13F-HR filed by Krilogy Financial LLC
Krilogy Financial LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-29, with 440 holding rows worth $107,644,000.
- Accession
- 0001104659-16-101170
- Filer
- CIK 1659047
- Filed
- 2016-02-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 440 entries on the cover page, a total value of $107,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,644,000 with VALUE read as thousands by filing date, 13F file number 028-17049. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 163,600 | $11,432,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 79,264 | $9,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 119,838 | $9,108,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 84,507 | $7,848,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 35,721 | $6,162,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 48,372 | $3,857,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 129,574 | $3,539,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 73,414 | $3,144,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 27,573 | $2,902,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 65,661 | $2,842,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 102,044 | $2,772,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 104,401 | $2,488,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 191,533 | $2,308,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 27,657 | $2,162,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 24,946 | $2,144,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 66,285 | $2,042,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,317 | $1,968,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 21,902 | $1,608,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26,422 | $1,594,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 27,998 | $1,484,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 26,661 | $1,346,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,779 | $784,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,521 | $745,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,304 | $725,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,330 | $718,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 37,296 | $695,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,586 | $574,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,242 | $572,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,850 | $541,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,556 | $526,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,987 | $514,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 11,151 | $484,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,201 | $476,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,451 | $475,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,788 | $403,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 496 | $376,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,642 | $371,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,300 | $362,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,680 | $354,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,936 | $354,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,988 | $353,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,004 | $346,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,374 | $329,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 390 | $303,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,662 | $280,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,605 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,460 | $246,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,355 | $225,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,018 | $223,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,726 | $218,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 17,450 | $216,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 6,528 | $208,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,945 | $201,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,088 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,770 | $196,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,701 | $195,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,724 | $190,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,479 | $190,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,485 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,178 | $175,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,014 | $171,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 7,330 | $169,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,091 | $162,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,071 | $155,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 11,520 | $150,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,495 | $149,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 8,193 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,815 | $142,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,947 | $139,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,698 | $138,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,013 | $135,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,581 | $134,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,363 | $134,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,584 | $133,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,305 | $130,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,085 | $128,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,956 | $126,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,308 | $122,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 810 | $122,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,631 | $122,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,090 | $116,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 580 | $113,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,750 | $113,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,235 | $111,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,751 | $109,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,824 | $108,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 3,311 | $108,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,205 | $107,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,518 | $103,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,165 | $100,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 160,000 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,240 | $98,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 4,363 | $98,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,952 | $91,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,700 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,762 | $87,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,790 | $86,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,957 | $84,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 6,255 | $84,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,352 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,125 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 837 | $77,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,150 | $76,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 468 | $76,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 980 | $75,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 925 | $75,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 929 | $75,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 513 | $75,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,331 | $73,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 649 | $70,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 370 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 4,605 | $67,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,353 | $67,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 782 | $66,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 5,575 | $62,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 900 | $62,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,450 | $61,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 250 | $60,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 482 | $60,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,324 | $59,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 593 | $59,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 567 | $57,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 807 | $56,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 591 | $56,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,400 | $56,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,325 | $55,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 922 | $54,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,292 | $54,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,000 | $54,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 77 | $52,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,049 | $52,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,798 | $52,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 975 | $51,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 760 | $50,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 504 | $49,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,332 | $49,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 900 | $49,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 469 | $48,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,402 | $48,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 672 | $48,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,235 | $48,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,429 | $48,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 588 | $46,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,101 | $46,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,072 | $45,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,161 | $45,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 459 | $44,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,033 | $43,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 807 | $43,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,850 | $43,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,287 | $42,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,502 | $42,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 600 | $41,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,773 | $41,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 847 | $38,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 304 | $38,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 230 | $37,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 262 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,225 | $37,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,082 | $37,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 350 | $37,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,700 | $37,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 800 | $36,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,300 | $36,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 415 | $35,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 233 | $35,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 525 | $35,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,500 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,369 | $35,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,600 | $33,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 377 | $32,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,200 | $32,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $31,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,142 | $30,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 613 | $30,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,156 | $28,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 600 | $28,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 4,236 | $28,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 870 | $28,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,628 | $28,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 388 | $27,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,150 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 904 | $27,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 838 | $27,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,400 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 439 | $26,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 460 | $26,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 343 | $26,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,000 | $26,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 675 | $25,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 500 | $24,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 850 | $24,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 455 | $23,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 875 | $23,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,000 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 231 | $22,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 400 | $22,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,248 | $22,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 196 | $22,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,243 | $21,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 352 | $21,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 136 | $21,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 281 | $20,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 325 | $20,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 200 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 660 | $20,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,359 | $20,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 345 | $19,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 266 | $19,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 810 | $19,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 300 | $18,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $18,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 665 | $18,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,274 | $18,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 84 | $17,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 123 | $17,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 400 | $17,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 872 | $17,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 429 | $16,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 380 | $16,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 350 | $16,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 387 | $16,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 325 | $16,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 160 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,475 | $15,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 369 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 400 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 887 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 118 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 127 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $14,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 500 | $14,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,500 | $14,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 420 | $14,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $13,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 202 | $13,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $13,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 165 | $13,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 160 | $13,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $13,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 900 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 175 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,514 | $12,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 79 | $12,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,100 | $12,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 183 | $12,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 128 | $11,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $11,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 124 | $11,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 200 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 215 | $11,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 200 | $11,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 300 | $11,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 400 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 232 | $10,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 175 | $10,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 100 | $10,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,818 | $10,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,018 | $10,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 875 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,320 | $10,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,042 | $10,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 400 | $10,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 131 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 615 | $9,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 172 | $9,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 334 | $9,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,500 | $9,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 330 | $9,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 200 | $9,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 30 | $8,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 132 | $8,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 116 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200 | $8,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $8,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,094 | $8,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300 | $8,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 90 | $8,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 700 | $8,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,000 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 339 | $8,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 90 | $8,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 200 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 400 | $7,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 100 | $7,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 175 | $7,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 54 | $7,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 580 | $7,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 50 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 196 | $7,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 586 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 175 | $7,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 1,500 | $7,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25 | $6,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 94 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 873 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 144 | $6,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 500 | $6,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 200 | $6,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 200 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 198 | $6,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 300 | $6,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 27 | $6,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 400 | $6,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $6,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 100 | $6,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 170 | $5,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 54 | $5,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 140 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 522 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 160 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 117 | $5,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200 | $5,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 45 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 220 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 350 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50 | $5,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 150 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,300 | $5,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 500 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 75 | $4,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $4,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118 | $4,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 30 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 58 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 280 | $4,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 56 | $4,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 261 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 200 | $4,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 150 | $4,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 162 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 600 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 105 | $4,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 200 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 80 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 175 | $4,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 200 | $3,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 54 | $3,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 75 | $3,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 43 | $3,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 90 | $3,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 15 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 181 | $3,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 182 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 50 | $3,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 230 | $3,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 209 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 77 | $3,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 200 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 712 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 500 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 500 | $3,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 207 | $3,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,500 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,500 | $3,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 500 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 95 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 200 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 2,580 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 775 | $2,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 65 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 181 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 250 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 32 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 96 | $2,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 25 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 32 | $2,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 529 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,062 | $2,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 27 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 50 | $2,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 316 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,000 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 500 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 104 | $2,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 500 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 999 | $2,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 300 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 125 | $2,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 1,000 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 500 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 31 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 500 | $1,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 12 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 96 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 170 | $1,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 68 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 300 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21 | $1,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 135 | $1,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 25 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 137 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 175 | $1,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 100 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,092 | $1,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 100 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 500 | $1,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 1,041 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 500 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,000 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 171 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 600 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-16-101170 | this filing | 2016-02-29 | acceptance time not in the bulk data set |