13F-HR filed by BLAIR WILLIAM & CO/IL
BLAIR WILLIAM & CO/IL filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 1,697 holding rows worth $17,355,103,000.
- Accession
- 0001104659-19-062395
- Filer
- CIK 902367
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,697 entries on the cover page, a total value of $17,355,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,355,103,000 with VALUE read as thousands by filing date, 13F file number 028-04871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,858 | $421,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 10,790 | $420,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 173,699 | $420,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,144 | $416,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 21,224 | $413,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,213 | $411,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,473 | $409,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,267 | $409,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 6,254 | $409,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 15,203 | $408,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,984 | $408,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 9,075 | $408,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 29,330 | $407,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 90,593 | $405,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,668 | $405,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,048 | $403,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,620 | $403,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,351 | $403,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,951 | $400,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 23,684 | $398,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,948 | $397,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,585 | $397,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 32,160 | $395,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,634 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,974 | $391,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,680 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,776 | $389,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 12,850 | $386,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 25,020 | $385,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 18,748 | $384,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 22,200 | $384,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,570 | $384,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,747 | $382,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,955 | $381,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,850 | $381,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 11,863 | $379,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 8,046 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,373 | $377,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 357,000 | $377,000 | thousands by filing date | principal |
| PRIMERICA INC | 74164M108 | COM | 2,956 | $376,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 300 | $376,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 19,800 | $375,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 271,255 | $374,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 7,209 | $373,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 365,000 | $373,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 6,165 | $371,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 14,484 | $371,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 8,883 | $369,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 36,300 | $368,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 5,032 | $366,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 9,300 | $365,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,321 | $361,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,282 | $361,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,286 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 13,110 | $359,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 9,252 | $358,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 10,000 | $358,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 30,129 | $358,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 37,147 | $356,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,213 | $356,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,202 | $356,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 27,824 | $356,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,224 | $355,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,279 | $355,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,963 | $354,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 30,354 | $352,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 8,574 | $351,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,453 | $350,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,912 | $348,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 17,620 | $345,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,660 | $345,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 17,448 | $343,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,167 | $343,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,154 | $342,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,302 | $342,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,255 | $341,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,945 | $338,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 20,300 | $338,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,845 | $337,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 9,080 | $336,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 219 | $333,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,541 | $329,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,085 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,429 | $327,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,073 | $327,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,312 | $326,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,000 | $326,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 7,701 | $326,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,106 | $325,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,232 | $321,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,348 | $321,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 7,950 | $320,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 15,924 | $319,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 30,710 | $319,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 11,658 | $317,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 18,900 | $317,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,550 | $316,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 12,161 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,363 | $314,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 65,500 | $314,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 8,178 | $313,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,206 | $312,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 17,985 | $312,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,767 | $311,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,471 | $310,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 40,300 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,659 | $309,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 19,867 | $309,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 4,281 | $309,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,897 | $307,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 6,575 | $306,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,835 | $305,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,628 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,076 | $302,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 6,521 | $302,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 32,315 | $301,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 6,000 | $299,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 3,197 | $297,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 51,268 | $297,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,614 | $296,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,619 | $295,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 7,500 | $294,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 17,044 | $293,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,292 | $293,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 30,896 | $293,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 8,770 | $292,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,027 | $291,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,999 | $291,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,796 | $290,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,792 | $290,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 46,400 | $289,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 17,755 | $289,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 73,401 | $288,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,879 | $288,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,353 | $287,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,942 | $287,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,036 | $286,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,520 | $285,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,858 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,656 | $285,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 28,195 | $285,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,800 | $284,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,925 | $284,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,611 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,237 | $283,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 28,600 | $282,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,800 | $280,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 4,800 | $280,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,900 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,446 | $277,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,096 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,261 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,468 | $277,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,000 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,954 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,203 | $276,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 34,249 | $276,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 127,625 | $276,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,061 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,249 | $274,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 7,689 | $274,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,629 | $273,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 6,235 | $272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 15,570 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,242 | $270,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,552 | $269,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 6,116 | $269,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,350 | $268,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,604 | $266,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 20,000 | $265,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,888 | $265,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 38,082 | $265,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,425 | $264,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 19,730 | $263,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 4,233 | $263,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 300,000 | $263,000 | thousands by filing date | principal |
| SECUREWORKS CORP | 81374A105 | CL A | 20,254 | $262,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 4,270 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 9,910 | $261,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,868 | $260,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,315 | $256,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 11,250 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,300 | $255,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,768 | $254,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 8,774 | $254,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 19,383 | $252,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,931 | $251,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,120 | $250,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,694 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,824 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,433 | $248,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 11,315 | $248,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 16,505 | $246,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,740 | $244,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 5,212 | $244,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 10,160 | $243,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,710 | $241,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,565 | $241,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 17,571 | $241,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,084 | $241,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,675 | $240,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,625 | $240,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9,718 | $240,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,448 | $239,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,338 | $239,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,918 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 9,288 | $236,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,008 | $235,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 16,768 | $235,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,923 | $234,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 7,193 | $233,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 710 | $232,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 8,250 | $232,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 114,876 | $232,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 5,544 | $231,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,544 | $230,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,692 | $230,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,310 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,978 | $229,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,752 | $227,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,849 | $226,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,299 | $226,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,689 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,300 | $226,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,034 | $225,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 31,025 | $225,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,574 | $223,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,377 | $222,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,777 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,105 | $221,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,858 | $220,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,169 | $220,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,985 | $219,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,391 | $218,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,846 | $218,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,687 | $218,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,504 | $217,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,350 | $217,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,022 | $217,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,784 | $216,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,837 | $216,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,852 | $215,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 8,535 | $214,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,080 | $214,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,326 | $214,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 17,326 | $213,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 659 | $212,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,819 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 4,143 | $210,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,373 | $209,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,204 | $209,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 15,400 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,479 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 7,457 | $207,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,633 | $206,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,648 | $206,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,000 | $206,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,785 | $205,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,450 | $205,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 306 | $203,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,360 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 6,957 | $203,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 13,966 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,375 | $203,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,098 | $202,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,398 | $202,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,949 | $201,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 14,903 | $201,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 14,776 | $200,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 7,720 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 15,602 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,457 | $195,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,741 | $193,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,135 | $192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,386 | $192,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,230 | $192,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,887 | $191,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 1,891 | $190,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,887 | $190,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,550 | $189,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,286 | $188,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,456 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,817 | $185,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 10,804 | $185,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,669 | $184,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 85,650 | $184,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 23,550 | $183,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,275 | $182,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,260 | $182,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 16,595 | $182,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,305 | $181,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,780 | $181,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 27,765 | $180,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,700 | $178,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 23,800 | $176,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 7,016 | $176,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,625 | $175,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,907 | $175,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 41,527 | $174,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,400 | $173,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,370 | $173,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 4,991 | $173,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,226 | $172,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,690 | $172,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,624 | $170,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,079 | $170,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 795 | $169,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,920 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,025 | $167,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,300 | $167,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 35,839 | $167,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 890 | $165,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 3,274 | $165,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 16,483 | $164,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2,165 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,552 | $162,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 15,274 | $162,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 5,020 | $161,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 23,000 | $160,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 3,145 | $160,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 14,200 | $160,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 2,562 | $156,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 6,843 | $155,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 7,196 | $155,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 27,959 | $154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 5,000 | $152,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 8,044 | $151,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 5,000 | $150,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,000 | $149,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 57,810 | $149,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,170 | $148,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 33,551 | $146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 7,139 | $145,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 2,967 | $145,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,866 | $145,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,525 | $143,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 150,000 | $143,000 | thousands by filing date | principal |
| SEASPAN CORP | Y75638109 | SHS | 13,376 | $142,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 20,400 | $141,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,958 | $139,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,000 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,741 | $138,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,782 | $138,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 31,475 | $138,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,918 | $135,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,243 | $135,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 37,000 | $133,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 28,000 | $132,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,216 | $129,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 5,438 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 3,575 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 672 | $125,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 34,120 | $125,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,064 | $122,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 17,500 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,891 | $120,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,527 | $119,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 7,300 | $117,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,685 | $116,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 6,500 | $115,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 20,401 | $115,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,200 | $114,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 5,294 | $113,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,488 | $111,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 2,600 | $111,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,700 | $109,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,225 | $108,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 3,428 | $108,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 19,330 | $107,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,300 | $106,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,030 | $106,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,180 | $105,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 4,700 | $105,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 4,000 | $105,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 6,689 | $104,000 | thousands by filing date | |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 3,828 | $104,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,600 | $102,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,649 | $101,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,392 | $100,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,002 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 3,484 | $100,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,525 | $100,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 4,641 | $99,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 10,000 | $98,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,702 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 550 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,229 | $93,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,006 | $92,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 878 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,925 | $88,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 606 | $87,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 5,034 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,152 | $85,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 500 | $85,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,770 | $85,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 10,000 | $85,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 897 | $83,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 3,191 | $83,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 9,500 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 1,791 | $83,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 43,600 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 4,888 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,314 | $80,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 9,137 | $80,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 1,161 | $79,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 2,436 | $79,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,354 | $78,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 39,973 | $77,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,500 | $76,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 627 | $75,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,730 | $75,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,500 | $75,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 30,000 | $75,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 75,000 | $75,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,220 | $74,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,997 | $74,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,828 | $74,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 3,146 | $74,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 551 | $72,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,615 | $72,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,400 | $71,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 2,500 | $68,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,642 | $68,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,100 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 702 | $67,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 940 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,396 | $65,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 21,000 | $65,000 | thousands by filing date | |
| MGC | 921910873 | COM | 619 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 535 | $64,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 16,135 | $64,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 715 | $62,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,759 | $62,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,603 | $61,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 1,520 | $61,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 30,367 | $61,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,293 | $59,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,171 | $58,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,000 | $58,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 42,600 | $57,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 451 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,550 | $56,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 29,518 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,000 | $55,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1,966 | $55,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,958 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 815 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,368 | $53,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,701 | $53,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,000 | $53,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,380 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 441 | $52,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,350 | $52,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,000 | $52,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,116 | $51,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 50,000 | $51,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 50,000 | $51,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 1,695 | $51,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,090 | $49,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 300 | $48,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 900 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,180 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 914 | $47,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,200 | $46,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,800 | $45,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 500 | $44,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,000 | $44,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,080 | $43,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 60,300 | $43,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,211 | $43,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,150 | $42,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 690 | $42,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 775 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 707 | $42,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,610 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,815 | $41,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,056 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 713 | $40,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 61,000 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,032 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 672 | $39,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 13,000 | $39,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J114 | *W EXP 04/13/202 | 7,200 | $39,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 1,499 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,000 | $38,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 578 | $37,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,000 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 953 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 3,750 | $36,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,000 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 760 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 447 | $34,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 28,273 | $34,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 485 | $33,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,139 | $32,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $32,000 | thousands by filing date | principal |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 47,500 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 594 | $31,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,000 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 719 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-062395 | this filing | 2019-11-12 | acceptance time not in the bulk data set |