13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 3,872 holding rows worth $64,094,862,000.
- Accession
- 0001104659-20-062550
- Filer
- CIK 1009207
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 5,172 entries on the cover page, a total value of $64,094,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,094,862,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,812 | $281,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 160,554 | $281,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 30,000 | $281,000 | thousands by filing date | call |
| LCI INDS | 50189K103 | COM | 4,184 | $280,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,300 | $279,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 59,038 | $279,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,637 | $279,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 43,694 | $279,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 38,069 | $278,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,000 | $277,000 | thousands by filing date | call |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,540 | $277,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 6,101 | $277,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 31,553 | $277,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,144 | $276,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,300 | $275,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 36,401 | $275,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 6,807 | $274,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 16,491 | $273,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 22,051 | $273,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,900 | $272,000 | thousands by filing date | put |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 337,890 | $272,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 35,371 | $272,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,800 | $271,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 3,561 | $271,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 40,000 | $270,000 | thousands by filing date | put |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 27,425 | $270,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,000 | $269,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 17,204 | $269,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 180,153 | $268,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 59,998 | $267,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 28,825 | $266,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,990 | $264,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,000 | $264,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 20,500 | $264,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 62,800 | $263,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 47,069 | $263,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,309 | $262,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 70,344 | $262,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,242 | $260,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 10,448 | $260,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 20,000 | $260,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 170,000 | $260,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,100 | $259,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 25,143 | $258,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 192,400 | $257,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 57,831 | $257,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,000 | $255,000 | thousands by filing date | call |
| ARTIVION INC | 228903100 | COM | 15,057 | $255,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 16,100 | $254,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 148,344 | $254,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,427,673 | $254,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 28,840 | $254,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,500 | $252,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 23,937 | $252,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 42,305 | $252,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,000 | $251,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 22,800 | $251,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 50,000 | $251,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 36,892 | $251,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 716,553 | $251,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,649 | $249,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 8,200 | $248,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 23,400 | $248,000 | thousands by filing date | put |
| COVETRUS INC | 22304C100 | COM | 30,497 | $248,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 27,932 | $247,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,431 | $246,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,300 | $245,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 18,899 | $244,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 12,788 | $244,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,537 | $244,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,368 | $243,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,466 | $243,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 727 | $242,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 6,387 | $242,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 28,300 | $239,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 1,614 | $238,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 47,530 | $238,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,500 | $238,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 19,896 | $237,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,813 | $237,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 47,500 | $233,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 8,671 | $233,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 59,226 | $233,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,663 | $233,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 36,567 | $233,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 32,548 | $231,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 18,900 | $231,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 94,843 | $231,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 87,096 | $231,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,962 | $229,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,901 | $229,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 26,779 | $229,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 20,830 | $228,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 66,070 | $227,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 7,125 | $225,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 111,542 | $225,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 17,994 | $224,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 27,700 | $224,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 77,583 | $224,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 23,507 | $223,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 3,288 | $223,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 88,060 | $223,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 27,100 | $222,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 3,700 | $222,000 | thousands by filing date | put |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 35,619 | $222,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 46,430 | $220,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,200 | $219,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 13,600 | $219,000 | thousands by filing date | call |
| MSG NETWORK INC | 553573106 | CL A | 21,516 | $219,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 20,982 | $218,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 46,297 | $218,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 207,899 | $217,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 17,000 | $216,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 266,832 | $216,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 6,166 | $215,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 27,366 | $215,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 52,693 | $214,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 20,808 | $213,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,523 | $213,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 50,760 | $213,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 69,336 | $212,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 32,813 | $211,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,532 | $211,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 130,200 | $211,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,012 | $211,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 132,847 | $210,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,790 | $209,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 8,155 | $208,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 38,230 | $208,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,981 | $208,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 65,443 | $208,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,364 | $207,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,951 | $207,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 100,000 | $206,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 23,607 | $205,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 12,704 | $205,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,000 | $205,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 348 | $204,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,700 | $204,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 29,700 | $204,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 174,219 | $204,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 445,687 | $204,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 30,000 | $203,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 100,697 | $201,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 40,000 | $201,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 44,869 | $201,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,089 | $200,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,600 | $199,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 40,172 | $199,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 243,500 | $199,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 16,200 | $197,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 60,000 | $197,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 14,703 | $196,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 15,584 | $196,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 128,789 | $196,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 11,755 | $193,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,778 | $193,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 58,792 | $192,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 60,758 | $191,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 13,078 | $191,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 16,953 | $191,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 52,500 | $190,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 78,900 | $190,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 50,000 | $190,000 | thousands by filing date | call |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 12,965 | $190,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 211,413 | $189,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 18,500 | $189,000 | thousands by filing date | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 89,600 | $188,000 | thousands by filing date | put |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 16,362 | $188,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 25,900 | $187,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 75,000 | $186,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,000 | $185,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,200 | $185,000 | thousands by filing date | put |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 50,100 | $182,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 12,500 | $182,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 12,300 | $182,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 50,000 | $181,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 100,000 | $180,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 28,716 | $178,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 15,200 | $177,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 10,461 | $177,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 102,259 | $177,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 41,900 | $176,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 12,200 | $176,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 28,000 | $173,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 11,124 | $173,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 24,000 | $172,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 12,721 | $172,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 159,073 | $172,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 28,859 | $171,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 10,000 | $169,000 | thousands by filing date | put |
| ATLAS CORP | Y0436Q109 | COM | 22,000 | $169,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 42,732 | $169,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 50,072 | $167,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 221,352 | $166,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 16,101 | $165,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 51,778 | $164,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 60,500 | $163,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100,000 | $162,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 18,900 | $161,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 20,466 | $161,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 88,900 | $160,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 166,814 | $160,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 15,700 | $159,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 20,751 | $159,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 30,204 | $159,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 835,601 | $159,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 40,929 | $158,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 14,595 | $158,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,631 | $157,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,000 | $156,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 145,757 | $156,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 46,159 | $154,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,000 | $152,000 | thousands by filing date | call |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 30,751 | $152,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,984 | $150,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,800 | $149,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,446 | $148,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 114,475 | $148,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 503,977 | $148,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 30,635 | $148,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 35,000 | $147,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 50,000 | $146,000 | thousands by filing date | call |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,945 | $146,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,500 | $145,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 41,000 | $144,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,000 | $144,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,000 | $141,000 | thousands by filing date | call |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,454 | $141,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 82,666 | $141,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 17,545 | $139,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 25,384 | $139,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 59,967 | $139,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,500 | $138,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 16,607 | $137,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,676 | $136,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,000 | $135,000 | thousands by filing date | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 23,149 | $135,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 18,987 | $135,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,568 | $134,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 180,878 | $134,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,920 | $134,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,100 | $133,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 13,958 | $131,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 16,533 | $130,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 12,392 | $129,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 25,332 | $129,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,000 | $129,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 21,800 | $129,000 | thousands by filing date | put |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 127,300 | $129,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 15,100 | $128,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,242 | $127,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 50,050 | $127,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,000 | $125,000 | thousands by filing date | put |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 45,977 | $124,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,816 | $123,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 489,824 | $123,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,731 | $121,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 39,000 | $121,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 10,257 | $120,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,948 | $119,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 47,495 | $118,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,300 | $117,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 19,658 | $117,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 58,028 | $115,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 123,155 | $115,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,922 | $114,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 124,428 | $113,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,211 | $112,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 13,805 | $112,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 82,945 | $112,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,719 | $110,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 57,636 | $109,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 29,532 | $109,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 17,154 | $109,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,600 | $108,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,103 | $108,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,000 | $107,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 34,492 | $106,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 14,286 | $104,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 50,000 | $101,000 | thousands by filing date | put |
| OVINTIV INC | 69047Q102 | COM | 36,000 | $97,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 25,011 | $97,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 41,114 | $97,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 17,200 | $96,000 | thousands by filing date | call |
| DIANA SHIPPING INC | Y2066G104 | COM | 64,471 | $95,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 21,996 | $93,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 25,000 | $93,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 26,211 | $93,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,000 | $92,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 30,712 | $92,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,300 | $91,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 24,085 | $87,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 27,066 | $87,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 50,000 | $87,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 44,000 | $86,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,964 | $86,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 20,440 | $86,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 22,838 | $85,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 88,469 | $84,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,000 | $83,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 10,738 | $79,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,000 | $76,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 29,463 | $75,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 31,580 | $74,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 36,720 | $73,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 11,506 | $73,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,370 | $73,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 91,149 | $73,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 30,500 | $72,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 68,624 | $71,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 70,000 | $70,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 35,358 | $67,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 38,426 | $66,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,400 | $64,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 12,000 | $64,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 12,400 | $61,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 17,427 | $61,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 52,184 | $61,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 12,032 | $60,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 271,137 | $60,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 11,670 | $59,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,089 | $58,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 28,203 | $58,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 16,810 | $54,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 30,000 | $54,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,530 | $54,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 39,803 | $54,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,837 | $51,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 17,300 | $49,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 15,669 | $49,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,721 | $48,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 12,331 | $48,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,655 | $46,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,695 | $46,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 32,017 | $46,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,225 | $46,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 574,288 | $46,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 14,662 | $44,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 207,069 | $42,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 18,498 | $42,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 216,666 | $39,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 42,680 | $37,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 41,284 | $36,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 61,187 | $35,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 16,545 | $31,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 17,224 | $30,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,103 | $29,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 41,217 | $29,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,881 | $28,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 25,415 | $27,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,000 | $25,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 12,111 | $25,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 15,049 | $25,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,060 | $23,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,052 | $18,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 18,902 | $18,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 28,681 | $16,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 39,282 | $16,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,224 | $15,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 16,497 | $15,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 37,703 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 76,474 | $13,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 11,539 | $12,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 18,819 | $11,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,281 | $10,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 12,480 | $8,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 15,531 | $8,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,770 | $7,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 11,222 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,923 | $3,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-062550 | this filing | 2020-05-15 | acceptance time not in the bulk data set |