13F-HR filed by SUN LIFE FINANCIAL INC
SUN LIFE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 157 holding rows worth $51,474,701,000.
- Accession
- 0001104659-16-120763
- Filer
- CIK 1097362
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 192 entries on the cover page, a total value of $51,474,701,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,474,701,000 with VALUE read as thousands by filing date, 13F file number 028-05799. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMcLean Budden 028-06597
- reports for this filerMFS 028-04968
- included managerSun Life Institutional Investments (U.S.) LLC 028-12046
- included managerSun Life Assurance Company of Canada 028-12047
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 294,706 | $12,716,564,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 57,669 | $10,874,067,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VTI | 922908769 | COM | 59,318 | $6,217,713,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 17,500 | $4,597,600,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 1,406,675 | $4,037,787,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 39,189 | $3,476,456,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 34,490 | $2,381,190,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 24,075 | $2,338,164,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 12,485 | $1,012,658,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 10,725 | $435,349,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,950 | $328,896,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,570 | $239,559,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Berkshire Hathaway Inc | 084670702 | COM | 7,132 | $121,631,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,204 | $116,305,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 49,502 | $115,835,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,307 | $107,775,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 808 | $106,147,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CARMAX INC COM | 143130102 | Stock | 1,840 | $94,024,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 1,925 | $93,093,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 270 | $91,954,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 1,086,046 | $91,011,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 229 | $90,744,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 2,188 | $86,382,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALLEGHANY CORP DEL | 017175100 | COM | 171 | $84,850,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 299 | $81,824,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 44,854 | $76,216,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 17,221 | $72,701,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 869 | $72,344,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 530 | $70,283,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 2,502 | $66,678,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 2,240 | $63,773,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Deere & Company | 244199105 | COM | 826 | $63,594,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 17,416 | $58,969,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,397 | $56,746,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,172 | $56,405,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,263,905 | $56,067,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,193 | $53,605,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 321 | $52,233,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 598 | $48,157,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 299 | $45,284,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Microsoft Corp | 594918104 | COM | 818 | $45,178,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 30,581 | $44,966,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 477,112 | $37,716,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 19,153 | $37,200,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 370 | $37,096,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 337,750 | $36,882,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 541,972 | $36,735,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,505,220 | $33,883,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 155,454 | $32,125,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,040,000 | $27,254,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 425,325 | $22,563,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 365,051 | $20,249,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 347,100 | $19,830,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 214,655 | $13,291,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 211,564 | $10,498,000 | thousands by filing date | |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 295,020 | $7,951,000 | thousands by filing date | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 7,063,000 | $7,275,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 266,666 | $6,839,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 535,006 | $6,104,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 102,075 | $5,424,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 120,795 | $5,413,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 200 | $5,075,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Maxwell Health | BSL2KBDU4 | PFD | 928,160 | $5,000,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP NOTE PERP M/W QTRLY CLBL VAR | 693475AK1 | NOTE PERP M/W QTRLY CLBL VAR | 4,275,000 | $4,676,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 294,100 | $4,612,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625HJQ4 | Pfd Stk | 4,000,000 | $4,392,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 142,326 | $4,374,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 41 | $4,155,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 136,675 | $3,590,000 | thousands by filing date | |
| JPMorgan Chase & Co. 7.9 | 46625HHA1 | Corp Bond | 3,500,000 | $3,500,000 | thousands by filing date | |
| Wachovia Capital Trust III | 92978AAA0 | CALL | 3,500,000 | $3,456,000 | thousands by filing date | |
| American Express Co | 025816BJ7 | COM | 3,600,000 | $3,407,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 25,000 | $3,231,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 107,347 | $3,159,000 | thousands by filing date | |
| BANK OF NY MELLON 3.59399 12/20/67 | 064058AD2 | CORPORATE BONDS AND NOTES | 2,500,000 | $2,497,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 103,100 | $2,493,000 | thousands by filing date | |
| SCE TR I TR PREF SECS $1.40625 PFD | 78406T201 | PREFERRED | 95,000 | $2,423,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,955 | $2,201,000 | thousands by filing date | |
| EQUITY COMMONWEALTH 5 3/4 NOTES 2012-1.8.42 SR | 294628508 | PFD | 83,929 | $2,100,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,649 | $2,021,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,517 | $2,018,000 | thousands by filing date | |
| Barclays Bank Plc | 06738C828 | CALL | 1,940,000 | $2,007,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 60,600 | $1,762,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 89,326 | $1,680,000 | thousands by filing date | |
| LQD Ishares Iboxx | 046428724 | iShares iBoxx $ Investment Grade Corporate Bond ETF | 13,870 | $1,648,000 | thousands by filing date | |
| Lloyds Banking Group Plc | 539439AC3 | Com | 1,460,000 | $1,573,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 59,200 | $1,548,000 | thousands by filing date | |
| NBC Universal Enterprise Inc | 63946CAE8 | PFD | 1,500,000 | $1,545,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,662 | $1,525,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,440 | $1,458,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 35,351 | $1,451,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 43,615 | $1,438,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 50,000 | $1,365,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24,914 | $1,347,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,816 | $1,226,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 50,000 | $1,226,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,769 | $1,207,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 18,821 | $1,207,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 7,536 | $1,130,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,073 | $1,124,000 | thousands by filing date | |
| JPMorgan Chase Dep Shs PFD | 48126HAA8 | Com | 1,090,000 | $1,097,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,461 | $1,038,000 | thousands by filing date | |
| So. Cal Edison 6.25% Perp/Call | 842400FU2 | PFD | 905,000 | $994,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 32,604 | $986,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 18,275 | $981,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 38,035 | $973,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,688 | $962,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,704 | $950,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,990 | $933,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 33,010 | $925,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 22,662 | $916,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,772 | $911,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 30,000 | $854,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,174 | $830,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,518 | $829,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 20,035 | $813,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,098 | $800,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,298 | $799,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,734 | $793,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,880 | $789,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,707 | $772,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 20,310 | $737,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,853 | $728,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,118 | $707,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 7,000 | $707,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,524 | $674,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 19,125 | $663,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,348 | $653,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,366 | $625,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 36,452 | $608,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,326 | $562,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,851 | $558,000 | thousands by filing date | |
| ALABAMA PWR CO NON CUM PFD | 010392488 | PFD | 20,000 | $538,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 15,376 | $512,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 18,800 | $484,000 | thousands by filing date | |
| CITIGROUP INC 5.950 2/15/68 | 172967JZ5 | CORPORATE BONDS AND NOTES | 500,000 | $479,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 420 | $478,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,767 | $469,000 | thousands by filing date | |
| Georgia Pwr Co. 6.50 Class A | 373334119 | PFD | 4,350 | $454,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 38,340 | $452,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,968 | $420,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,778 | $395,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,060 | $385,000 | thousands by filing date | |
| MELLON CAP IV NORMALPFD CAP | 58551TAA5 | FIXED INCOME | 500,000 | $371,000 | thousands by filing date | |
| US BANK CAPITAL IX 3.57778 4/15/49 | 91731KAA8 | CORPORATE BONDS AND NOTES | 500,000 | $370,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,091 | $332,000 | thousands by filing date | |
| FIRST TENN BK N A MEMPHIS TENN | 337158208 | PFD | 500 | $327,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,426 | $299,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 10,000 | $256,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 133 | $181,000 | thousands by filing date | |
| GOLDMAN SACHS CAPITAL II NOTE PERP M/W QTRLY CLBL VAR | 381427AA1 | NOTE PERP M/W QTRLY CLBL VAR | 240,000 | $172,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 2,091 | $80,000 | thousands by filing date | |
| CONNECTICUT LT &PWR | 207597709 | Common Stock | 902 | $48,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 981 | $28,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 676 | $25,000 | thousands by filing date | |
| CCG Commercial Pool II Inc | 12501RAF6 | Com | 1,000 | $24,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,850 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-16-120763 | this filing | 2016-05-13 | acceptance time not in the bulk data set |