13F-HR filed by Tidal Investments LLC
Tidal Investments LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 184 holding rows worth $221,740,000.
- Accession
- 0001104659-19-063448
- Filer
- CIK 1600064
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 221 entries on the cover page, a total value of $221,740,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,740,000 with VALUE read as thousands by filing date, 13F file number 028-19397. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCSat Investment Advisory, L.P.028-13818
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 159,155 | $8,500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 120,176 | $7,218,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,662 | $6,209,000 | thousands by filing date | |
| VTI | 922908769 | COM | 33,546 | $5,065,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 120,470 | $4,850,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,043 | $4,460,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 108,935 | $4,404,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 36,750 | $4,159,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 28,839 | $4,126,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 29,596 | $4,109,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,898 | $3,911,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,062 | $3,739,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 90,174 | $3,704,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,243 | $3,600,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 68,749 | $3,465,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 54,864 | $3,399,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,700 | $3,292,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35,140 | $3,286,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 38,478 | $3,263,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,869 | $3,244,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 27,260 | $3,089,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 42,296 | $3,069,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,586 | $2,842,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30,784 | $2,840,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 24,813 | $2,791,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 273,101 | $2,745,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,812 | $2,655,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 13,128 | $2,525,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,090 | $2,482,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 53,315 | $2,478,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 146,241 | $2,449,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 229,134 | $2,427,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 100,517 | $2,272,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 63,044 | $2,266,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,488 | $2,217,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 38,548 | $2,121,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 100,817 | $2,021,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 83,986 | $1,990,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 23,541 | $1,987,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,473 | $1,971,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,435 | $1,967,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 36,778 | $1,851,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 36,575 | $1,806,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 54,681 | $1,703,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,683 | $1,685,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 14,274 | $1,683,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 51,208 | $1,659,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 53,421 | $1,507,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 29,166 | $1,471,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,838 | $1,435,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 59,545 | $1,420,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 45,370 | $1,405,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,252 | $1,398,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 61,936 | $1,372,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 62,244 | $1,366,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 94,978 | $1,339,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 273,055 | $1,313,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 27,168 | $1,269,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 13,588 | $1,242,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 19,862 | $1,229,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 12,089 | $1,229,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 41,334 | $1,198,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,366 | $1,186,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 958 | $1,168,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 22,179 | $1,107,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,858 | $1,105,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,795 | $1,101,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,275 | $1,097,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,597 | $1,085,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 10,659 | $1,059,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 10,263 | $1,055,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,270 | $1,049,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 16,736 | $996,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 181,289 | $943,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 7,539 | $899,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,433 | $831,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 203,313 | $809,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 10,286 | $801,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 7,379 | $797,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,670 | $791,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,176 | $789,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,015 | $659,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 57,619 | $616,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 68,227 | $610,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,156 | $575,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,833 | $574,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,030 | $573,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,839 | $570,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,063 | $556,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 138,168 | $555,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,935 | $554,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,887 | $525,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,196 | $522,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,498 | $516,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,200 | $510,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,917 | $509,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 28,484 | $507,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 12,720 | $487,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 13,568 | $459,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,759 | $453,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,467 | $451,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 5,938 | $450,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 26,691 | $446,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,138 | $433,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 15,357 | $424,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 7,310 | $418,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,882 | $416,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,092 | $410,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,864 | $405,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,505 | $403,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,340 | $400,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,055 | $398,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 12,716 | $396,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,500 | $389,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,544 | $385,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,622 | $384,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,501 | $379,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,334 | $376,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,810 | $373,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,308 | $361,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,381 | $355,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,220 | $353,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,835 | $353,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,571 | $352,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 18,827 | $337,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,834 | $318,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,160 | $310,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,480 | $309,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,218 | $308,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 9,883 | $306,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 11,714 | $297,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,337 | $292,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,715 | $291,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 16,540 | $280,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 139,776 | $279,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,363 | $271,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,157 | $264,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 14,529 | $261,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,980 | $256,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,527 | $256,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 876 | $252,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 864 | $252,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 5,000 | $252,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,043 | $249,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,235 | $243,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,112 | $239,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,853 | $239,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,099 | $235,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 14,855 | $235,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,945 | $232,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 44,382 | $231,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 7,986 | $229,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 10,026 | $229,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,041 | $228,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 7,080 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,269 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,159 | $225,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,010 | $219,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,838 | $215,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,427 | $213,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 108 | $212,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,250 | $211,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,087 | $210,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,296 | $210,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,535 | $210,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,226 | $207,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 887 | $207,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,900 | $207,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 11,027 | $206,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 7,734 | $205,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 8,500 | $205,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,635 | $202,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 16,980 | $202,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 15,105 | $201,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 13,000 | $191,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,010 | $182,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 22,855 | $158,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 21,722 | $145,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,000 | $132,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,242 | $107,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 15,000 | $102,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,391 | $99,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,309 | $95,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,000 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-063448 | this filing | 2019-11-14 | acceptance time not in the bulk data set |