13F-HR filed by HMS Capital Management, LLC
HMS Capital Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-14, with 183 holding rows worth $198,521,000 by the sum of the rows.
- Accession
- 0001104659-19-001773
- Filer
- CIK 1689470
- Filed
- 2019-01-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 196 entries on the cover page, a total value of $148,451,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,521,000 with VALUE read as thousands by filing date, 13F file number 028-17553. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $148,451,000, 25% less than the sum of the rows, $198,521,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 68,226 | $17,051,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 31,100 | $7,773,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 52,983 | $5,978,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 58,366 | $5,017,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 69,042 | $4,954,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 44,715 | $4,767,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 70,621 | $3,800,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 45,751 | $3,710,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,204 | $3,355,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 40,539 | $3,297,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,890 | $3,243,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 47,526 | $3,063,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,879 | $3,044,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 29,666 | $2,996,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 63,216 | $2,938,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,978 | $2,832,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 26,255 | $2,667,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,837 | $2,452,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 21,600 | $2,380,000 | thousands by filing date | put |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 32,901 | $2,340,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,523 | $2,288,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,033 | $2,270,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,660 | $2,167,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,381 | $2,144,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 15,632 | $2,051,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,792 | $2,037,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 36,572 | $2,029,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 17,731 | $2,016,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,589 | $1,953,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 37,041 | $1,821,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 21,709 | $1,790,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 18,859 | $1,684,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 19,900 | $1,620,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 12,330 | $1,591,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 30,607 | $1,487,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,454 | $1,444,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 50,602 | $1,438,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,369 | $1,435,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,000 | $1,426,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 30,379 | $1,426,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,239 | $1,415,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 26,000 | $1,399,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 12,085 | $1,393,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 12,753 | $1,384,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 17,082 | $1,369,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,869 | $1,367,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,177 | $1,308,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,754 | $1,308,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,205 | $1,259,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,600 | $1,256,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,602 | $1,249,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 20,700 | $1,151,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 7,580 | $1,150,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,126 | $1,129,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 17,200 | $1,109,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 14,639 | $1,103,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10,800 | $1,092,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 10,200 | $1,079,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 16,466 | $1,073,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,340 | $1,063,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,775 | $1,045,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 7,249 | $1,038,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,200 | $1,032,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 16,600 | $1,019,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 5,237 | $930,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,600 | $928,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 11,695 | $907,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 19,590 | $893,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 9,300 | $878,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 8,945 | $873,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,371 | $851,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 12,230 | $799,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,969 | $777,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,969 | $774,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,412 | $698,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,900 | $689,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 3,500 | $660,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 2,900 | $656,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,100 | $654,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 4,571 | $645,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,100 | $634,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 5,350 | $621,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,292 | $607,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,997 | $602,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,406 | $587,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,100 | $585,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 9,669 | $577,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,349 | $575,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,223 | $572,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,700 | $568,000 | thousands by filing date | put |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,000 | $558,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,680 | $552,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,075 | $548,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,400 | $547,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 5,000 | $544,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 18,500 | $526,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,900 | $520,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 10,400 | $511,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 1,900 | $498,000 | thousands by filing date | put |
| VTI | 922908769 | COM | 3,869 | $494,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,566 | $488,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 6,100 | $488,000 | thousands by filing date | put |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,400 | $487,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,081 | $484,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,500 | $478,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 6,291 | $466,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 6,600 | $465,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,800 | $461,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 300 | $450,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,900 | $450,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 1,500 | $450,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 2,300 | $448,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 1,414 | $448,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 8,582 | $445,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,000 | $435,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 3,273 | $432,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,000 | $419,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,589 | $417,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 240 | $413,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,482 | $411,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,895 | $408,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,800 | $403,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 5,200 | $399,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 2,200 | $391,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 3,800 | $371,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 2,900 | $369,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,900 | $368,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,815 | $368,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,200 | $366,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 7,600 | $362,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 7,600 | $362,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,360 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,218 | $360,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,000 | $357,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,700 | $347,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 2,300 | $324,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,438 | $320,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,200 | $307,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 6,000 | $304,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,584 | $294,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 4,442 | $289,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,678 | $288,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,099 | $280,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,656 | $272,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,275 | $260,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,600 | $246,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 2,534 | $238,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,260 | $237,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,900 | $231,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,682 | $230,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,309 | $225,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,618 | $224,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 800 | $217,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 4,580 | $211,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,537 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,974 | $202,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,400 | $159,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 1,600 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 600 | $140,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 1,000 | $132,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 962 | $126,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,000 | $119,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 800 | $114,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $92,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 700 | $92,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 600 | $91,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 400 | $78,000 | thousands by filing date | put |
| EPAM SYS INC COM | 29414B104 | Stock | 600 | $70,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 340 | $69,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 400 | $69,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 1,100 | $66,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 700 | $65,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 700 | $56,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 400 | $55,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 800 | $54,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 400 | $53,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 700 | $53,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 400 | $47,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $36,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 700 | $36,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 500 | $33,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 300 | $31,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 5,200 | $6,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-19-001773 | this filing | 2019-01-14 | acceptance time not in the bulk data set |