13F-HR filed by Matisse Capital
Matisse Capital filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-28, with 97 holding rows worth $81,386,000.
- Accession
- 0001104659-19-056908
- Filer
- CIK 1668256
- Filed
- 2019-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 97 entries on the cover page, a total value of $81,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,386,000 with VALUE read as thousands by filing date, 13F file number 028-17404. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 274,541 | $5,598,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 305,421 | $5,476,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 355,658 | $4,250,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 261,043 | $2,399,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 209,001 | $2,341,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 146,832 | $2,324,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 71,457 | $2,244,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 117,700 | $2,230,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,939 | $2,216,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 181,649 | $2,183,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 136,400 | $2,174,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 210,700 | $2,160,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 193,453 | $2,153,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 36,766 | $2,035,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 249,400 | $1,960,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,434 | $1,665,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 195,998 | $1,574,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 131,927 | $1,429,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 155,885 | $1,389,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 66,486 | $1,365,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 79,771 | $1,198,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 70,683 | $1,150,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 132,609 | $1,135,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 628 | $1,090,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 79,100 | $1,056,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 10,530 | $1,014,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 137,516 | $1,001,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 21,164 | $891,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,906 | $836,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 99,456 | $796,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,094 | $726,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 68,900 | $712,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,885 | $706,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 64,847 | $656,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,655 | $646,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 55,770 | $587,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 71,198 | $563,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 37,846 | $548,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 14,637 | $532,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 38,517 | $518,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 58,405 | $512,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 23,500 | $506,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,305 | $479,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 113,900 | $477,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,020 | $467,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,531 | $462,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 28,900 | $440,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 35,700 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 6,574 | $418,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,474 | $412,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 47,525 | $402,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,320 | $394,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,445 | $393,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 31,300 | $376,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 11,113 | $367,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,528 | $355,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,218 | $351,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,285 | $349,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,447 | $347,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,333 | $345,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,290 | $334,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 43,406 | $325,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 11,957 | $311,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,879 | $308,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,845 | $303,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,233 | $303,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 541 | $292,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 21,489 | $269,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 21,200 | $268,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,600 | $265,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 55,275 | $263,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 18,608 | $255,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,400 | $244,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 909 | $232,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,020 | $220,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,670 | $216,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 16,100 | $215,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,643 | $214,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,700 | $212,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 555 | $211,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,318 | $209,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,343 | $203,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 15,234 | $199,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 14,700 | $199,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 46,500 | $177,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 24,148 | $168,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,200 | $164,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,200 | $146,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 13,500 | $144,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 23,100 | $141,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 14,900 | $137,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,300 | $113,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 12,887 | $97,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 14,685 | $86,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,000 | $61,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 19,284 | $37,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 34,786 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-056908 | this filing | 2019-10-28 | acceptance time not in the bulk data set |