13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 1,728 holding rows worth $19,456,065,000.
- Accession
- 0001104659-20-019816
- Filer
- CIK 902367
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,728 entries on the cover page, a total value of $19,456,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,456,065,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 451 | $45,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 500 | $44,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,036 | $44,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 45,300 | $44,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,000 | $44,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,039 | $43,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 775 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $43,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 733 | $42,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,056 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 676 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 266 | $40,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,675 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 672 | $39,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,000 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 653 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 692 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 760 | $38,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 575 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 351 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 447 | $36,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 486 | $36,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,000 | $36,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 18,672 | $35,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 51,161 | $35,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,139 | $34,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 23,826 | $34,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,000 | $33,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,351 | $33,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,000 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 253 | $33,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 433 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 595 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,540 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 727 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,200 | $30,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,189 | $30,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 700 | $30,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $30,000 | thousands by filing date | principal |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 880 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 370 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 811 | $28,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,000 | $28,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,374 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 215 | $27,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 11,928 | $27,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,051 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 447 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,000 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 966 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 355 | $26,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 51,264 | $26,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 120 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 231 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,000 | $25,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 22,000 | $25,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 22,000 | $25,000 | thousands by filing date | principal |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 16,400 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 240 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 532 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 697 | $24,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 425 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 723 | $23,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,185 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 500 | $23,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 557 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,037 | $23,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 320 | $23,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 23,000 | $23,000 | thousands by filing date | principal |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 140 | $22,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,000 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 481 | $22,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 628 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 800 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 400 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 613 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 224 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 147 | $21,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 487 | $21,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 825 | $21,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 800 | $21,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 21,000 | $21,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 450 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 586 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 810 | $20,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 800 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 400 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,450 | $19,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,465 | $19,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 400 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 342 | $18,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 127 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 750 | $18,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $18,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E438 | RUSL 1000 ENHD | 580 | $18,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 419 | $17,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 326 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 166 | $17,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 18,000 | $17,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 151 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 667 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 12,000 | $16,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 15,000 | $16,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 17,000 | $16,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 262 | $15,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 259 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 472 | $15,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 700 | $15,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 725 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 296 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 144 | $14,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 215 | $14,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 400 | $14,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,000 | $14,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 250 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 206 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 110 | $13,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 11,000 | $13,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,000 | $13,000 | thousands by filing date | principal |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 301 | $12,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 421 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 406 | $12,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 500 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $12,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14,032 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 319 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 143 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 150 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 293 | $11,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 185 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 150 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 334 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 322 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 1,000 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 95 | $10,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 125 | $9,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 36 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 336 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 281 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 200 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 250 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,080 | $9,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 250 | $9,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 10,200 | $9,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 9,000 | $9,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 157 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 231 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 235 | $8,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 255 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 236 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 316 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 250 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,000 | $7,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 396 | $7,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,000 | $7,000 | thousands by filing date | principal |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 116 | $6,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 46 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 126 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 156 | $6,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 90 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 96 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 155 | $6,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 1,000 | $6,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 200 | $6,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 5,000 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 85 | $5,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 156 | $5,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 88 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 35 | $5,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 25,500 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 200 | $5,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,000 | $5,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 180 | $5,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 50 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 115 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 96 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 419 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 55 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 314 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 65 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 29 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 75 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 16 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 32 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 48 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 80 | $3,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 200 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 256 | $3,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 10 | $2,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 20 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 12 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 159 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 69 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 112 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 130 | $2,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000 | $2,000 | thousands by filing date | principal |
| ISHARES TR | 46435G425 | COM | 10 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 55 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 12 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 25 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 28 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 25 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 850 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 60 | $1,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 9,695 | $1,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-019816 | this filing | 2020-02-13 | acceptance time not in the bulk data set |