13F-HR filed by Knott David M
Knott David M filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 122 holding rows worth $158,451,000.
- Accession
- 0001104659-20-060518
- Filer
- CIK 808722
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 156 entries on the cover page, a total value of $158,451,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,455,000 with VALUE read as thousands by filing date, 13F file number 028-03121. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDORSET MANAGEMENT CORP 028-10281
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 353,041 | $25,673,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 269,083 | $13,072,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 372,500 | $12,479,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 413,000 | $11,077,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,900 | $9,186,000 | thousands by filing date | |
| Fortress Trans & Infrastructure Inv. LLC | 34960P107 | Common | 888,509 | $7,286,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 205,000 | $4,811,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,580,700 | $4,743,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 131,900 | $4,306,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 100,431 | $4,035,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 607,500 | $3,615,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 150,000 | $3,077,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 35,233 | $2,684,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,909 | $2,559,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 242,611 | $2,419,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 8.25 SR T | 313586737 | Preferred | 396,736 | $2,190,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,020,000 | $2,121,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,050 | $2,075,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 175,204 | $1,987,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 505,530 | $1,916,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 263,748 | $1,793,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 59,531 | $1,763,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 381,900 | $1,600,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 52,765 | $1,305,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 254,559 | $1,171,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 100,000 | $1,162,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 67,039 | $1,087,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 135,169 | $1,025,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 218,102 | $1,021,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 402,061 | $997,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,311 | $984,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,280 | $954,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 50,500 | $939,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 139,500 | $850,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 58,073 | $837,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 49,071 | $801,000 | thousands by filing date | |
| GLOBAL MED REIT INC 7.50 CUM | 37957w203 | CV PFD | 35,000 | $801,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,900 | $796,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,000 | $767,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD F VAR RATE | 313586703 | Preferred | 81,890 | $764,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 14,220 | $675,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,050 | $643,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,400 | $593,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 43,034 | $559,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 136,500 | $551,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,284 | $475,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 12,400 | $444,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 89,864 | $435,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 32,035 | $434,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 12,118 | $413,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 140,757 | $405,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 102,427 | $405,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD M 4.75 | 313586836 | Preferred | 43,000 | $404,000 | thousands by filing date | |
| FREDDIE MAC | 313400673 | PREFERRED STOCK | 80,000 | $371,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,118 | $355,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 6,000 | $348,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 181,800 | $344,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 23,363 | $336,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,150 | $332,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP 6.02 NON CM PFD | 313400657 | Preferred | 53,811 | $316,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 7,391 | $310,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 6,400 | $307,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 7,079 | $306,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 75,194 | $301,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 12,545 | $295,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,000 | $293,000 | thousands by filing date | |
| Freddie Mac 5.3 percent | 313400822 | Common | 30,000 | $285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,050 | $268,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,426 | $254,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 35,000 | $222,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,400 | $221,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD G VAR RATE | 313586802 | Preferred | 22,477 | $214,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 53,117 | $205,000 | thousands by filing date | |
| FEDL HOME LOAN MTG CORP | 313400863 | PRF | 21,590 | $203,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 14,747 | $161,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 850 | $151,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 5.10 E | 313586604 | Preferred | 17,500 | $149,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 3,577 | $129,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 14,309 | $126,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,900 | $123,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 59,990 | $120,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 6,942 | $120,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,500 | $112,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,860 | $107,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,300 | $106,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,234 | $105,000 | thousands by filing date | |
| Merck & Co. Inc. | 58993Y105 | Common | 1,300 | $100,000 | thousands by filing date | |
| FANNIE MAE NON CUMULATIVE H PFD | 313586885 | COM | 10,000 | $100,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,357 | $98,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,050 | $95,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,480 | $91,000 | thousands by filing date | |
| HERITAGE NOLA BANCORP ORD (PNK) | 42727P108 | COM | 9,000 | $91,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,000 | $90,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD L 5.125 | 313586844 | Preferred | 8,680 | $84,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 9,000 | $83,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 805 | $72,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 5,800 | $67,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 8,905 | $66,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 24,606 | $66,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 38,590 | $62,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 2,635 | $61,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 526 | $59,000 | thousands by filing date | |
| Freddie Mac 6 percent Series P | 313400749 | Common | 5,200 | $51,000 | thousands by filing date | |
| PUTS/CEL-SCI Corporation @5 Exp. 6/19/20 | 9EDXJT9R4 | Common | 100 | $50,000 | thousands by filing date | |
| Freddie Mac 5.9 percent Series U | 313400681 | Common | 10,000 | $47,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 5,700 | $46,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 300 | $42,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,680 | $38,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,973 | $35,000 | thousands by filing date | |
| PUTS/CEL-SCI Corporation @5 Exp. 4/17/20 | 9EDXJT914 | Common | 49 | $25,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,500 | $17,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 400 | $16,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 228 | $13,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,160 | $10,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 400 | $4,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,466 | $3,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 200 | $3,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,224 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 600 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 23 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-060518 | this filing | 2020-05-13 | acceptance time not in the bulk data set |