13F-HR filed by L & S Advisors Inc
L & S Advisors Inc filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 303 holding rows worth $781,921,000.
- Accession
- 0001104659-20-020042
- Filer
- CIK 1392364
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 303 entries on the cover page, a total value of $781,921,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $781,921,000 with VALUE read as thousands by filing date, 13F file number 028-13201. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerWELLS FARGO CLEARING SERVICES, LLC028-13118
- reports for this filerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 182,426 | $58,716,000 | thousands by filing date | |
| US TREASURY | 912796wp0 | FIXED | 45,100,000 | $45,065,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 83,294 | $24,459,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 114,570 | $18,068,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,114 | $16,841,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 169,706 | $15,435,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 83,513 | $13,836,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 60,536 | $12,871,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 92,130 | $12,843,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 59,469 | $12,206,000 | thousands by filing date | |
| US TREASURY | 912796wt2 | FIXED | 12,000,000 | $11,977,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 169,744 | $11,948,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 140,335 | $11,211,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 34,253 | $10,825,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,460 | $9,992,000 | thousands by filing date | |
| US TREASURY | 912796sd2 | FIXED | 9,593,000 | $9,570,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 65,009 | $9,402,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 52,407 | $9,276,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 38,250 | $9,221,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 146,848 | $8,789,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 66,046 | $8,468,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 31,181 | $8,167,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 116,776 | $8,149,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 28,416 | $8,101,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 27,293 | $7,981,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 57,148 | $7,564,000 | thousands by filing date | |
| GOLDMAN SACHS GQG PARTNERS INTERNATIONAL OPPORTUNI | 38147N293 | COM | 468,731 | $7,228,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 23,906 | $7,026,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 44,544 | $6,671,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828X96 | NOTE | 6,504,000 | $6,501,000 | thousands by filing date | principal |
| HRDG LVNR INTL EQUITY | 412295107 | COM | 272,387 | $6,483,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 50,059 | $6,232,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 60,273 | $6,016,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,186 | $5,964,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 47,680 | $5,955,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 21,819 | $5,934,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 49,227 | $5,932,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828W63 | NOTE | 5,625,000 | $5,624,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 25,664 | $5,604,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 28,531 | $5,361,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 22,675 | $5,211,000 | thousands by filing date | |
| US TREASURY | 912828l32 | FIXED | 4,894,000 | $4,886,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 19,072 | $4,619,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 7,654 | $4,525,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 29,610 | $4,518,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 21,421 | $4,239,000 | thousands by filing date | |
| LORD ABBETT INVT TR | 543916688 | SHS | 1,001,870 | $4,218,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,024 | $4,155,000 | thousands by filing date | |
| VTI | 922908769 | COM | 25,334 | $4,145,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 114,880 | $4,046,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME | 277923546 | FIXED | 875,276 | $3,930,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,670 | $3,783,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,935 | $3,685,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,261 | $3,591,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 65,533 | $3,568,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 40,983 | $3,560,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,986 | $3,524,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 21,349 | $3,270,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 14,026 | $3,198,000 | thousands by filing date | |
| US Treasury Notes 2 01/31/2020 | 9128283S7 | Govt Bond | 3,191,000 | $3,192,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,781 | $3,169,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,559 | $3,106,000 | thousands by filing date | |
| VICTORY SYCAMORE ESTABLISHED VALUE I | 92646A831 | EQUITY FUNDS | 77,398 | $3,101,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 63,181 | $3,030,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 34,982 | $3,022,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 46,737 | $3,000,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 12,775 | $2,960,000 | thousands by filing date | |
| DoubleLine Core Fixed Income Fund | 258620301 | Mutual Fund | 262,699 | $2,908,000 | thousands by filing date | |
| Western Asset Core Bond I | 957663305 | Mutual Fund | 221,675 | $2,884,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 31,608 | $2,817,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 58,628 | $2,697,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 30,198 | $2,664,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,598 | $2,623,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,421 | $2,575,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 27,497 | $2,503,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,427 | $2,424,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,327 | $2,423,000 | thousands by filing date | |
| MATTHEWS ASIA STRAT INC | 577125602 | FIXED | 213,963 | $2,379,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,011 | $2,350,000 | thousands by filing date | |
| MATTHEWS ASIA GROWTH FD | 577130776 | COM | 81,574 | $2,312,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 17,655 | $2,270,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,487 | $2,259,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 25,201 | $2,216,000 | thousands by filing date | |
| GOLDMAN SACHS TR | 38144N569 | EMGMKEQ INS INST | 225,814 | $2,215,000 | thousands by filing date | |
| Guggenheim Macro Oppty Inst | 40168W582 | MF | 83,623 | $2,152,000 | thousands by filing date | |
| JP MORGAN MID CAP VALUE FUND CLASS L | 339128100 | Mutual Fund | 53,672 | $2,129,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,453 | $2,073,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 9,216 | $2,025,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,374 | $2,017,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 11,223 | $2,000,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828J50 | NOTE | 1,975,000 | $1,974,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 16,462 | $1,973,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,075 | $1,955,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,493 | $1,873,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,956 | $1,870,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 13,675 | $1,826,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,510 | $1,823,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 16,028 | $1,818,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,966 | $1,818,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,876 | $1,782,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,803 | $1,781,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,260 | $1,757,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,650 | $1,752,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,018 | $1,751,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,292 | $1,746,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,759 | $1,744,000 | thousands by filing date | |
| PIMCO INCOME | 72201F490 | COM | 144,373 | $1,738,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 65,149 | $1,719,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,413 | $1,718,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,698,000 | thousands by filing date | |
| ALLIANZGI SH DUR'N HI YLD | 01880b876 | FIXED | 116,251 | $1,690,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828XH8 | NOTE | 1,677,000 | $1,677,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 20,071 | $1,676,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,830 | $1,651,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,648 | $1,575,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,001 | $1,535,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 32,162 | $1,510,000 | thousands by filing date | |
| PIMCO DIVERS INCOME | 693391880 | FIXED | 134,545 | $1,500,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 179,509 | $1,440,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,491 | $1,425,000 | thousands by filing date | |
| Western Asset Managed Mu Nicipals I | 52469J509 | MF | 86,344 | $1,419,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 11,932 | $1,399,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,824 | $1,378,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 9,313 | $1,377,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,150 | $1,355,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,625 | $1,345,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,795 | $1,317,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 16,385 | $1,306,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,132 | $1,284,000 | thousands by filing date | |
| AM CEN TAX FREE BOND | 025075839 | FIXED | 104,673 | $1,267,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 942 | $1,260,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,425 | $1,250,000 | thousands by filing date | |
| CONNS INC | 208242ab3 | FIXED | 1,255,000 | $1,250,000 | thousands by filing date | principal |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 99,421 | $1,202,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,698 | $1,197,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT INV | 922021308 | BOND FUNDS | 94,609 | $1,144,000 | thousands by filing date | |
| MAGNACHIP | 55933jab0 | FIXED | 1,130,000 | $1,130,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 18,001 | $1,126,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 15,220 | $1,115,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,947 | $1,114,000 | thousands by filing date | |
| US TREAUSRY | 912828x21 | FIXED | 1,104,000 | $1,104,000 | thousands by filing date | principal |
| CORESITE RLTY CORP | 21870Q105 | COM | 9,789 | $1,098,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,227 | $1,080,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,876 | $1,055,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,157 | $1,041,000 | thousands by filing date | |
| BLACKROCK INTERMEDIATE MUNICIP | 09253e609 | com | 88,213 | $1,039,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 17,445 | $1,034,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,476 | $1,025,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 13,365 | $1,024,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 37,710 | $1,002,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 25,776 | $984,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,712 | $964,000 | thousands by filing date | |
| Doubleline Total Return Bd Fd Cl I | 258620103 | MF | 90,554 | $963,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,647 | $954,000 | thousands by filing date | |
| QUAD GRAPHICS | 747301ac3 | FIXED | 990,000 | $931,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,600 | $930,000 | thousands by filing date | |
| FORUM ENERGY TECH | 34984vab6 | FIXED | 1,045,000 | $925,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 4,926 | $904,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,537 | $901,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,755 | $884,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,876 | $882,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,095 | $860,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 22,665 | $857,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,640 | $845,000 | thousands by filing date | |
| NATIONSTAR MTG LLC / | 63860UAL4 | Fixed Income | 835,000 | $836,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,984 | $831,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,330 | $831,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,869 | $824,000 | thousands by filing date | |
| WELLS FARGO CA TAX FREE | 94975h676 | FIXED | 68,255 | $820,000 | thousands by filing date | |
| APX GROUP INC | 00213mak0 | FIXED | 810,000 | $816,000 | thousands by filing date | principal |
| RANGE RES CORP GTD FXD | 75281ABA6 | Fixed Income | 880,000 | $810,000 | thousands by filing date | principal |
| LAREDO PETROLEUM | 516806ae6 | FIXED | 860,000 | $806,000 | thousands by filing date | principal |
| OASIS PETROLEUM | 674215ag3 | FIXED | 815,000 | $791,000 | thousands by filing date | principal |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,418 | $787,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,630 | $784,000 | thousands by filing date | |
| VISTA OUTDOOR | 928377ab6 | FIXED | 815,000 | $780,000 | thousands by filing date | principal |
| HECLA MINING | 422704ad8 | FIXED | 780,000 | $778,000 | thousands by filing date | principal |
| OPPENHEIMER HOLDINGS | 683797ad6 | FIXED | 747,000 | $770,000 | thousands by filing date | principal |
| TAILORED BRANDS INC NOTE M/W CLBL IN DEFAULT | 587118AE0 | NOTE M/W CLBL IN DEFAULT | 795,000 | $755,000 | thousands by filing date | principal |
| ATLASSIAN CORP | G06242104 | CL A | 6,094 | $733,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 192,975 | $733,000 | thousands by filing date | |
| SESI LLC | 78412fap9 | FIXED | 855,000 | $731,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,565 | $724,000 | thousands by filing date | |
| BRIGGS & STRATTON | 109043ag4 | FIXED | 725,000 | $715,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 7,215 | $686,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318uab1 | FIXED | 665,000 | $686,000 | thousands by filing date | principal |
| SPRINT NEXTEL CORP | 852061AS9 | COM | 645,000 | $676,000 | thousands by filing date | principal |
| US TREASURY | 912828xm7 | FIXED | 675,000 | $675,000 | thousands by filing date | principal |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 17,285 | $668,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 23,200 | $637,000 | thousands by filing date | |
| CHEMOURS CO SR GLBL NT 24 | 163851AB4 | Fixed Income | 630,000 | $631,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2 11/15/2021 | 912828RR3 | Govt Bond | 625,000 | $630,000 | thousands by filing date | principal |
| DONNELLEY FINL SOLUTIONS | 25787gac4 | FIXED | 600,000 | $614,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,800 | $613,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,243 | $604,000 | thousands by filing date | |
| CALPINE CORP | 131347cj3 | FIXED | 595,000 | $604,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FINANCE IV B.V. | 88166JAA1 | Yankee Bond (denominated & pays in US$) | 615,000 | $603,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC | 896818AL5 | Fixed Income | 605,000 | $603,000 | thousands by filing date | principal |
| EATON VANCE HIGH INCOME | 277923405 | MF | 131,874 | $591,000 | thousands by filing date | |
| PITNEY BOWES | 724479an0 | FIXED | 585,000 | $573,000 | thousands by filing date | principal |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 51,326 | $561,000 | thousands by filing date | |
| DISH DBS CORPORATION | 25470XAW5 | Corporate Bond - Domestic | 550,000 | $560,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 3,480 | $553,000 | thousands by filing date | |
| TRANSDIGM INC | 893647ax5 | FIXED | 535,000 | $552,000 | thousands by filing date | principal |
| TITAN INTERNATIONAL | 88830mak8 | FIXED | 645,000 | $551,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 4,586 | $549,000 | thousands by filing date | |
| GRIFFON | 398433ah5 | FIXED | 545,000 | $547,000 | thousands by filing date | principal |
| GOLDMAN SACHS DYNAMIC MUNICIPAL INC INST | 38142V746 | NTF BOND FUNDS | 33,017 | $541,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,378 | $540,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,050 | $539,000 | thousands by filing date | |
| AMERICAN AXLE & MFG | 02406pal4 | FIXED | 520,000 | $527,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,251 | $523,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,776 | $522,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,034 | $504,000 | thousands by filing date | |
| MAGELLAN HEALTH INC | 559079ak4 | FIXED | 485,000 | $500,000 | thousands by filing date | principal |
| DOUBLELINE ULTRA SHORT | 258620657 | FIXED | 49,742 | $500,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 8,315 | $496,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP/CORP | 451102BJ5 | Fixed Income | 475,000 | $484,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 958 | $482,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,355 | $480,000 | thousands by filing date | |
| SIGNET UK FIN PLC SR NT | 82671AAA1 | Fixed Income | 510,000 | $479,000 | thousands by filing date | principal |
| TWILIO INC CL A | 90138F102 | Stock | 4,862 | $478,000 | thousands by filing date | |
| TENET HEALTHCARE | 88033gcn8 | FIXED | 430,000 | $473,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,007 | $459,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,642 | $455,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,810 | $453,000 | thousands by filing date | |
| WEEKLY HOMES LLC | 948565ac0 | FIXED | 445,000 | $446,000 | thousands by filing date | principal |
| WHITING | 966387ah5 | FIXED | 470,000 | $444,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM LP | 573334ad1 | FIXED | 470,000 | $425,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,833 | $415,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE | 398905ak5 | FIXED | 405,000 | $411,000 | thousands by filing date | principal |
| NAVIENT CORPORATION | 63938caf5 | FIXED | 375,000 | $406,000 | thousands by filing date | principal |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,267 | $404,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 6,370 | $404,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,750 | $402,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,140 | $394,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOGY | 459902AT9 | Fixed Income | 379,000 | $394,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,818 | $387,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 6,892 | $384,000 | thousands by filing date | |
| DONNELLEY RR & SONS | 257867az4 | FIXED | 350,000 | $362,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,702 | $359,000 | thousands by filing date | |
| FTS INTERNATIONAL | 30283wab0 | FIXED | 525,000 | $341,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 4,432 | $335,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 924 | $331,000 | thousands by filing date | |
| SPRINGLEAF FINANCE | 85172fak5 | FIXED | 305,000 | $327,000 | thousands by filing date | principal |
| Edgewood Growth Fund (EGFFX) | 0075W0742 | Mutual Fund | 8,613 | $317,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,728 | $310,000 | thousands by filing date | |
| US TREASURY | 912796ry7 | FIXED | 298,000 | $298,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 911 | $297,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,600 | $276,000 | thousands by filing date | |
| RR DONNELLEY & SONS CO | 257867BA8 | COM | 265,000 | $271,000 | thousands by filing date | principal |
| CALPINE | 131347cf1 | FIXED | 260,000 | $267,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 5,784 | $257,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,825 | $252,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,080 | $251,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479al4 | FIXED | 250,000 | $251,000 | thousands by filing date | principal |
| CONSOL ENERGY INC GTD SR NT | 20854PAL3 | Fixed Income | 247,000 | $246,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,570 | $241,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,774 | $237,000 | thousands by filing date | |
| MARRIOTT INTERNATIONAL | 571903al7 | FIXED | 235,000 | $237,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 9128282Z2 | NOTE | 230,000 | $230,000 | thousands by filing date | principal |
| CAPITAL ONE FINANCIAL | 14040hby0 | FIXED | 225,000 | $229,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,933 | $228,000 | thousands by filing date | |
| ANTERO RES CORP | 03674xac0 | FIXED | 255,000 | $228,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HOLDING | 30219gal2 | FIXED | 225,000 | $228,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,421 | $227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,187 | $223,000 | thousands by filing date | |
| CONSTELLATION BRANDS | 21036pak4 | FIXED | 215,000 | $220,000 | thousands by filing date | principal |
| T ROWE PRICE HIGH YIELD FUND | 741481105 | Com | 32,790 | $219,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,142 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 869 | $218,000 | thousands by filing date | |
| HARDING LOEVNER INTERNATIONAL EQUITY PORT | 412295503 | Com | 9,115 | $217,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,634 | $213,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,492 | $213,000 | thousands by filing date | |
| DISH DBS CORP | 25470xaj4 | FIXED | 200,000 | $212,000 | thousands by filing date | principal |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,936 | $211,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,029 | $210,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 789 | $209,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,068 | $207,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,681 | $206,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,500 | $206,000 | thousands by filing date | |
| MARRIOTT INTL INC | 571903AK9 | Convertible/ | 200,000 | $206,000 | thousands by filing date | principal |
| CRED SUIS GP FUND | 225433am3 | FIXED | 200,000 | $203,000 | thousands by filing date | principal |
| XILINX, INC. | 983919AH4 | Convertible/ | 200,000 | $203,000 | thousands by filing date | principal |
| NCR CORPORATION | 62886eaj7 | FIXED | 200,000 | $202,000 | thousands by filing date | principal |
| ANALOG DEVICES INC | 032654ar6 | FIXED | 200,000 | $202,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,104 | $201,000 | thousands by filing date | |
| ACTIVISION BLIZZARD | 00507vah2 | FIXED | 200,000 | $201,000 | thousands by filing date | principal |
| XEROX | 984121cm3 | FIXED | 200,000 | $201,000 | thousands by filing date | principal |
| ABBVIE INC | 00287yat6 | FIXED | 200,000 | $200,000 | thousands by filing date | principal |
| FORD MOTOR CREDIT | 345397xf5 | FIXED | 200,000 | $200,000 | thousands by filing date | principal |
| SANTANDER HOLDINGS | 80282kad8 | FIXED | 200,000 | $200,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 12,777 | $143,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 10,438 | $143,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 13,449 | $141,000 | thousands by filing date | |
| TCW EMERGING MKTS INC FUND | 87234N351 | FD | 10,491 | $114,000 | thousands by filing date | |
| Mallinckrodt Fin 4.750 04/15/23 DFTd | 561234AE5 | Puts | 280,000 | $111,000 | thousands by filing date | principal |
| WINDSTREAM CORP NOTE M/W CLBL | 97381WAN4 | NOTE M/W CLBL | 200,000 | $26,000 | thousands by filing date | principal |
| CYTODYN INC | 23283M101 | Common Stock | 15,600 | $16,000 | thousands by filing date | |
| NightFood Holdings Inc | 65412F101 | COM | 11,900 | $3,000 | thousands by filing date | |
| Tomi Environmental | 890023104 | COM | 25,000 | $3,000 | thousands by filing date | |
| Logic Devices Inc. | 541402103 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR RESOURCES INC F | 470095308 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-020042 | this filing | 2020-02-13 | acceptance time not in the bulk data set |