13F-HR filed by BRAVE ASSET MANAGEMENT INC
BRAVE ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-03, with 434 holding rows worth $131,031,000.
- Accession
- 0001104659-15-075162
- Filer
- CIK 1085867
- Filed
- 2015-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type new holdings, 435 entries on the cover page, a total value of $131,031,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,024,000 with VALUE read as thousands by filing date, 13F file number 028-15792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288687 | COM | 169,155 | $6,529,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 41,997 | $4,543,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 48,030 | $3,403,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 104,773 | $3,291,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,110,000 | $3,161,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 108,178 | $2,728,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,606 | $2,696,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 35,795 | $2,604,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,726 | $2,588,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 34,481 | $2,564,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 83,680 | $2,522,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,044 | $2,431,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 73,832 | $2,405,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,280 | $2,384,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,500 | $2,147,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 11,192 | $2,085,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 43,200 | $2,037,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 110,800 | $1,897,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 45,485 | $1,825,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,925 | $1,693,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 41,400 | $1,608,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,900 | $1,545,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,082 | $1,436,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 100,495 | $1,364,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,107 | $1,362,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 11,930 | $1,361,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,619,000 | $1,287,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 29,850 | $1,266,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,543 | $1,212,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 10,988 | $1,198,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,800 | $1,182,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 31,612 | $1,172,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 97,531 | $1,166,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,040 | $1,140,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,492 | $1,115,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 114,407 | $1,105,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,314 | $1,022,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,974 | $1,005,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,450 | $903,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,888 | $898,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 28,050 | $892,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,520,000 | $869,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 3,074,689 | $861,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,000 | $841,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 28,590 | $827,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 13,986 | $815,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 46,650 | $774,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,650 | $772,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,135 | $765,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 31,100 | $753,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 63,744 | $748,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,750 | $739,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,230 | $739,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 9,200 | $710,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 134,522 | $700,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 18,550 | $670,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 67,656 | $658,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 650,000 | $639,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,550 | $637,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,374 | $634,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,550 | $632,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,296 | $630,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,284 | $618,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 17,112 | $563,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,118 | $542,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,349 | $530,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,300 | $488,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,250 | $487,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,459 | $479,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,700 | $474,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,060 | $473,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,200 | $457,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,900 | $454,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,502 | $452,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 26,500 | $445,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,779 | $423,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 38,500 | $420,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,812 | $415,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 211,716 | $413,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 17,500 | $407,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,150 | $406,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 500 | $401,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,163 | $399,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,942 | $392,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,500 | $388,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 38,425 | $379,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,700 | $379,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,350 | $377,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,850 | $377,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,639 | $373,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 603 | $367,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,340 | $360,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 389,850 | $359,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 20,225 | $357,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,120 | $353,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,197 | $341,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,700 | $338,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 25,983 | $333,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,282 | $330,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,325 | $310,000 | thousands by filing date | |
| 38259p508 | COM | 484 | $309,000 | thousands by filing date | ||
| EBAY INC. COM | 278642103 | Stock | 12,500 | $306,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,107 | $295,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 11,032 | $290,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 173,235 | $289,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 9,450 | $267,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,639 | $264,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 112,300 | $255,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,421 | $255,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 20,000 | $246,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 14,500 | $242,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 28,400 | $242,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 25,100 | $237,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 14,150 | $237,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 18,660 | $234,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,250 | $233,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,200 | $227,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,000 | $223,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,740 | $222,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,950 | $219,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,500 | $215,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,200 | $214,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 9,380 | $213,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,850 | $209,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,575 | $208,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,150 | $203,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,019 | $200,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,885 | $199,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,500 | $198,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,000 | $195,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,600 | $191,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,800 | $187,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,500 | $181,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,666 | $179,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,500 | $176,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,126 | $175,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,800 | $171,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,100 | $169,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,898 | $169,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,050 | $163,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,200 | $158,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,400 | $155,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,100 | $154,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,530 | $151,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,400 | $149,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 32,300 | $147,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,600 | $144,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,492 | $141,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,500 | $141,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,900 | $136,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,500 | $125,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,597 | $118,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,211 | $117,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 5,775 | $117,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,100 | $112,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 18,000 | $111,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,200 | $110,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,420 | $108,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,077 | $107,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 9,000 | $107,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,472 | $103,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,364 | $101,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 861 | $99,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,000 | $98,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,000 | $98,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,427 | $98,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 2,489 | $98,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 34,550 | $96,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,562 | $95,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,082 | $93,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,000 | $89,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,300 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,500 | $86,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,360 | $85,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,500 | $83,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,000 | $83,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,400 | $81,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,500 | $81,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 6,000 | $78,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 45,500 | $77,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 16,500 | $76,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,100 | $76,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,070 | $75,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,886 | $74,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 28,000 | $73,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 659 | $72,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,200 | $71,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,506 | $70,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 800 | $69,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,000 | $69,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,400 | $68,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 8,000 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,000 | $67,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,200 | $66,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,006 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 600 | $65,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,000 | $63,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,000 | $63,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,452 | $61,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 6,097,353 | $61,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,000 | $60,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,064 | $60,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 235 | $58,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,332 | $57,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 2,000 | $53,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $52,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 547 | $51,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,000 | $51,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,000 | $50,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 9,000 | $50,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,000 | $49,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,500 | $49,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,000 | $48,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 700 | $47,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,600 | $46,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 800 | $46,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 170 | $46,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 9,694 | $46,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 686 | $46,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 800 | $46,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 26,000 | $45,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,600 | $44,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,500 | $44,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,500 | $43,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 670 | $43,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,000 | $42,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 300 | $41,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 324 | $40,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,093 | $40,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,400 | $39,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,700 | $39,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $38,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $38,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,500 | $38,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 376 | $37,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,400 | $37,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,162 | $37,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 7,500 | $37,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 442 | $36,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 600 | $36,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 12,000 | $36,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 4,000 | $36,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 1,050 | $35,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 7,000 | $35,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 375 | $34,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 483 | $34,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,000 | $33,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 400 | $33,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 300 | $33,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 300,000 | $32,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,600 | $32,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,000 | $31,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 171 | $31,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,000 | $31,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 550 | $31,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 300 | $30,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,600 | $30,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,200 | $29,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,600 | $29,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 300 | $28,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 100 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 300 | $28,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 798 | $27,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 500 | $27,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,400 | $27,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 400 | $26,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,800 | $26,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,000 | $26,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,400 | $26,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 400 | $26,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 300 | $26,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $26,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 89,000 | $26,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 1,000 | $25,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 400 | $24,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,654 | $24,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 22,900 | $24,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 168 | $22,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $22,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,300 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 239 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,000 | $22,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 240 | $21,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 500 | $21,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 354 | $20,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $20,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 514 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,900 | $20,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $19,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 500 | $19,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,155 | $19,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 500 | $19,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,000 | $19,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200 | $18,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 800 | $18,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,500 | $18,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 220 | $17,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 455 | $17,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 700 | $17,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 500 | $17,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 900 | $17,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 5,100 | $17,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,000 | $16,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $16,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,000 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 825 | $16,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,000 | $15,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 140 | $14,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 250 | $14,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 200 | $14,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $14,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 7,500 | $14,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 2,000 | $14,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,500 | $14,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 474 | $13,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 500 | $13,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 220 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 600 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 424 | $12,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 900 | $12,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,008 | $12,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,000 | $12,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 46,000 | $12,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 450 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 200 | $11,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $11,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 130 | $11,000 | thousands by filing date | |
| VTI | 922908769 | COM | 114 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $11,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $11,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $11,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 316 | $11,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 120 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 250 | $11,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,100 | $11,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 14,000 | $11,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $10,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 200 | $10,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 140 | $10,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,250 | $10,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 465 | $10,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 600 | $10,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 311 | $10,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 13,500 | $10,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $10,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 100 | $10,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,000 | $10,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 32,500 | $10,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 1,500 | $10,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,000 | $10,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 414 | $9,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 76 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $9,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 180 | $9,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 130 | $9,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 239 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 90 | $8,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 187 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,000 | $8,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 50 | $8,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 300 | $8,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,075 | $8,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,000 | $8,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 150 | $8,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 50 | $7,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 487 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 400 | $7,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 27,775 | $7,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $7,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 102 | $7,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 258 | $7,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 205,000 | $7,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 52 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 71 | $6,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 260 | $6,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 500 | $6,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $6,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 309 | $6,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 313 | $6,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 79 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 54 | $5,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 54 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 126 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 57 | $4,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 665 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 130 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 726 | $4,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 300 | $4,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 728 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 450 | $4,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 100,000 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 2,000 | $4,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 15,000 | $4,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 50 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,000 | $3,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 250 | $3,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 500 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 400 | $3,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 5,000 | $3,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 50 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 8,888 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 200 | $2,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 150 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 500 | $2,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 250 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 118 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 55 | $1,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 500 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 66 | $1,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 64 | $1,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 141 | $1,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,500 | $1,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 4,500 | $1,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 100 | $1,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 100 | $1,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33 | $1,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 85 | $1,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 5,000 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Biglari Holdings | 08986r101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 3,370 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-15-075162 | this filing | 2015-11-03 | acceptance time not in the bulk data set |