13F-HR filed by Lenox Wealth Advisors, LLC
Lenox Wealth Advisors, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-06, with 833 holding rows worth $642,825,000.
- Accession
- 0001104659-20-001295
- Filer
- CIK 1569292
- Filed
- 2020-01-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 834 entries on the cover page, a total value of $642,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $642,825,000 with VALUE read as thousands by filing date, 13F file number 028-15215. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerTOWER BRIDGE ADVISORS028-10708
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerTCW ASSET MANAGEMENT CO LLC028-00787
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerAperio Group, LLC028-11964
- reports for this filerSpiderRock Advisors, LLC028-18017
- reports for this filerNeuberger Berman Investment Advisers LLC028-17085
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerGW&K Investment Management, LLC028-04145
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 107 | $4,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 98 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 57 | $4,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 44 | $4,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 75 | $4,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 80 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 85 | $4,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 102 | $4,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 63 | $4,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 69 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 49 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 109 | $4,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 84 | $4,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 79 | $4,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 98 | $4,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 24 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 200 | $4,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 84 | $4,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 135 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 263 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 256 | $4,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 457 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 169 | $4,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 96 | $4,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 51 | $3,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11 | $3,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 198 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 30 | $3,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 61 | $3,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 18 | $3,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 123 | $3,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 30 | $3,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 39 | $3,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 39 | $3,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 45 | $3,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 162 | $3,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50 | $3,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 87 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 45 | $3,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 60 | $3,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 68 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 30 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 35 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 26 | $3,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 45 | $3,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 9 | $3,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 63 | $3,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 81 | $3,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 177 | $3,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 48 | $3,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 198 | $3,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 99 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 348 | $3,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 39 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 33 | $3,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 33 | $3,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 267 | $3,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 23 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 57 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 252 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 110 | $3,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 138 | $3,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 139 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 130 | $3,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 90 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 54 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 84 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 270 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 130 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 99 | $3,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 108 | $3,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 147 | $3,000 | thousands by filing date | |
| Geltech Solutions Inc | 368537106 | COM | 24,235 | $3,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 141 | $3,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 162 | $3,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25 | $2,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30 | $2,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5 | $2,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 12 | $2,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 15 | $2,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 23 | $2,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 90 | $2,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 108 | $2,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 48 | $2,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17 | $2,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 39 | $2,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 24 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 39 | $2,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 78 | $2,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 12 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 33 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6 | $2,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 120 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 20 | $2,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 32 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 207 | $2,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 90 | $2,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 15 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 60 | $2,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 99 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 65 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 62 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 42 | $2,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 63 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 45 | $2,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 54 | $2,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 111 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 78 | $2,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 18 | $2,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 99 | $2,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 75 | $2,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 18 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 48 | $2,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 450 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 75 | $2,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 36 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 57 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 54 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 107 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 159 | $2,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 90 | $2,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 90 | $2,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 78 | $2,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 129 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 198 | $2,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 38 | $2,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 99 | $2,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 183 | $2,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 18 | $2,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 500 | $2,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 68 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 300 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 400 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 69 | $2,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 30 | $2,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 81 | $2,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 88 | $2,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 225 | $2,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 75 | $2,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 90 | $2,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 60 | $2,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641810 | CMCI GOLD ETN | 45 | $2,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 48 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $1,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6 | $1,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4 | $1,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 5 | $1,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8 | $1,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 30 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 13 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 99 | $1,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 39 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 39 | $1,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8 | $1,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 18 | $1,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 15 | $1,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 60 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 18 | $1,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 11 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13 | $1,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14 | $1,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 6 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8 | $1,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 20 | $1,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 40 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 45 | $1,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 90 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 16 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 24 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 27 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 108 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 33 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 10 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 75 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 18 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 18 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 8 | $1,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 33 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 40 | $1,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 45 | $1,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 24 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 9 | $1,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 225 | $1,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 180 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 40 | $1,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 33 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 48 | $1,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 60 | $1,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 23 | $1,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 55 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 30 | $1,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 132 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 78 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 15 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 36 | $1,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 30 | $1,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 15 | $1,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Elevance Health, Inc. | 036752103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UDR INC COM | 902653104 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLTOWER INC COM | 95040Q104 | REIT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALTY INCOME CORP COM | 756109104 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOEWS CORP COM | 540424108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERGY INC COM | 30034W106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NISOURCE INC COM | 65473P105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROLLINS INC COM | 775711104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VULCAN MATLS CO COM | 929160109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEREN CORP COM | 023608102 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STR CORP COM | 857477103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLANOVA | 487836108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALL CORP | 058498106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY SIRONA INC | 24906P109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTY INC | 222070203 | COM CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311206 | CL C | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACERICH CO | 554382101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANESBRANDS INC | 410345102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Concho Resources Inc. | 20605P101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTROCK CO | 96145D105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,619 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKINNY NUTRITIONAL CORP | 830695102 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CLASS B | 90130A200 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUFFNELL LTD. | 89904P104 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sefe Inc XXX Registration Revoked BY | 815787106 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Green Material Technolog | 16943T102 | Com | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIA GEN GROUP INC CVR | 584CVR997 | Contingent Value Rights | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRINKS AMERICAS HLDGS LTD COM | 26205U309 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE STAR OPPORTNITY | 096060108 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-20-001295 | this filing | 2020-01-06 | acceptance time not in the bulk data set |