13F-HR filed by Trellus Management Company, LLC
Trellus Management Company, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-01, with 67 holding rows worth $99,746,000.
- Accession
- 0001104659-19-058792
- Filer
- CIK 1307877
- Filed
- 2019-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 67 entries on the cover page, a total value of $99,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,746,000 with VALUE read as thousands by filing date, 13F file number 028-10974. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 120,000 | $32,302,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 30,000 | $8,903,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51,600 | $6,410,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 647,896 | $4,176,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 129,945 | $3,836,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 15,000 | $3,317,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 103,000 | $2,676,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,500 | $2,090,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 73,500 | $1,832,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 70,000 | $1,745,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 40,000 | $1,684,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 82,927 | $1,586,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 105,096 | $1,402,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 270,000 | $1,366,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,000 | $1,295,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 30,000 | $1,226,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 400,000 | $1,088,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 829,943 | $946,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 160,000 | $933,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $891,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 8,500 | $873,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 85,000 | $871,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 81,700 | $865,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 60,000 | $847,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 73,202 | $813,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 185,000 | $799,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 154,633 | $796,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 46,454 | $637,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 33,500 | $622,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,000 | $614,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,000 | $591,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 10,124 | $587,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 18,677 | $576,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 90,000 | $575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 25,400 | $568,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 4,511 | $566,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,039 | $513,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,013 | $509,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 10,000 | $508,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 41,498 | $488,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 297,132 | $446,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 14,800 | $412,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 205,000 | $406,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 7,924 | $367,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,500 | $345,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 7,900 | $330,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 19,900 | $315,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 15,400 | $309,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 2,300 | $305,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,000 | $303,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,075 | $288,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 22,400 | $283,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 26,500 | $275,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 35,000 | $266,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 19,250 | $245,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 154,600 | $243,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 26,845 | $236,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 80,000 | $231,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,000 | $208,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,000 | $191,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 534,118 | $191,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 20,724 | $161,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 10,400 | $154,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 70,000 | $145,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 35,000 | $117,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 33,000 | $37,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 16,389 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-058792 | this filing | 2019-11-01 | acceptance time not in the bulk data set |