,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 640,600 | $6,201,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 379,052 | $6,156,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 322,268 | $5,788,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,243,902 | $5,635,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 164,124 | $5,222,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 645,676 | $5,069,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 246,733 | $4,900,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 129,610 | $4,873,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 734,700 | $4,731,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 279,268 | $4,323,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 398,700 | $4,246,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 441,018 | $4,154,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 347,896 | $4,150,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 335,888 | $4,141,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 403,858 | $4,111,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 564,558 | $3,986,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 330,687 | $3,899,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 625,769 | $3,836,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 177,741 | $3,791,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 324,806 | $3,787,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 331,170 | $3,699,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,252 | $3,511,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 581,449 | $3,471,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 560,000 | $3,416,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 293,727 | $3,354,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 417,452 | $3,277,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 260,895 | $3,240,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 410,491 | $3,210,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 147,446 | $2,909,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 165,002 | $2,904,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 186,529 | $2,800,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 327,474 | $2,682,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 340,003 | $2,666,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,274 | $2,654,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 176,954 | $2,628,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 203,794 | $2,533,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 253,347 | $2,250,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 169,233 | $2,242,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 196,866 | $2,236,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 286,061 | $2,217,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 128,812 | $2,146,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 100,500 | $2,132,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 247,913 | $2,040,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 13,660 | $2,020,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 716 | $1,975,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 215,013 | $1,939,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 528,912 | $1,830,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 343,603 | $1,814,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 148,877 | $1,790,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 360,477 | $1,741,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 222,663 | $1,735,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 197,922 | $1,724,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 273,437 | $1,534,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 123,023 | $1,516,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 37,766 | $1,391,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 119,643 | $1,303,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 164,600 | $1,276,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 50,072 | $1,237,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 228,837 | $1,220,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 56,398 | $1,178,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 212,072 | $1,139,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 190,292 | $1,111,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 55,989 | $1,071,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 46,678 | $1,042,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,035 | $1,019,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,535 | $820,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 57,059 | $817,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,800 | $765,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 528 | $749,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 93,813 | $725,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 58,480 | $705,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 94,556 | $681,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 85,663 | $677,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 57,743 | $674,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,853 | $669,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 170,010 | $665,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 23,870 | $628,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 57,360 | $627,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 303,984 | $608,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 51,646 | $603,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,272 | $597,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,785 | $549,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 53,248 | $535,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 79,600 | $530,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 50,300 | $529,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,425 | $520,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 25,276 | $510,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 40,392 | $507,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,274 | $494,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 44,074 | $459,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 121,019 | $448,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 33,929 | $425,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 25,781 | $399,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,320 | $398,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,205 | $394,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,325 | $392,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,528 | $383,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 26,600 | $364,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,600 | $361,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 29,629 | $350,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 25,414 | $346,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,088 | $330,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,445 | $327,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 32,510 | $326,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 9,700 | $325,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,233 | $317,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,084 | $311,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 7,440 | $311,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 541 | $308,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 26,450 | $296,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 18,300 | $278,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 108,100 | $275,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 42,671 | $258,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,795 | $249,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 21,290 | $247,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 63,793 | $246,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,116 | $244,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 22,688 | $238,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,670 | $235,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,480 | $231,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 28,698 | $229,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 18,600 | $227,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 750 | $221,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 8,350 | $216,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 9,130 | $204,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,801 | $185,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 71,000 | $182,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 43,900 | $181,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,794 | $177,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 21,119 | $176,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,300 | $175,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 11,876 | $171,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 21,014 | $163,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 92,000 | $158,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,100 | $152,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,700 | $138,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,556 | $137,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 10,000 | $135,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 17,685 | $130,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,700 | $117,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 32,396 | $108,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 22,800 | $106,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 10,634 | $104,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,000 | $92,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 24,500 | $72,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,284 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-087178 | this filing | 2020-07-28 | acceptance time not in the bulk data set |