13F-HR filed by Hilltop Holdings Inc.
Hilltop Holdings Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 422 holding rows worth $476,497,000.
- Accession
- 0001104659-18-068468
- Filer
- CIK 1265131
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 661 entries on the cover page, a total value of $476,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $476,497,000 with VALUE read as thousands by filing date, 13F file number 028-15359. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPlainsCapital Corp028-15365
- included managerPlainsCapital Bank028-15369
- included managerHilltop Securities Holdings LLC028-18782
- included managerHILLTOP SECURITIES INC.028-18780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 252,850 | $12,900,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,602 | $11,804,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 94,040 | $11,028,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 101,992 | $10,538,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 44,081 | $9,951,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 102,785 | $8,540,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 115,975 | $7,838,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 86,426 | $7,539,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,507 | $6,691,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 35,594 | $6,613,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 118,338 | $6,134,000 | thousands by filing date | |
| VTI | 922908769 | COM | 33,598 | $5,028,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 39,590 | $4,714,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 125,120 | $4,645,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,283 | $4,573,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 39,637 | $4,555,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 80,452 | $4,387,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 38,071 | $4,214,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,629 | $4,134,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,264 | $4,103,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 223,355 | $4,094,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 136,124 | $3,755,000 | thousands by filing date | |
| IJH | 464287507 | COM | 18,168 | $3,657,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 66,243 | $3,573,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 29,831 | $3,550,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,000 | $3,530,000 | thousands by filing date | put |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 107,360 | $3,502,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 103,449 | $3,473,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 147,148 | $3,367,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 9,046 | $3,364,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,247 | $3,339,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 53,810 | $3,269,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 27,525 | $3,104,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 62,031 | $3,040,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 21,039 | $2,907,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,699 | $2,903,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 25,624 | $2,836,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 129,207 | $2,739,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 58,923 | $2,721,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35,917 | $2,721,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 43,326 | $2,600,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,506 | $2,597,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 48,513 | $2,589,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,140 | $2,583,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,183 | $2,559,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,635 | $2,542,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 81,730 | $2,516,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 30,783 | $2,510,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 13,409 | $2,419,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 6,407 | $2,397,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 39,438 | $2,379,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 39,307 | $2,336,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 29,689 | $2,320,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,182 | $2,316,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 34,016 | $2,313,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 82,025 | $2,262,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 20,265 | $2,239,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,043 | $2,236,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,574 | $2,233,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 70,661 | $2,152,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 34,486 | $2,131,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 26,317 | $2,123,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 4,704 | $2,116,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 18,000 | $2,111,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 16,988 | $2,077,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,658 | $2,037,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 21,239 | $1,945,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,471 | $1,920,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 14,209 | $1,875,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,646 | $1,871,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,583 | $1,796,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 11,804 | $1,709,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 15,276 | $1,700,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,422 | $1,697,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 38,402 | $1,691,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,144 | $1,652,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,814 | $1,641,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 44,839 | $1,621,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 46,144 | $1,583,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,866 | $1,550,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,614 | $1,512,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,424 | $1,505,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 112,390 | $1,496,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,959 | $1,476,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,452 | $1,450,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,930 | $1,443,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 13,725 | $1,395,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,098 | $1,387,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 38,437 | $1,385,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,228 | $1,331,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 8,813 | $1,328,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 74,331 | $1,326,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,124 | $1,312,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 59,624 | $1,294,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 99,400 | $1,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 40,229 | $1,270,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,824 | $1,266,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 31,123 | $1,261,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 9,263 | $1,252,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,532 | $1,237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 22,460 | $1,214,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,499 | $1,213,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 63,275 | $1,209,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 41,450 | $1,180,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,562 | $1,168,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,367 | $1,161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 23,338 | $1,155,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,768 | $1,151,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 29,355 | $1,128,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,239 | $1,119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 69,225 | $1,115,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,769 | $1,110,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,258 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 20,361 | $1,081,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 26,809 | $1,077,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,673 | $1,072,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 16,551 | $1,066,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,413 | $1,056,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 55,500 | $1,053,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,465 | $1,043,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 19,602 | $1,041,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 30,411 | $1,029,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 106,549 | $1,018,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,000 | $988,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 40,780 | $983,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 13,651 | $977,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 22,563 | $968,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 24,387 | $965,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 30,200 | $960,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,348 | $959,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,953 | $952,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 39,834 | $951,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,282 | $944,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,075 | $938,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,535 | $929,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,305 | $929,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,373 | $894,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 35,752 | $890,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 14,692 | $885,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 30,291 | $881,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 17,232 | $878,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14,007 | $874,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19,945 | $869,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,050 | $846,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,489 | $844,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,025 | $839,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 9,771 | $835,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 83,988 | $830,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 416 | $825,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 19,275 | $825,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 32,452 | $823,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,368 | $822,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,068 | $815,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 15,653 | $812,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,559 | $812,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 8,501 | $797,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 15,962 | $795,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 8,332 | $783,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 41,040 | $781,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 31,935 | $777,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 277,771 | $775,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,134 | $773,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,317 | $764,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,683 | $761,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,884 | $753,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 14,078 | $752,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 25,666 | $751,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 17,800 | $751,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 93,350 | $749,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,485 | $722,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 30,815 | $714,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,601 | $713,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,451 | $702,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,230 | $699,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 18,709 | $685,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 65,100 | $682,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,130 | $675,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 23,494 | $675,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,622 | $669,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 23,171 | $667,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,244 | $654,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 61,162 | $653,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,069 | $651,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,717 | $645,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,783 | $645,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 10,601 | $644,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,716 | $641,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 25,136 | $635,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,773 | $632,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,828 | $632,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 21,400 | $631,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,918 | $624,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,489 | $623,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 32,080 | $620,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 121,100 | $618,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,770 | $616,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,042 | $609,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 11,010 | $602,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 58,000 | $601,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,903 | $600,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,120 | $595,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,382 | $590,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,126 | $588,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,797 | $587,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,000 | $581,000 | thousands by filing date | put |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 28,008 | $580,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,272 | $579,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,155 | $578,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,147 | $577,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,028 | $571,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,208 | $570,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 32,850 | $563,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,074 | $554,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,291 | $554,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 39,824 | $554,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 29,954 | $552,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,854 | $550,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 5,712 | $548,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,015 | $548,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 17,218 | $542,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,473 | $536,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,526 | $528,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,498 | $526,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 14,440 | $525,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,525 | $517,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,087 | $515,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,681 | $511,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 6,049 | $508,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,252 | $497,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 21,757 | $497,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 5,239 | $495,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,691 | $493,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,421 | $491,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 95,150 | $490,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15,162 | $486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,187 | $486,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,094 | $484,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,813 | $483,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,777 | $483,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 4,514 | $478,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,909 | $476,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,076 | $474,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 16,960 | $469,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,450 | $465,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,003 | $464,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,975 | $463,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,277 | $460,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,350 | $460,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 8,046 | $458,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 25,280 | $455,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 27,249 | $453,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,144 | $450,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,510 | $449,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,160 | $444,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,577 | $443,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,514 | $442,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,882 | $435,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 17,164 | $433,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,756 | $433,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 31,301 | $430,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,358 | $428,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,000 | $427,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 4,267 | $423,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,000 | $422,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,000 | $422,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,927 | $407,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,597 | $406,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,489 | $401,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,487 | $401,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,849 | $400,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,418 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,952 | $400,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,165 | $399,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,332 | $397,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 9,154 | $397,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,869 | $383,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,265 | $382,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,741 | $381,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,728 | $380,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,200 | $380,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,735 | $379,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,869 | $371,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,018 | $370,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 9,703 | $369,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 9,595 | $367,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,354 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,564 | $365,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,390 | $364,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 6,531 | $364,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,187 | $361,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,914 | $358,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,728 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,628 | $350,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,102 | $349,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,628 | $346,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 36,793 | $345,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,752 | $342,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,710 | $340,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,131 | $339,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 11,955 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,785 | $334,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,133 | $333,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,161 | $332,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,674 | $332,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,251 | $331,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 9,602 | $330,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,386 | $328,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,899 | $326,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,324 | $326,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,473 | $320,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $320,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 15,799 | $319,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,959 | $318,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 32,800 | $318,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,495 | $316,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,425 | $315,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,185 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,262 | $308,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,972 | $305,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,665 | $298,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,534 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 12,130 | $295,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,053 | $293,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,661 | $292,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,237 | $290,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,156 | $287,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,376 | $285,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,033 | $284,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,855 | $283,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,613 | $279,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,793 | $279,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,816 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,376 | $276,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,893 | $275,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,925 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,143 | $272,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 577 | $272,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,522 | $271,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 9,476 | $271,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,511 | $269,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,353 | $269,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,177 | $268,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,896 | $267,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,037 | $266,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,493 | $265,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,376 | $265,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 13,002 | $264,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,666 | $263,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,948 | $261,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,668 | $257,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,793 | $256,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,688 | $256,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,550 | $255,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,049 | $255,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,551 | $255,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 9,616 | $255,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,997 | $254,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,683 | $253,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,753 | $252,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,243 | $252,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,730 | $250,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 7,496 | $250,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,308 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,071 | $246,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,380 | $244,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,573 | $242,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,072 | $240,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,948 | $240,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,532 | $238,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,602 | $236,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,805 | $235,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,400 | $234,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,853 | $234,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,584 | $231,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 29,030 | $231,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 9,444 | $231,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,988 | $225,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,841 | $225,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,919 | $223,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,214 | $220,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,400 | $219,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,101 | $213,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 7,867 | $213,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,996 | $210,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,488 | $209,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,913 | $207,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,720 | $207,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,084 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 8,200 | $206,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,361 | $205,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,608 | $204,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,442 | $202,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,900 | $201,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,187 | $201,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,009 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,350 | $194,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,121 | $187,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,500 | $185,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 36,255 | $181,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,000 | $176,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,422 | $170,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,026 | $169,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 26,980 | $167,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 13,050 | $146,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,750 | $145,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 21,400 | $145,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,075 | $141,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,000 | $139,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,036 | $130,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,951 | $120,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,371 | $119,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 41,031 | $103,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 15,880 | $102,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,500 | $95,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 20,100 | $91,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,140 | $79,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,951 | $77,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,225 | $68,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,000 | $60,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,985 | $49,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,000 | $27,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,367 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-18-068468 | this filing | 2018-11-14 | acceptance time not in the bulk data set |