13F-HR filed by Hilltop Holdings Inc.
Hilltop Holdings Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 326 holding rows worth $341,990,000.
- Accession
- 0001104659-15-079279
- Filer
- CIK 1265131
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 476 entries on the cover page, a total value of $341,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $341,990,000 with VALUE read as thousands by filing date, 13F file number 028-15359. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPlainsCapital Corp028-15365
- included managerPlainsCapital Bank028-15369
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 89,563 | $9,416,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 67,943 | $7,494,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 276,506 | $6,368,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 248,560 | $5,762,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 134,244 | $5,182,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 44,241 | $4,850,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 7,915 | $4,816,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,805 | $4,565,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 61,726 | $4,454,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,234 | $4,353,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,668 | $4,151,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 124,084 | $4,042,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 46,635 | $3,963,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 318,783 | $3,644,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,597 | $3,553,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60,090 | $3,444,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 46,664 | $3,395,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 38,440 | $3,202,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 83,185 | $3,198,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 72,249 | $3,198,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,408 | $3,153,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 39,707 | $3,149,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 513,240 | $3,125,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 57,258 | $3,115,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,558 | $2,999,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,986 | $2,613,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 31,367 | $2,569,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 24,934 | $2,457,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 29,843 | $2,436,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 83,240 | $2,407,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 22,521 | $2,292,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 34,206 | $2,290,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 52,139 | $2,269,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 31,082 | $2,236,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 39,381 | $2,180,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 20,440 | $2,174,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 78,630 | $2,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 42,605 | $2,073,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,481 | $2,049,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 33,075 | $2,024,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 109,557 | $2,012,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 27,776 | $1,961,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 45,097 | $1,952,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 28,036 | $1,952,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 42,315 | $1,951,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 28,129 | $1,919,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 38,039 | $1,879,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 15,110 | $1,852,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 72,972 | $1,839,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 33,579 | $1,821,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 19,126 | $1,810,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,959 | $1,794,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 54,341 | $1,787,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,266 | $1,782,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 178,501 | $1,775,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 56,349 | $1,770,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 37,675 | $1,757,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,022 | $1,746,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 43,950 | $1,742,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 39,090 | $1,721,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 28,903 | $1,711,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 121,400 | $1,704,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 23,765 | $1,694,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 59,856 | $1,684,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 38,249 | $1,682,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 249,100 | $1,582,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 39,123 | $1,569,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,464 | $1,566,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 52,323 | $1,564,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 20,246 | $1,554,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,773 | $1,541,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,191 | $1,514,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 51,450 | $1,511,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 35,364 | $1,508,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 27,519 | $1,504,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 53,472 | $1,463,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 52,469 | $1,459,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 32,148 | $1,437,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 126,017 | $1,416,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,718 | $1,386,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 15,722 | $1,353,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 12,443 | $1,341,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,895 | $1,323,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 24,623 | $1,322,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,029 | $1,308,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 31,576 | $1,299,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 13,925 | $1,295,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 52,350 | $1,295,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 31,084 | $1,273,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 24,512 | $1,270,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 40,867 | $1,249,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 38,200 | $1,210,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,038 | $1,178,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,524 | $1,160,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 300,700 | $1,158,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 34,659 | $1,147,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16,103 | $1,123,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,897 | $1,122,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 44,506 | $1,122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 10,846 | $1,099,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 16,543 | $1,077,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 21,078 | $1,075,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 39,115 | $1,075,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,496 | $1,066,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,843 | $1,061,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 84,610 | $1,056,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 20,425 | $1,050,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 21,962 | $1,042,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 15,688 | $1,037,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 25,416 | $1,034,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 45,327 | $1,026,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,234 | $1,026,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 24,843 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 17,360 | $1,010,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,141 | $985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 23,369 | $979,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 29,227 | $961,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 31,683 | $955,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 27,412 | $939,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 18,020 | $933,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,092 | $913,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 18,648 | $905,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 35,966 | $903,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,022 | $900,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 65,810 | $893,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,916 | $884,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,242 | $861,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,714 | $844,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,748 | $841,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 14,993 | $824,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 51,170 | $805,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 23,392 | $803,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 16,587 | $795,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,343 | $791,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 36,075 | $791,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20,676 | $770,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,369 | $752,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 606 | $750,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,517 | $730,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,572 | $729,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,907 | $726,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,185 | $720,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,095 | $720,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 19,662 | $718,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,008 | $717,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 34,700 | $712,000 | thousands by filing date | |
| 38259p508 | COM | 1,115 | $711,000 | thousands by filing date | ||
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,556 | $688,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,222 | $686,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,844 | $683,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 43,659 | $680,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,909 | $674,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,577 | $658,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 6,135 | $650,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,819 | $649,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,153 | $641,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 34,203 | $630,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,036 | $628,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,558 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 27,600 | $614,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,339 | $603,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,776 | $595,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,078 | $594,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 18,125 | $592,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,512 | $590,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,981 | $576,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 12,284 | $576,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 12,039 | $570,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,336 | $569,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,006 | $569,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 42,805 | $563,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,264 | $562,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,557 | $561,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,835 | $559,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,562 | $549,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 27,544 | $545,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,078 | $542,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,911 | $540,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9,876 | $536,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,998 | $529,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 33,604 | $526,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,858 | $516,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,476 | $510,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 12,662 | $509,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,441 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,406 | $502,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 71,295 | $496,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 46,900 | $495,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,079 | $488,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,947 | $486,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,905 | $476,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,281 | $472,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,013 | $469,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,340 | $468,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,266 | $467,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,288 | $464,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,578 | $460,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 12,070 | $460,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,489 | $459,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,302 | $447,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,072 | $445,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,206 | $444,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 8,041 | $437,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,292 | $434,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 17,150 | $434,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,271 | $431,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,081 | $430,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 76,900 | $427,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,930 | $426,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 23,900 | $422,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 71,840 | $422,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6,121 | $421,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 27,254 | $413,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,875 | $404,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 10,378 | $403,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,222 | $402,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,521 | $397,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,370 | $393,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 13,872 | $393,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 13,562 | $392,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,575 | $388,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,635 | $387,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,462 | $378,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 24,396 | $377,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,293 | $375,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,121 | $372,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,229 | $370,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,479 | $367,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,387 | $367,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 35,460 | $365,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 11,000 | $361,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,359 | $357,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,851 | $349,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,926 | $346,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,156 | $345,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,506 | $344,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,863 | $336,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,880 | $335,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,207 | $332,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,623 | $331,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,850 | $331,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,179 | $331,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 65,605 | $327,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,418 | $326,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,898 | $321,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,829 | $317,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 9,650 | $317,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 40,100 | $315,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,386 | $302,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,793 | $301,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 11,232 | $300,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,378 | $298,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,779 | $298,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,578 | $297,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 47,900 | $297,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,188 | $294,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,902 | $292,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,032 | $290,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,621 | $286,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,481 | $286,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 23,966 | $284,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,991 | $281,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,537 | $279,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,678 | $278,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 18,395 | $276,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,808 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,759 | $276,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,974 | $275,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,724 | $272,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,342 | $271,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,460 | $268,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,383 | $267,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,747 | $266,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,398 | $265,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 19,735 | $263,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,908 | $261,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,938 | $258,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,121 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,877 | $251,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,320 | $251,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 44,835 | $250,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,190 | $249,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,544 | $249,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,640 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,250 | $243,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,075 | $241,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,573 | $240,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,277 | $239,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,930 | $238,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,395 | $236,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,258 | $233,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,813 | $223,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 815 | $222,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,195 | $222,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,109 | $221,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,462 | $220,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,052 | $219,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,478 | $216,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,559 | $209,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,378 | $207,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,945 | $207,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,789 | $206,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 5,150 | $206,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,837 | $205,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,137 | $203,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,071 | $201,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,623 | $200,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,605 | $184,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,500 | $173,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,840 | $167,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,123 | $164,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,652 | $159,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,185 | $153,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,200 | $149,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 14,125 | $148,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,000 | $146,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,880 | $141,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,415 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,800 | $106,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,660 | $104,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 18,000 | $96,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 14,242 | $63,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 61,500 | $51,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,720 | $49,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 117,200 | $20,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 11,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-15-079279 | this filing | 2015-11-16 | acceptance time not in the bulk data set |