13F-HR filed by DWM Financial Group, Inc.
DWM Financial Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 31 holding rows worth $98,179,000.
- Accession
- 0001104659-20-021173
- Filer
- CIK 1759545
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 31 entries on the cover page, a total value of $98,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,179,000 with VALUE read as thousands by filing date, 13F file number 028-20056. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 380,816 | $14,913,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 162,738 | $9,291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 225,498 | $9,074,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 39,861 | $7,920,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 202,319 | $6,948,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 50,687 | $4,126,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 109,436 | $3,792,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 70,060 | $3,725,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 65,480 | $3,708,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 69,354 | $3,498,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 58,241 | $3,295,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 146,659 | $3,125,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 145,132 | $3,121,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 145,593 | $3,092,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 144,822 | $3,083,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 143,155 | $3,074,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 141,365 | $2,576,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 83,664 | $2,311,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 140,784 | $2,041,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 234,571 | $1,994,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 14,823 | $633,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 14,119 | $563,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,900 | $415,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,130 | $364,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 878 | $258,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 115 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 8,186 | $206,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 8,176 | $205,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 8,160 | $205,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 8,172 | $205,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 8,186 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-021173 | this filing | 2020-02-14 | acceptance time not in the bulk data set |