13F-HR filed by Trek Financial, LLC
Trek Financial, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-08, with 114 holding rows worth $707,410,000.
- Accession
- 0001104659-19-061787
- Filer
- CIK 1768195
- Filed
- 2019-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 137 entries on the cover page, a total value of $707,410,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $707,410,000 with VALUE read as thousands by filing date, 13F file number 028-19440. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,080,821 | $127,296,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 345,065 | $101,941,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 316,972 | $59,848,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 397,500 | $50,673,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 317,691 | $45,455,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 474,657 | $23,268,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 179,954 | $19,578,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 305,908 | $18,682,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 285,651 | $18,627,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 213,928 | $18,145,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 191,145 | $17,501,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 217,540 | $17,287,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,676 | $11,247,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 135,524 | $10,549,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 213,608 | $10,548,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 172,168 | $9,909,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 159,459 | $9,537,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 333,218 | $9,265,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 124,663 | $8,361,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 69,549 | $7,883,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 58,111 | $6,976,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 76,201 | $5,908,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 66,474 | $4,178,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 51,747 | $4,167,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 64,483 | $4,133,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 63,882 | $3,499,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 21,754 | $3,408,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 29,415 | $3,263,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 52,796 | $3,260,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,515 | $3,251,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 41,349 | $2,933,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 23,155 | $2,604,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 92,743 | $2,441,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 43,956 | $2,241,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 25,249 | $2,233,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 20,521 | $2,222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 67,913 | $2,164,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 11,085 | $2,050,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 38,743 | $2,027,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 50,012 | $1,937,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 33,089 | $1,666,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 43,221 | $1,660,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,038 | $1,628,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,600 | $1,604,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 11,699 | $1,527,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 25,260 | $1,473,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 14,318 | $1,457,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,229 | $1,422,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 32,586 | $1,386,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,271 | $1,344,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 25,508 | $1,300,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,519 | $1,260,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 20,701 | $1,199,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 23,296 | $1,179,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,611 | $1,058,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,809 | $969,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,333 | $860,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,104 | $848,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 9,457 | $795,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,128 | $772,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,139 | $770,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,702 | $659,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 18,070 | $654,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,142 | $625,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,271 | $611,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 11,007 | $597,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 16,464 | $577,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 93,511 | $530,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 25,920 | $519,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 27,472 | $518,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 24,698 | $517,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 28,125 | $516,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,384 | $513,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 27,494 | $512,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 11,815 | $511,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 18,771 | $500,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 36,432 | $497,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,707 | $492,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,823 | $482,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,200 | $463,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,971 | $457,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,231 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,940 | $451,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,867 | $446,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 14,928 | $432,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,577 | $421,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,747 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,322 | $421,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,371 | $400,000 | thousands by filing date | |
| CREDIT SUISSE AG LONDON BRANCH NOTE M/W CLBL INDEX LNKD | 22552FH70 | NOTE M/W CLBL INDEX LNKD | 382 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,420 | $372,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 973 | $370,000 | thousands by filing date | |
| SOCIETE GENERALE NOTE INDEX LNKD | 83369FSL2 | NOTE INDEX LNKD | 379 | $369,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,543 | $361,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,617 | $336,000 | thousands by filing date | |
| FARMERS & MERCHANTS BK LONG | 308243104 | COM | 42 | $334,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,536 | $330,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,534 | $297,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,585 | $279,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,335 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,850 | $241,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,673 | $238,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,570 | $228,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,343 | $228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,595 | $221,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,074 | $208,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,752 | $204,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 4,272 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,944 | $203,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,615 | $201,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,275 | $179,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,564 | $175,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,407 | $159,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 16,215 | $145,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-061787 | this filing | 2019-11-08 | acceptance time not in the bulk data set |