13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-20, with 61 holding rows worth $59,710,000.
- Accession
- 0001104659-20-023276
- Filer
- CIK 1307877
- Filed
- 2020-02-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 61 entries on the cover page, a total value of $59,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,709,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $6,339,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 129,945 | $6,071,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 582,704 | $4,155,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $3,447,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,651,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 90,500 | $2,541,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 120,421 | $1,826,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,737,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,533,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 87,873 | $1,447,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 120,000 | $1,314,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 446,232 | $1,312,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 804,943 | $1,240,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $1,119,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 32,470 | $1,085,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $1,005,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 63,850 | $951,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 390,000 | $924,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 187,199 | $921,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,900 | $872,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 130,000 | $797,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 22,700 | $791,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $734,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 10,000 | $679,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 50,000 | $670,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,100 | $645,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 24,077 | $623,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 75,000 | $600,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 30,800 | $594,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 147,055 | $593,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 6,380 | $586,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 30,000 | $579,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 7,483 | $561,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 10,000 | $544,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 70,000 | $523,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 225,000 | $515,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 35,000 | $498,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,950 | $497,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 26,454 | $478,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,921 | $472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 18,520 | $439,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,500 | $404,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 22,500 | $380,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 600,000 | $372,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 50,000 | $371,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,260 | $336,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 12,500 | $327,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 10,000 | $313,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 22,400 | $301,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,700 | $280,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 9,049 | $269,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,000 | $261,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 1,800 | $253,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 12,500 | $251,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,300 | $242,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,000 | $164,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,000 | $150,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 58,490 | $48,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 48,309 | $39,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 33,000 | $31,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 16,389 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-023276 | this filing | 2020-02-20 | acceptance time not in the bulk data set |