13F-HR filed by Waterloo Capital, L.P.
Waterloo Capital, L.P. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-06-01, with 154 holding rows worth $140,854,000.
- Accession
- 0001104659-20-068235
- Filer
- CIK 1730942
- Filed
- 2020-06-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 154 entries on the cover page, a total value of $140,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,854,000 with VALUE read as thousands by filing date, 13F file number 028-20294. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 495,578 | $13,916,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 298,061 | $8,385,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 319,003 | $7,659,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 189,306 | $5,721,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 118,012 | $4,883,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 222,196 | $4,153,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,180 | $3,606,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 18,938 | $3,126,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 120,358 | $2,881,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 80,030 | $2,517,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 13,049 | $2,485,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 92,860 | $2,332,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 48,835 | $2,318,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 44,851 | $2,228,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,569 | $2,140,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,072 | $2,090,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 69,624 | $1,981,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,393 | $1,776,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 28,056 | $1,451,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 36,620 | $1,426,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 35,060 | $1,396,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 27,173 | $1,357,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 16,402 | $1,306,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,977 | $1,286,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 43,107 | $1,267,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20,587 | $1,261,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,561 | $1,225,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,904 | $1,178,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 19,640 | $1,066,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,266 | $1,043,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,287 | $1,013,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,432 | $993,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 25,900 | $947,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,806 | $938,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,883 | $920,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,272 | $873,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,045 | $858,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 14,867 | $855,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,900 | $855,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,373 | $841,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,847 | $838,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,999 | $827,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,185 | $737,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 25,815 | $723,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,910 | $716,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,541 | $678,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 6,973 | $661,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 14,889 | $659,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 19,395 | $647,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,047 | $638,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,199 | $633,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 10,500 | $610,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,945 | $603,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,510 | $583,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 18,898 | $581,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,791 | $572,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,756 | $556,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,793 | $536,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 9,855 | $532,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,943 | $531,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 6,595 | $530,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 35,121 | $529,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,887 | $524,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 25,918 | $518,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 11,829 | $517,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,807 | $509,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,078 | $508,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 16,425 | $508,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,138 | $494,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 6,425 | $491,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,118 | $486,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 10,564 | $468,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,913 | $467,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,922 | $461,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 153,426 | $460,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,791 | $446,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,544 | $446,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,220 | $441,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 11,964 | $440,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,832 | $428,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,152 | $425,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 9,200 | $418,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 13,588 | $410,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,519 | $392,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,490 | $391,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 335 | $389,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8,644 | $374,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,578 | $359,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,769 | $352,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 15,261 | $352,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,335 | $346,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,864 | $345,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,433 | $344,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,005 | $341,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,648 | $341,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 6,679 | $341,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,913 | $334,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,960 | $326,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,033 | $325,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,296 | $325,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 12,280 | $315,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,402 | $310,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,981 | $296,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,084 | $295,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 21,553 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,416 | $293,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,200 | $289,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,618 | $287,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,537 | $281,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,830 | $281,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,793 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 10,602 | $276,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,331 | $273,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,007 | $271,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 618 | $268,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,825 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,804 | $264,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,813 | $262,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,675 | $262,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,879 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,619 | $259,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,948 | $258,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 949 | $256,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9,385 | $256,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,057 | $254,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,723 | $253,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,710 | $246,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,012 | $240,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,111 | $240,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,110 | $235,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,993 | $235,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 535 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,203 | $227,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,897 | $226,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,091 | $224,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,587 | $220,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,791 | $217,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,379 | $214,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,452 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,710 | $212,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 14,360 | $212,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,161 | $209,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 885 | $204,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,639 | $204,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,766 | $204,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,896 | $200,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,510 | $179,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,299 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 11,610 | $166,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 18,200 | $153,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 32,680 | $112,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,306 | $75,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 20,000 | $73,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 107,550 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-068235 | this filing | 2020-06-01 | acceptance time not in the bulk data set |