13F-HR filed by Krilogy Financial LLC
Krilogy Financial LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 696 holding rows worth $243,118,000.
- Accession
- 0001104659-16-120821
- Filer
- CIK 1659047
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 696 entries on the cover page, a total value of $243,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $243,118,000 with VALUE read as thousands by filing date, 13F file number 028-17049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares TIPS Bond ETF | 464287176 | SHS | 60 | $7,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 129 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 83 | $7,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25 | $7,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 400 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54 | $7,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 114 | $7,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200 | $7,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 200 | $7,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $7,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 400 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 586 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 175 | $7,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 2,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 150 | $6,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 55 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 573 | $6,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 155 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 697 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 197 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $6,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 200 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 134 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 200 | $6,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 300 | $6,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 157 | $6,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 509 | $6,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50 | $6,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 339 | $6,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 800 | $5,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 100 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 544 | $5,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 700 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 144 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 45 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $5,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 169 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 220 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 158 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 350 | $5,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $5,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 200 | $5,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 100 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 75 | $4,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 90 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 522 | $4,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $4,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 51 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 89 | $4,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 30 | $4,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 500 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 85 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 58 | $4,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 56 | $4,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 261 | $4,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 200 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 375 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 230 | $4,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,300 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 175 | $4,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 65 | $3,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 75 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 200 | $3,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 500 | $3,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 43 | $3,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 200 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 15 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 120 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 181 | $3,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 300 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 29 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 230 | $3,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 105 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 77 | $3,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 100 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 500 | $3,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 150 | $3,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 207 | $3,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 300 | $3,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 95 | $3,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 1,000 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 775 | $2,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 200 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 40 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 213 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 181 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 250 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 32 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 96 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 76 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 250 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 200 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 32 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 529 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 33 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 325 | $2,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 200 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 150 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 712 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 435 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 104 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100 | $2,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 63 | $2,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 45 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 889 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 600 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 125 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 200 | $2,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 200 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 500 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 200 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 31 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 25 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 22 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 100 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7 | $1,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 34 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27 | $1,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $1,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 12 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 96 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 53 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 170 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 69 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 300 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 40 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 135 | $1,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 25 | $1,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 9 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 50 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 137 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 3 | $1,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 246 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,141 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 175 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 350 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 500 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 15 | $1,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 500 | $1,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,042 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 60 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 100 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 600 | $1,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 100 | $1,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 170 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 500 | $1,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 300 | $1,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 200 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 1,041 | $1,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 600 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 500 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 171 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 3,500 | $1,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 2 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 24 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 600 | $1,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 5 | $1,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 260 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 2,260 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 52 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-16-120821 | this filing | 2016-05-13 | acceptance time not in the bulk data set |