13F-HR filed by D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 3,924 holding rows worth $87,452,846,000.
- Accession
- 0001104659-20-021731
- Filer
- CIK 1009207
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 5,207 entries on the cover page, a total value of $87,452,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,452,846,000 with VALUE read as thousands by filing date, 13F file number 028-05396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerD. E. SHAW & CO, L.P.028-05394
- included managerD. E. Shaw Investment Management, L.L.C.028-11452
- included managerD. E. Shaw Heliant Adviser, L.L.C.028-14492
- included managerD. E. Shaw Adviser II, L.L.C.028-15385
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,817 | $405,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 15,769 | $405,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 92,639 | $404,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,699 | $401,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 21,041 | $400,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 17,910 | $400,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 26,108 | $399,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 27,971 | $398,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 10,500 | $397,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 17,000 | $397,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 7,273 | $396,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 17,542 | $396,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 13,383 | $396,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 24,922 | $395,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 70,286 | $392,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 143,002 | $392,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 10,000 | $391,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 148,099 | $390,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 66,727 | $390,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 30,000 | $388,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 60,094 | $387,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 304,156 | $386,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 7,984 | $385,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,769 | $385,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 77,386 | $384,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20,300 | $383,000 | thousands by filing date | call |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 9,037 | $383,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 9,373 | $382,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 10,000 | $382,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,500 | $380,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 39,756 | $379,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,737 | $378,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,500 | $378,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 272,093 | $378,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 5,683 | $376,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,200 | $375,000 | thousands by filing date | put |
| SMART SAND INC | 83191H107 | COM | 148,245 | $374,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 9,304 | $374,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 40,431 | $373,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,041 | $372,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 50,000 | $371,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 41,469 | $370,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,676 | $370,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 39,903 | $369,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 27,801 | $367,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,600 | $366,000 | thousands by filing date | put |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 7,147 | $366,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 60,000 | $365,000 | thousands by filing date | put |
| CALYXT INC | 13173L107 | COM | 51,736 | $363,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,000 | $362,000 | thousands by filing date | put |
| TECHTARGET INC | 87874R100 | COM | 13,868 | $362,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,282 | $360,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,964 | $360,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,000 | $360,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 36,800 | $360,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,900 | $359,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 20,000 | $359,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 5,133 | $359,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 42,230 | $359,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 20,053 | $358,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 29,270 | $358,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 26,573 | $356,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,006 | $353,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 107,300 | $353,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,700 | $352,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 30,719 | $352,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 21,323 | $351,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,100 | $350,000 | thousands by filing date | call |
| Afya Ltd-Class A | G01125106 | COM | 12,899 | $350,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 7,629 | $349,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,374 | $347,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,457 | $345,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,200 | $345,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 26,026 | $344,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 37,500 | $343,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 14,780 | $343,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 7,333 | $342,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,300 | $340,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 5,000 | $340,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 5,921 | $340,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,921 | $339,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 15,706 | $339,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,113 | $337,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 50,000 | $337,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,980 | $336,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 13,408 | $336,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,338 | $335,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 45,645 | $335,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 33,100 | $334,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 9,089 | $332,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 8,800 | $331,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,352 | $330,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,569 | $330,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 42,377 | $328,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,900 | $327,000 | thousands by filing date | call |
| BYLINE BANCORP INC | 124411109 | COM | 16,649 | $326,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 18,533 | $325,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,957 | $324,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,324 | $323,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,989 | $321,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 25,461 | $320,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 11,000 | $320,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,000 | $319,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 1,608 | $319,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,092 | $317,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 109,939 | $314,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 134,065 | $314,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,249 | $313,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 34,620 | $313,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,504 | $311,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,633 | $311,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,755 | $309,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 35,477 | $308,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,000 | $307,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 14,695 | $307,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 4,500 | $306,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,432 | $306,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 764,153 | $306,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 4,003 | $305,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,600 | $305,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 6,101 | $303,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 17,500 | $302,000 | thousands by filing date | call |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,700 | $302,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 43,690 | $301,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,100 | $300,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 10,291 | $300,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 19,182 | $300,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,989 | $300,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 7,806 | $299,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 34,068 | $298,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 36,433 | $297,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,951 | $295,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,088 | $294,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 121,324 | $294,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 23,322 | $293,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 32,601 | $293,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,387 | $291,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 4,288 | $291,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 35,934 | $291,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 280,020 | $291,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 57,669 | $289,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 17,895 | $289,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 7,789 | $289,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,000 | $288,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 73,167 | $288,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 31,225 | $288,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,042 | $287,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 16,000 | $287,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 14,751 | $284,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 4,318 | $284,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,595 | $284,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,489 | $283,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 16,194 | $283,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 91,522 | $283,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,100 | $282,000 | thousands by filing date | put |
| CNA FINL CORP | 126117100 | COM | 6,261 | $281,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 9,111 | $281,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,970 | $280,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 266,289 | $280,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 25,525 | $280,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 16,513 | $279,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 26,932 | $278,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 136,141 | $278,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,837 | $278,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 107,371 | $277,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,100 | $275,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 50,000 | $275,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,366 | $274,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,900 | $274,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 2,186 | $274,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 14,322 | $274,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 11,899 | $273,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,000 | $273,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 15,000 | $273,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,320 | $272,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,744 | $271,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,048 | $270,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,589 | $270,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 29,069 | $270,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,684 | $268,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 2,543 | $268,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 42,640 | $268,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 129,472 | $268,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,365 | $267,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,447 | $267,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,182 | $267,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 15,738 | $266,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,468 | $266,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 227,773 | $266,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 18,941 | $264,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,100 | $264,000 | thousands by filing date | put |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 4,241 | $264,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 7,725 | $263,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,100 | $261,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,575 | $261,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,558 | $261,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,177 | $259,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,800 | $259,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 62,300 | $258,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,504 | $257,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,991 | $257,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 48,613 | $256,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,900 | $254,000 | thousands by filing date | put |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,712 | $254,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,070 | $252,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 28,068 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,282 | $250,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 482,123 | $250,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 34,714 | $250,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 10,647 | $249,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 12,454 | $249,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 45,385 | $249,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,354 | $248,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,825 | $248,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 106,182 | $248,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 164,128 | $245,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,467 | $244,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 736 | $243,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 115,047 | $242,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,475 | $241,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 72,900 | $240,000 | thousands by filing date | call |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 7,320 | $240,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,000 | $239,000 | thousands by filing date | call |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,304 | $239,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,323 | $239,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 20,000 | $238,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 12,000 | $238,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,751 | $238,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 24,215 | $238,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,637 | $237,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,166 | $236,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,889 | $236,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 148,300 | $236,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,100 | $234,000 | thousands by filing date | put |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 7,528 | $234,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 11,715 | $234,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 53,519 | $233,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,035 | $233,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 900 | $232,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 20,000 | $232,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 50,000 | $232,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 9,673 | $232,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 73,735 | $232,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 81,154 | $232,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,178 | $230,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 95,019 | $230,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,187 | $229,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 145,227 | $229,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,000 | $228,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,487 | $228,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,700 | $228,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 10,200 | $228,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 9,438 | $228,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,650 | $226,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 17,553 | $226,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 8,400 | $226,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,613 | $226,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 9,500 | $225,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 9,472 | $225,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 11,357 | $224,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 47,026 | $224,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 5,700 | $222,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 30,306 | $221,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 12,200 | $221,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 8,979 | $220,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 8,200 | $220,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 45,476 | $220,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,414 | $219,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,800 | $219,000 | thousands by filing date | put |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 170,100 | $219,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,302 | $217,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,703 | $217,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,000 | $216,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,665 | $215,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 15,593 | $215,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 17,235 | $214,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 6,400 | $213,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,438 | $212,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 57,256 | $212,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,402 | $212,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,375 | $210,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,162 | $209,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,813 | $209,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 3,351 | $209,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 14,221 | $208,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,500 | $207,000 | thousands by filing date | call |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 11,225 | $206,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 77,572 | $205,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 12,908 | $205,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 31,087 | $205,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,627 | $204,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 26,200 | $204,000 | thousands by filing date | put |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 8,503 | $204,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 13,295 | $204,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,500 | $203,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 5,500 | $203,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,000 | $203,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,600 | $202,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,269 | $201,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 14,579 | $200,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 110,033 | $200,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,126 | $199,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,678 | $198,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 25,029 | $198,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 53,490 | $196,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,767 | $195,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 17,776 | $195,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 10,237 | $194,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 49,690 | $193,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 40,653 | $193,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,000 | $192,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 44,832 | $191,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,145 | $190,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 14,282 | $189,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 37,555 | $187,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,453 | $186,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 71,550 | $185,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 54,500 | $185,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,625 | $185,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 17,502 | $184,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 22,548 | $181,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,112 | $180,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,000 | $180,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 511,589 | $180,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 24,829 | $179,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 11,449 | $179,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 20,090 | $177,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 12,369 | $176,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 12,445 | $176,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 34,434 | $175,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,000 | $174,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,679 | $174,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 68,034 | $170,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 28,419 | $169,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 35,967 | $169,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 43,964 | $167,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 67,000 | $162,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,545 | $155,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 46,300 | $152,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 116,811 | $151,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 17,216 | $150,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 36,899 | $150,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 20,400 | $148,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 24,491 | $148,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 218,095 | $148,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 53,000 | $147,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 58,792 | $146,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,000 | $145,000 | thousands by filing date | call |
| PAYSIGN INC | 70451A104 | COM | 13,956 | $142,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 17,468 | $139,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 38,502 | $137,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 16,276 | $134,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 14,231 | $134,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 18,100 | $133,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 69,769 | $132,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,793 | $130,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 12,396 | $129,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 15,999 | $128,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 25,093 | $128,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 84,007 | $122,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,061 | $119,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 10,292 | $118,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 11,038 | $118,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 14,597 | $115,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,407 | $113,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 22,024 | $111,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,259 | $110,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,286 | $110,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,300 | $109,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 13,541 | $109,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,118 | $107,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 85,877 | $106,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 216,666 | $102,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,592 | $99,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 10,000 | $98,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 25,000 | $95,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,879 | $94,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 125,791 | $94,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 23,732 | $94,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 137,400 | $93,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 19,372 | $92,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,001 | $92,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 17,988 | $91,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 18,275 | $86,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 13,267 | $85,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 30,324 | $84,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 49,537 | $83,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 11,100 | $81,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,478 | $74,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,937 | $72,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 25,407 | $68,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,309 | $67,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 69,400 | $64,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 12,401 | $60,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 12,424 | $59,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 62,388 | $57,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,100 | $56,000 | thousands by filing date | call |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,778 | $56,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,092 | $55,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 11,923 | $50,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 24,316 | $50,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,106 | $48,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 21,667 | $44,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,111 | $41,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 13,281 | $35,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 20,687 | $35,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 50,000 | $34,000 | thousands by filing date | put |
| TOCAGEN INC | 888846102 | COM | 63,268 | $34,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 574,288 | $34,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 20,355 | $32,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 21,694 | $30,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,460 | $27,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 31,751 | $24,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 20,449 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 62,121 | $22,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,596 | $21,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 12,800 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 31,275 | $20,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 17,567 | $18,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,600 | $15,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 21,828 | $15,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 16,600 | $11,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 11,657 | $10,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 14,335 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-021731 | this filing | 2020-02-14 | acceptance time not in the bulk data set |