13F-HR filed by Sound Income Strategies, LLC
Sound Income Strategies, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-07, with 868 holding rows worth $290,567,000.
- Accession
- 0001104659-20-044018
- Filer
- CIK 1730960
- Filed
- 2020-04-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 868 entries on the cover page, a total value of $290,567,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,567,000 with VALUE read as thousands by filing date, 13F file number 028-18555. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,000 | $4,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 112 | $4,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 50 | $4,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 100 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 18 | $4,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 727 | $4,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 316 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,750 | $4,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 133 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 245 | $4,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 150 | $4,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20 | $3,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 64 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 22 | $3,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 16 | $3,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 26 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 143 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 228 | $3,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 210 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 36 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 106 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 64 | $3,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 122 | $3,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 36 | $3,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 40 | $3,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 25 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $3,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 20 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 45 | $3,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 89 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,501 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 90 | $3,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 191 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 24 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 49 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 171 | $3,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200 | $3,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 382 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 240 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 250 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 57 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 76 | $3,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 105 | $3,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 215 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 79 | $3,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50 | $3,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 31 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 224 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 150 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 900 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 340 | $3,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 275 | $3,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 400 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 75 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 122 | $3,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H575 | FRMLAFLIO TACT | 124 | $3,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 15 | $3,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 21 | $2,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $2,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18 | $2,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 39 | $2,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 21 | $2,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 49 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 17 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 25 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 28 | $2,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 19 | $2,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 101 | $2,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 10 | $2,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 18 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,265 | $2,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 12 | $2,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 61 | $2,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 50 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 45 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 102 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 40 | $2,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 89 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 50 | $2,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 126 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 28 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 43 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 80 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9 | $2,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 106 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 101 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 635 | $2,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 200 | $2,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 107 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 34 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 560 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 31 | $2,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 85 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 74 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 415 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 108 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 80 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 112 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 212 | $2,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 32 | $2,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 400 | $2,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,000 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 18 | $2,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 252 | $2,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 673 | $2,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,343 | $2,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 424 | $2,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 62 | $2,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 830 | $2,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 50 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 63 | $2,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 97 | $2,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 96 | $2,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 94 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 157 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 56 | $2,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 105 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,485 | $2,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 96 | $2,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 93 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 100 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,000 | $2,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 181 | $1,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 27 | $1,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 39 | $1,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 22 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 27 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19 | $1,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 30 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 20 | $1,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 25 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4 | $1,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 12 | $1,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 73 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 109 | $1,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11 | $1,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 80 | $1,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 62 | $1,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 10 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 34 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 114 | $1,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 21 | $1,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 100 | $1,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 10 | $1,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 10 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 44 | $1,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 39 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 54 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 36 | $1,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 14 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 66 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 37 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 156 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 20 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 12 | $1,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 13 | $1,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 191 | $1,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 40 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 70 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 31 | $1,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 27 | $1,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15 | $1,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 143 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 33 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 50 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 134 | $1,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 65 | $1,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 20 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 116 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17 | $1,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 10 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 200 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 32 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 95 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 220 | $1,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 10 | $1,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 50 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 70 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6 | $1,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 158 | $1,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 178 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 19 | $1,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9 | $1,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 54 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 65 | $1,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 48 | $1,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 59 | $1,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5 | $1,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 150 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 33 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 157 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50 | $1,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 51 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 105 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 46 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 130 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 54 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 80 | $1,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 125 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 438 | $1,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 61 | $1,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 20 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 29 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,476 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 442 | $1,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 21 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 25 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 52 | $1,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 166 | $1,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 57 | $1,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 61 | $1,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 250 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 200 | $1,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 100 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 150 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 350 | $1,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 12 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 62 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 12 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD STAR FDS | 921909768 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XCELENERGY INC | 98389B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMER STATES WTR CO COM | 029899101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESMED INC COM | 761152107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNOPSYS INC COM | 871607107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMPRA COM | 816851109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSA SAFETY INC COM | 553498106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACK HILLS CORP COM | 092113109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELANESE CORP DEL COM | 150870103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELUS CORPORATION COM | 87971M103 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OGE ENERGY CORP | 670837103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OWENS CORNING NEW | 690742101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORO CO | 891092108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL GOLD INC | 780287108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMED CORP NEW | 16359R103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICU MED INC | 44930G107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABIOMED INC | 003654100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHERENT INC | 192479103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDK GLOBAL INC | 12508E101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 227 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 593 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-044018 | this filing | 2020-04-07 | acceptance time not in the bulk data set |