13F-HR filed by INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 872 holding rows worth $473,458,000.
- Accession
- 0001104659-20-021144
- Filer
- CIK 1673815
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 873 entries on the cover page, a total value of $473,458,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $473,458,000 with VALUE read as thousands by filing date, 13F file number 028-17438. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LISTED FDS TR | 53656F847 | CORE ALT FD | 2,183,582 | $61,091,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 81,653 | $13,528,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 67,003 | $12,974,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,855 | $12,236,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 94,999 | $11,969,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 78,192 | $11,174,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 35,321 | $10,448,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 96,969 | $9,087,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 89,548 | $8,335,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 122,925 | $8,020,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 113,231 | $7,863,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 25,497 | $7,487,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 302,574 | $5,564,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,136 | $5,515,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 76,086 | $5,309,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 95,315 | $5,128,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 37,334 | $5,058,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,528 | $4,972,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,002 | $4,879,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,001 | $4,522,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 17,930 | $4,322,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 85,846 | $4,285,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37,612 | $4,226,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 78,390 | $4,214,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 28,108 | $4,209,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 44,984 | $4,091,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22,594 | $3,986,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 45,331 | $3,985,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,156 | $3,868,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 16,329 | $3,837,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 59,977 | $3,821,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,036 | $3,762,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 43,137 | $3,747,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,503 | $3,700,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 775,400 | $3,692,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 15,169 | $3,673,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 66,937 | $3,598,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 60,272 | $3,574,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,352 | $3,541,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 27,757 | $3,429,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 26,477 | $3,397,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 70,546 | $3,383,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,653 | $3,369,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 19,901 | $3,352,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 43,581 | $3,324,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 29,118 | $3,318,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 84,322 | $3,295,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,698 | $3,292,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 54,965 | $3,290,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,043 | $3,259,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 62,529 | $3,258,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 37,569 | $3,196,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 15,922 | $3,150,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 76,372 | $3,147,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 22,844 | $3,142,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38,929 | $3,138,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 36,383 | $3,112,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 14,724 | $3,100,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,235 | $3,091,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,145 | $3,080,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 60,147 | $3,075,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 23,341 | $3,068,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,757 | $3,059,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 57,643 | $3,054,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 28,664 | $3,045,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 19,377 | $3,022,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 11,238 | $3,015,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 56,944 | $3,012,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 63,745 | $2,976,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 14,783 | $2,967,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 11,341 | $2,411,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 64,552 | $2,224,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,091 | $1,833,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 64,035 | $1,803,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,919 | $1,767,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 30,968 | $1,697,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,328 | $1,670,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,724 | $1,492,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 99,995 | $1,283,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 20,050 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 37,494 | $1,259,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,357 | $1,242,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 46,116 | $1,174,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 586 | $1,083,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 12,544 | $1,062,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 13,386 | $1,061,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 12,833 | $1,022,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,013 | $1,012,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,816 | $1,005,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,923 | $1,005,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,525 | $902,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,493 | $900,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,386 | $892,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,842 | $871,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,602 | $838,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 13,560 | $836,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 13,408 | $806,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,983 | $798,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,880 | $788,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,266 | $762,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 19,331 | $757,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 14,514 | $755,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 559 | $747,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 17,886 | $727,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 13,175 | $719,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,291 | $701,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,617 | $698,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,966 | $677,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,525 | $671,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 9,024 | $644,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,650 | $577,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,252 | $572,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,553 | $572,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 22,129 | $563,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,930 | $551,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,848 | $542,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,961 | $538,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 21,415 | $524,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,361 | $513,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,373 | $509,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 24,980 | $505,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,429 | $499,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,996 | $489,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,739 | $479,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,870 | $465,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,227 | $460,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 6,473 | $445,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,707 | $444,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,756 | $435,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,496 | $432,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,976 | $428,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,299 | $423,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,325 | $412,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,210 | $400,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,040 | $363,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 42,107 | $358,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,353 | $341,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $340,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 6,554 | $338,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,578 | $321,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,348 | $296,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,646 | $285,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,015 | $277,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,104 | $275,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,235 | $271,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 23,547 | $270,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,291 | $267,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,161 | $260,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,134 | $245,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,345 | $240,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 22,169 | $240,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 7,967 | $235,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,211 | $233,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,636 | $227,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 37,099 | $227,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 982 | $218,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,397 | $216,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,322 | $212,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 973 | $212,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,812 | $212,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 7,965 | $212,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,893 | $211,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,409 | $210,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,600 | $207,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 648 | $205,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,636 | $205,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,695 | $203,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 14,992 | $200,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,666 | $200,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,321 | $198,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,311 | $194,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,969 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,727 | $190,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,926 | $185,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 852 | $181,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,368 | $177,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,087 | $176,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,183 | $175,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 580 | $172,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,476 | $171,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,675 | $169,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,778 | $169,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,900 | $168,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,712 | $166,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,155 | $166,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 695 | $164,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,065 | $163,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 481 | $159,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,063 | $159,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 537 | $159,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 580 | $158,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,982 | $150,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,354 | $146,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,083 | $145,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,700 | $145,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 491 | $144,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 2,160 | $141,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 898 | $140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,004 | $140,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 779 | $139,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,270 | $139,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,471 | $138,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,687 | $135,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 1,829 | $135,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,872 | $133,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,623 | $132,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 956 | $131,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 306 | $128,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 679 | $125,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 929 | $119,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,328 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 987 | $119,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,085 | $115,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,866 | $114,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 720 | $114,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 8,300 | $114,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,764 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 586 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,479 | $112,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 505 | $111,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,701 | $110,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 79 | $106,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,319 | $106,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 450 | $105,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 794 | $105,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,865 | $104,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,558 | $104,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 176 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 2,500 | $103,000 | thousands by filing date | |
| VTI | 922908769 | COM | 620 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 900 | $101,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,070 | $98,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 3,842 | $98,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,000 | $98,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 510 | $98,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 4,854 | $97,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 650 | $97,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 508 | $97,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 7,285 | $97,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,073 | $95,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 64 | $95,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 4,965 | $95,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 6,723 | $95,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 428 | $94,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,000 | $93,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,486 | $93,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,897 | $93,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 800 | $92,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 819 | $92,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,659 | $92,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,395 | $91,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,164 | $91,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 966 | $91,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 44 | $90,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,208 | $90,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,625 | $89,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,966 | $89,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 8,144 | $89,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 868 | $88,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,169 | $87,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,761 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,263 | $87,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,406 | $86,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,433 | $85,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 516 | $84,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,000 | $84,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 875 | $83,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 561 | $83,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,269 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,415 | $83,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 325 | $83,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 460 | $82,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,397 | $81,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 470 | $80,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,085 | $79,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 557 | $79,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 3,002 | $79,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 5,133 | $77,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,174 | $76,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,493 | $75,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,269 | $74,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,355 | $74,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 645 | $74,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 382 | $73,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 775 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,550 | $73,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,555 | $72,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,740 | $69,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,071 | $69,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,336 | $68,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 667 | $67,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,043 | $66,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 1,295 | $66,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 776 | $65,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,169 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,388 | $65,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,041 | $63,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,955 | $63,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 566 | $63,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,058 | $63,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,032 | $62,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 1,332 | $62,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 350 | $59,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 7,403 | $58,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 172 | $56,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 792 | $55,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 1,606 | $55,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,405 | $53,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 294 | $53,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 625 | $52,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 578 | $51,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,594 | $51,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 650 | $51,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,687 | $50,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 61 | $49,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 840 | $48,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 184 | $48,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,329 | $48,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,770 | $48,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 23,386 | $48,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,565 | $47,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 659 | $47,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 497 | $46,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 528 | $46,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 130 | $45,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 967 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 696 | $45,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 76 | $44,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 760 | $44,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 143 | $42,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,842 | $41,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,830 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,362 | $41,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 30,408 | $41,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 618 | $40,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 712 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,574 | $40,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 267 | $40,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 4,263 | $40,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 625 | $39,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 437 | $39,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,000 | $39,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 795 | $38,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 382 | $38,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 437 | $38,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 587 | $38,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 472 | $38,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 178 | $38,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 457 | $37,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 110 | $37,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 483 | $37,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 634 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,359 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 793 | $36,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 382 | $36,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 236 | $36,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 471 | $35,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,250 | $35,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,700 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 160 | $34,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 227 | $34,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 734 | $34,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,000 | $34,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 927 | $33,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5,307 | $33,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 139 | $32,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 200 | $32,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 497 | $32,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 198 | $32,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 881 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 570 | $32,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 365 | $31,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 337 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 205 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 604 | $31,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 1,050 | $31,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 453 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 243 | $31,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 207 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,150 | $31,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,825 | $31,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 79 | $30,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 130 | $30,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 685 | $29,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 400 | $29,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 210 | $29,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,415 | $29,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 213 | $29,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 242 | $29,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 141 | $29,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 379 | $28,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 306 | $28,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,072 | $28,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,127 | $28,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 497 | $27,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 181 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 877 | $27,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 124 | $26,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 410 | $26,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 279 | $26,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,644 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 438 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 200 | $26,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,000 | $26,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 184 | $25,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,000 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 777 | $25,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,526 | $25,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 400 | $24,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 714 | $24,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,122 | $24,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 613 | $24,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 762 | $23,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 543 | $23,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 1,490 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 1,038 | $23,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,294 | $23,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 856 | $23,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 599 | $22,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 484 | $22,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 383 | $22,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 437 | $22,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 1,000 | $22,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,000 | $22,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 93 | $21,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 604 | $21,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 194 | $21,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 174 | $21,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 320 | $20,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 344 | $20,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 608 | $20,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 607 | $20,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 17 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 285 | $20,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 68 | $19,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,060 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 986 | $19,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 219 | $19,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 368 | $18,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 330 | $17,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 164 | $17,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 267 | $17,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,435 | $17,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 246 | $16,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 312 | $16,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 92 | $16,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,096 | $16,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 284 | $16,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 450 | $16,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,600 | $16,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 256 | $15,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 522 | $15,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 169 | $15,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 376 | $15,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 174 | $15,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 251 | $15,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 347 | $15,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,813 | $15,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,902 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 321 | $15,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 317 | $14,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 134 | $14,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 90 | $14,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 166 | $14,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 117 | $14,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 155 | $14,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 240 | $14,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 691 | $14,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 301 | $14,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 109 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 182 | $14,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 157 | $14,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 300 | $14,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 414 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 423 | $14,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 400 | $14,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 443 | $14,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 189 | $13,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 74 | $13,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 49 | $13,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 534 | $13,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 44 | $12,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 236 | $12,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 109 | $12,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 388 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 162 | $12,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 283 | $12,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 335 | $12,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 712 | $12,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 53 | $11,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 34 | $11,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 558 | $11,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 65 | $11,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 70 | $11,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 362 | $11,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 72 | $11,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 53 | $11,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 67 | $11,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 322 | $11,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 118 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-021144 | this filing | 2020-02-14 | acceptance time not in the bulk data set |