13F-HR filed by CITY NATIONAL BANK
CITY NATIONAL BANK filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-29, with 873 holding rows worth $11,632,811,000.
- Accession
- 0001104659-15-073976
- Filer
- CIK 275216
- Filed
- 2015-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,648 entries on the cover page, a total value of $11,632,811,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,632,811,000 with VALUE read as thousands by filing date, 13F file number 028-04805. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MCKESSON CORP COM | 58155Q103 | Stock | 3,896 | $721,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 19,339 | $714,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 19,231 | $713,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 16,648 | $709,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 59,400 | $708,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 25,944 | $699,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 7,813 | $697,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 11,839 | $693,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 16,674 | $692,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,457 | $691,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 27,814 | $679,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 50,000 | $678,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9,643 | $672,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 18,022 | $666,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,800 | $664,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 17,848 | $661,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 31,380 | $660,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 14,330 | $657,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 28,398 | $655,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 6,698 | $650,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,900 | $648,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,698 | $645,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 4,636 | $644,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 27,562 | $639,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 19,295 | $636,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 11,652 | $633,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 18,225 | $628,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 59,400 | $626,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 25,191 | $623,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,277 | $623,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,483 | $621,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,784 | $618,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 11,565 | $617,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 25,511 | $615,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 56,737 | $612,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 41,180 | $609,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 23,208 | $609,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 17,692 | $608,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,991 | $604,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,063 | $604,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 65,460 | $601,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 19,491 | $593,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 24,416 | $591,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 26,000 | $588,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,059 | $585,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,394 | $579,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 7,900 | $578,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,973 | $571,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,181 | $559,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 13,848 | $557,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 78,540 | $555,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 9,729 | $551,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 12,228 | $550,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 12,543 | $541,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 12,461 | $540,000 | thousands by filing date | |
| SHAWCOR LTD | 820439107 | Common Stock | 25,810 | $539,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,005 | $536,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,002 | $534,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 60,000 | $530,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,439 | $528,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 65,155 | $528,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6,927 | $527,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 29,388 | $526,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,859 | $525,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,578 | $524,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,179 | $522,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 20,000 | $522,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 9,849 | $521,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 14,904 | $517,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 19,813 | $515,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 9,015 | $513,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 20,500 | $509,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,633 | $507,000 | thousands by filing date | |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 20,000 | $506,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,980 | $505,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 28,938 | $505,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 20,000 | $504,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,502 | $503,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 15,833 | $501,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 20,000 | $498,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,099 | $496,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 8,145 | $491,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5,576 | $491,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,162 | $489,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 75,211 | $487,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 19,060 | $486,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 28,815 | $484,000 | thousands by filing date | |
| UNITED UTILITIES GROUP ADR | 91311E102 | COM | 17,318 | $484,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 20,000 | $484,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 16,279 | $483,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,415 | $481,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 25,878 | $480,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,675 | $476,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 16,374 | $476,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,400 | $475,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,576 | $469,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 12,948 | $467,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,512 | $466,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,853 | $465,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,314 | $464,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 8,752 | $460,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,780 | $460,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,709 | $458,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,266 | $457,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,676 | $457,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 12,240 | $457,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 3,538 | $453,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,083 | $452,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,519 | $452,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,544 | $449,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 16,661 | $449,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 43,900 | $448,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 5,139 | $445,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,049 | $445,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 21,488 | $445,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 15,676 | $444,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,485 | $443,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 95,480 | $441,000 | thousands by filing date | |
| RSTK OPTIMIZERX CORP COM | 68401u907 | COMMON STOCK | 364,500 | $441,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,323 | $440,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,419 | $437,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,012 | $430,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 17,077 | $424,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 13,390 | $420,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 44,710 | $411,000 | thousands by filing date | |
| VICOR CORP. CLASS B COMMON | 925815201 | COM | 39,900 | $407,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 16,661 | $406,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,869 | $404,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 19,100 | $404,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 23,172 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,895 | $398,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 6,865 | $397,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 15,711 | $397,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,922 | $393,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,394 | $391,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 19,310 | $391,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,535 | $389,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 18,269 | $384,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 28,130 | $381,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 8,851 | $379,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 3,269 | $379,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,268 | $378,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,398 | $373,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,647 | $373,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 40,112 | $373,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 38,580 | $370,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 68,864 | $364,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,555 | $362,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,275 | $359,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 14,234 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,517 | $352,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 21,490 | $352,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,020 | $351,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,205 | $351,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,072 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,932 | $350,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,012 | $350,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 13,552 | $343,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,027 | $342,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 9,485 | $339,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,682 | $335,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 740 | $335,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 5,466 | $335,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,795 | $334,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,518 | $334,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,582 | $334,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 11,525 | $333,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 6,611 | $331,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,090 | $329,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,732 | $327,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 15,423 | $327,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,153 | $325,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,328 | $320,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,902 | $319,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,336 | $319,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 117,633 | $319,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,010 | $318,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,080 | $316,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,092 | $311,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,432 | $310,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,928 | $309,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,936 | $309,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 7,644 | $309,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,718 | $307,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,372 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,543 | $303,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,026 | $303,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,242 | $301,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,720 | $300,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,489 | $299,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,650 | $299,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF DEP | 69360J685 | PFD | 12,000 | $299,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 40,000 | $298,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,226 | $294,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,577 | $294,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,893 | $289,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,200 | $287,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,924 | $287,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,124 | $286,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,695 | $284,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,781 | $283,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,160 | $281,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,978 | $280,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,426 | $277,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 10,000 | $276,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,340 | $274,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,496 | $271,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,490 | $270,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,474 | $268,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 10,000 | $265,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,281 | $263,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,093 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,529 | $261,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 10,000 | $260,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,900 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,548 | $258,000 | thousands by filing date | |
| SINO AGRO FOODS INC | 829355205 | COM | 23,525 | $258,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,093 | $257,000 | thousands by filing date | |
| WELLS FARGO REAL EST INVT CORP | 94988N207 | PFD | 10,000 | $256,000 | thousands by filing date | |
| FIRST POTOMAC 7.75% A | 33610F307 | PREFERR | 10,000 | $255,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 10,000 | $255,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,658 | $254,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,225 | $254,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 10,000 | $254,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 10,000 | $254,000 | thousands by filing date | |
| BANK AMERICA CORP 1 625 PFD | 060505310 | PREFERRED | 10,000 | $254,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,958 | $253,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,952 | $252,000 | thousands by filing date | |
| AMTRUST FINL SER 7.5PFD DUE 09/15/55SUBJ TO XTRO REDEMPTION | 032359853 | Equity | 10,000 | $251,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 10,000 | $251,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,266 | $251,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 10,370 | $251,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,727 | $249,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,083 | $248,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,612 | $247,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6,119 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,707 | $244,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,250 | $243,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,934 | $242,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,317 | $242,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,239 | $241,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,649 | $241,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 64,185 | $240,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,669 | $239,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,064 | $237,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,285 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,119 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,027 | $237,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,005 | $235,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,586 | $235,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 9,566 | $232,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,353 | $231,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 22,710 | $231,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 15,964 | $230,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,474 | $229,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 972 | $228,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,191 | $227,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,371 | $224,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,392 | $223,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 8,727 | $221,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 11,526 | $220,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,452 | $218,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,559 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,266 | $216,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 9,494 | $215,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 68,466 | $214,000 | thousands by filing date | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 8,470 | $213,000 | thousands by filing date | |
| Stag Industrial 9.0% Pfd Series A | 85254J201 | com | 8,000 | $212,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,497 | $211,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,320 | $209,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,891 | $208,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 8,300 | $208,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,975 | $207,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,320 | $206,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,987 | $205,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,239 | $205,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,621 | $205,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,446 | $203,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,813 | $202,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 7,950 | $200,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,506 | $196,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 12,613 | $186,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,268 | $185,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,017 | $182,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 30,280 | $177,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,212 | $175,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 12,901 | $171,000 | thousands by filing date | |
| QUANTUM MATLS CORP | 74766A106 | COM | 1,000,000 | $165,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 25,760 | $162,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 12,915 | $158,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,340 | $152,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,757 | $151,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 33,035 | $151,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,191 | $146,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 10,815 | $142,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 10,202 | $138,000 | thousands by filing date | |
| CORDLIFE GROUP LTD COM | y1755B103 | COMMON STOCK | 155,763 | $136,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 10,783 | $133,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,968 | $127,000 | thousands by filing date | |
| Telkonet, Inc. | 879604106 | com | 529,804 | $126,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 21,557 | $122,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 37,624 | $121,000 | thousands by filing date | |
| INVENTRUST PROPERTIES CORP | PER461883 | REIT | 28,583 | $114,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,057 | $109,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TA | 06051n179 | PFD | 10,000 | $98,000 | thousands by filing date | |
| BANK AMER | 06051A326 | Preferred Stock | 10,000 | $98,000 | thousands by filing date | |
| BANK AMER N A VAR CD LKD 17 | 06051a334 | PREFERRED STOCK | 10,000 | $98,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,391 | $95,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,162 | $93,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,383 | $92,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 10,654 | $88,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 19,190 | $87,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 27,658 | $72,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 10,450 | $68,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 10,279 | $67,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 46,440 | $65,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,059 | $52,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,663 | $52,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 22,240 | $49,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 15,000 | $48,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,759 | $41,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,810 | $36,000 | thousands by filing date | |
| INDIVIOR PLC ORD | G4766E108 | Common Stock | 10,635 | $36,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,000 | $30,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 15,976 | $30,000 | thousands by filing date | |
| WAL-MART DE MEXICO SAB DE CV | P98180188 | FOREIGN | 10,016 | $25,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $24,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 12,000 | $22,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,391 | $19,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 11,503 | $16,000 | thousands by filing date | |
| Bion Enviro Tech | 09061Q307 | COM | 17,938 | $16,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 10,100 | $14,000 | thousands by filing date | |
| QUALITAS CONTROLADORA SAB DE C | P7921H130 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | |
| Lloyds Banking Group PLC | G5533W248 | COM | 10,000 | $11,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,000 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $9,000 | thousands by filing date | |
| GENSPERA INC COM | 37251Q100 | COMMON | 24,001 | $9,000 | thousands by filing date | |
| MANHATTAN SCIENTIFICS IN | 563122100 | COM | 70,000 | $8,000 | thousands by filing date | |
| WUYI INTL PHARMACEUTCAL CO LTD | G98089108 | COMMON STOCK | 150,000 | $7,000 | thousands by filing date | |
| EXCELLON RESOURCES INC F | 30069C207 | COM | 20,000 | $6,000 | thousands by filing date | |
| RSTK GENSPERA INC COM | 37251q902 | COMMON STOCK | 16,667 | $6,000 | thousands by filing date | |
| LAPOLLA INDS INC COM | 516648102 | COM | 16,250 | $5,000 | thousands by filing date | |
| LIFE CORP LTD SHS | Q5570D102 | COMMON STOCK | 51,921 | $3,000 | thousands by filing date | |
| CLIFTON MNG CO COM | 186904108 | CS | 14,000 | $2,000 | thousands by filing date | |
| NEW WORLD OIL AND GAS PLC ST H | G6494H105 | COMMON STOCK | 2,000,000 | $2,000 | thousands by filing date | |
| SCRIPSAMERICA INCORPORATED | 811066109 | Common Stock | 45,000 | $1,000 | thousands by filing date | |
| BIONITROGEN HLDGS CORP COM | 09072R104 | COMMON STOCK | 52,675 | $1,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 11,416 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COASTAL CARIBBEAN OILXXX & MINERALS LTD | 190432203 | COM | 28,424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTC TECHNOLOGY CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 03/12/12 | 87304R100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURE TRACE SEC CORP | 86866W101 | COM | 250,367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 12,280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 15,604 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cohen & Steers Quality Inc Rlty Fractional | BKC47L109 | Com | 39,104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAINMAKER SYSTEMS INC | 750875304 | COM NEW | 22,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC CUSIP COMWLTH REIT | cad233107 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK INTERMARKET VENTURES INC | 458780913 | COM | 2,500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINICALL CORP COM | 45667m100 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOTACTIX CORPORATION COM | 64065A105 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PT BUMI RES TBK SHS | Y7122M110 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL INTL CORP PUT OPT | 77199r109 | COM | 33,642 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK DATATEC SYS INC COM | 238128904 | COM | 52,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK E-SMART TECHNOLOGIES INC | 26915m969 | COM | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINCI MEDIA CORPORATION COM | 053728101 | COM | 67,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIMONDA AG F | 746904101 | ADR | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Silver Star Energy Inc | 828234203 | CS | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST OIL CORPORATION COM | 74836C108 | COM | 41,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANARGO ENERGY CORP NO STOCKHOLDER EQUITY 01/08/2010 | 137225108 | COMMON STOCK | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EME REORGANIZATION UNT | 268684107 | COM | 31,124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Samex Mining Corp. | 795912104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK KMG CHEMICALS INC COM | per482459 | COMMON STOCK | 39,229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-15-073976 | this filing | 2015-10-29 | acceptance time not in the bulk data set |