13F-HR filed by CITY NATIONAL BANK
CITY NATIONAL BANK filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-30, with 900 holding rows worth $11,529,375,000.
- Accession
- 0001104659-15-005697
- Filer
- CIK 275216
- Filed
- 2015-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,729 entries on the cover page, a total value of $11,529,375,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,529,375,000 with VALUE read as thousands by filing date, 13F file number 028-04805. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,166 | $950,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 6,912 | $949,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 13,191 | $949,000 | thousands by filing date | |
| SHAWCOR LTD | 820439107 | Common Stock | 25,810 | $945,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 62,101 | $943,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,601 | $941,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 13,789 | $940,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,989 | $939,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 23,757 | $938,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 10,598 | $932,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 13,092 | $920,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 11,695 | $918,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 33,975 | $907,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 9,918 | $906,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,782 | $905,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 12,071 | $905,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 19,150 | $905,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 13,578 | $903,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 8,557 | $893,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 15,849 | $890,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 8,204 | $888,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 160,994 | $886,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 16,718 | $881,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 45,781 | $879,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 17,354 | $866,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 10,635 | $864,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 26,064 | $860,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,792 | $859,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,261 | $852,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 15,013 | $851,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 11,481 | $848,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 9,063 | $834,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,572 | $831,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,873 | $818,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 17,321 | $818,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,831 | $818,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 5,996 | $816,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,634 | $815,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 95,830 | $815,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,226 | $814,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 9,937 | $808,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 14,234 | $798,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 17,505 | $796,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 19,278 | $795,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,410 | $790,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 18,303 | $788,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,252 | $776,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 13,456 | $776,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 17,617 | $775,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 26,945 | $774,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 20,421 | $773,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 15,882 | $770,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 6,710 | $770,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 10,886 | $769,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 67,138 | $768,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,967 | $766,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,091 | $766,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,370 | $761,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 14,078 | $751,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,190 | $749,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,102 | $744,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,449 | $743,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 21,534 | $732,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 29,112 | $726,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 73,625 | $719,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 65,155 | $715,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 15,701 | $714,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 9,477 | $713,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 12,473 | $711,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,028 | $709,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,943 | $708,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,047 | $693,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 23,459 | $690,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 25,987 | $683,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,943 | $680,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 29,398 | $675,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 11,687 | $672,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 17,991 | $668,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 24,271 | $665,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 9,841 | $663,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,162 | $661,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 77,666 | $657,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,663 | $655,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,018 | $654,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,685 | $653,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 18,615 | $652,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 28,445 | $648,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,395 | $646,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,324 | $643,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,322 | $640,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,212 | $639,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 13,247 | $636,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 59,542 | $627,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 25,563 | $618,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,451 | $612,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 16,503 | $610,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,657 | $607,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,683 | $604,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 12,458 | $600,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 17,560 | $596,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,668 | $583,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 8,032 | $577,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 9,238 | $572,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 23,960 | $572,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 20,039 | $564,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,727 | $562,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,936 | $556,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,718 | $555,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 55,602 | $552,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 11,476 | $549,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 6,044 | $545,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,223 | $543,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 44,900 | $543,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 3,557 | $541,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,809 | $534,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 20,000 | $533,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 22,345 | $528,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 6,453 | $528,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 9,578 | $526,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,897 | $522,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,972 | $520,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,314 | $520,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,148 | $519,000 | thousands by filing date | |
| UNITED UTILITIES GROUP ADR | 91311E102 | COM | 18,244 | $517,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,545 | $509,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 10,828 | $507,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,621 | $507,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,057 | $505,000 | thousands by filing date | |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 20,000 | $504,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,862 | $501,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 20,000 | $501,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 18,670 | $500,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,286 | $498,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,731 | $497,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 20,500 | $496,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 4,059 | $495,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,719 | $491,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 20,000 | $488,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 19,510 | $486,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,739 | $484,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 20,000 | $484,000 | thousands by filing date | |
| VICOR CORP. CLASS B COMMON | 925815201 | COM | 39,900 | $483,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,914 | $482,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,146 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 11,234 | $478,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,995 | $476,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 3,467 | $474,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,733 | $472,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 6,495 | $472,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,225 | $470,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 17,077 | $467,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 4,099 | $467,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 55,711 | $464,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,604 | $463,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,276 | $456,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,380 | $448,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 11,076 | $444,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,008 | $441,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,150 | $437,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 11,086 | $437,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,954 | $432,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,689 | $432,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 13,709 | $428,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,854 | $424,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 8,139 | $423,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,595 | $420,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 16,132 | $414,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 8,811 | $411,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,592 | $407,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,054 | $407,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 5,866 | $405,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 29,067 | $404,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 30,908 | $404,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 6,013 | $402,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 15,801 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,150 | $400,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 14,851 | $399,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,525 | $399,000 | thousands by filing date | |
| Stag Industrial 9.0% Pfd Series A | 85254J201 | com | 14,500 | $399,000 | thousands by filing date | |
| QUANTUM MATLS CORP | 74766A106 | COM | 1,838,899 | $395,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 13,639 | $385,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 17,039 | $382,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 15,000 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,909 | $377,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,602 | $374,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 8,950 | $374,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,548 | $355,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,153 | $349,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 6,272 | $349,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 12,704 | $346,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,984 | $342,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 9,686 | $342,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,214 | $341,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,842 | $340,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,203 | $339,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,296 | $335,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,591 | $332,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 46,000 | $331,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,259 | $330,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,829 | $330,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,754 | $328,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 10,938 | $325,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17,491 | $325,000 | thousands by filing date | |
| ARMOUR RESIDENTIALREIT INC PFD SER B | 042315408 | EQUITIES | 13,500 | $325,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,650 | $324,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 17,958 | $324,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,219 | $321,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,463 | $321,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 8,949 | $321,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,638 | $320,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 16,739 | $316,000 | thousands by filing date | |
| FOCUS BUSINESS BANK CAL COM | 34415x105 | COM | 34,125 | $316,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,500 | $314,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,710 | $304,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,900 | $304,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,259 | $303,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,848 | $298,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF DEP | 69360J685 | PFD | 12,000 | $296,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,653 | $292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,191 | $290,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,816 | $289,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 18,274 | $286,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,296 | $284,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 6,355 | $284,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,732 | $279,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,249 | $273,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,318 | $273,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,555 | $273,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,590 | $271,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,007 | $271,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 4,969 | $271,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 5,000 | $270,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 4,209 | $264,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 10,000 | $264,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,835 | $262,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,330 | $262,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 10,000 | $262,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,448 | $260,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,174 | $259,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 10,000 | $259,000 | thousands by filing date | |
| FIRST POTOMAC 7.75% A | 33610F307 | PREFERR | 10,000 | $258,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,107 | $257,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,009 | $256,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 10,000 | $255,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,197 | $254,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 10,000 | $254,000 | thousands by filing date | |
| WELLS FARGO REAL EST INVT CORP | 94988N207 | PFD | 10,000 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,115 | $252,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 10,000 | $249,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 21,262 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,217 | $245,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,441 | $244,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,467 | $241,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 10,370 | $240,000 | thousands by filing date | |
| SCHWAB 6.00% SERIES B PFD | 808513204 | PREFERR | 9,390 | $240,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,930 | $239,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,406 | $238,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,207 | $238,000 | thousands by filing date | |
| CYS INVTS INC PFDSER B | 12673A306 | EQUITIES | 10,000 | $237,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,676 | $236,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,708 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,997 | $235,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,617 | $235,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,370 | $234,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,606 | $234,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 8,408 | $233,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 8,803 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,611 | $232,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,650 | $232,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,839 | $231,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6,125 | $231,000 | thousands by filing date | |
| NORTHSTAR REALTY FINANCE PREF | 66704R506 | PFD | 9,000 | $231,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,808 | $230,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 5,800 | $229,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,033 | $228,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,335 | $228,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,471 | $227,000 | thousands by filing date | |
| Excel Trust 8.125% CUM Call 1/ | 30068c307 | PFD | 8,500 | $227,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,885 | $226,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 3,239 | $226,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 64,320 | $225,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,156 | $224,000 | thousands by filing date | |
| SINO AGRO FOODS INC | 829355205 | COM | 23,525 | $223,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,290 | $222,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 9,058 | $221,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,663 | $219,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,161 | $216,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 8,915 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,852 | $214,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,817 | $211,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,675 | $210,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,083 | $210,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,100 | $210,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,530 | $209,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,080 | $209,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 5,851 | $209,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,172 | $206,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,599 | $205,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,275 | $205,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,995 | $204,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,569 | $203,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 8,260 | $203,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,145 | $202,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,813 | $202,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 702 | $201,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 7,431 | $201,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 25,760 | $194,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,357 | $188,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,268 | $188,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,604 | $186,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 11,368 | $180,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 16,519 | $177,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 16,176 | $171,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 10,815 | $163,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,839 | $157,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 10,000 | $154,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 28,889 | $151,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,013 | $150,000 | thousands by filing date | |
| ROCK ENERGY INC COM | 772089108 | COMMON STOCK | 50,000 | $149,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,656 | $147,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 54,920 | $145,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,502 | $136,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,124 | $128,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,162 | $121,000 | thousands by filing date | |
| BANK AMERICA CORP | 06052K240 | PRF | 12,000 | $121,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 14,774 | $119,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,326 | $117,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 22,930 | $112,000 | thousands by filing date | |
| FS KKR CAPITAL CORPORATION II RS 4 : 1 BASIS TO CUSIP35952V105 | 302992565 | Stock | 10,476 | $111,000 | thousands by filing date | |
| CORDLIFE GROUP LTD COM | y1755B103 | COMMON STOCK | 155,763 | $101,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 10,284 | $100,000 | thousands by filing date | |
| AMERICAN REALTY CAPITAL GLOBAL | 023990120 | COMMON STOCK | 10,000 | $100,000 | thousands by filing date | |
| COCA-COLA AMATIL LTD | 191085208 | COM | 12,786 | $97,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TA | 06051n179 | PFD | 10,000 | $97,000 | thousands by filing date | |
| BANK AMER N A VAR CD LKD 17 | 06051a334 | PREFERRED STOCK | 10,000 | $97,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,000 | $96,000 | thousands by filing date | |
| BANK AMER | 06051A326 | Preferred Stock | 10,000 | $96,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,700 | $94,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 19,190 | $92,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13,423 | $90,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 10,000 | $72,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 19,764 | $61,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,562 | $59,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,059 | $59,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 10,120 | $56,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 46,790 | $54,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,000 | $50,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,810 | $49,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 22,240 | $45,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,118 | $42,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $41,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 10,681 | $38,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,000 | $34,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 15,976 | $33,000 | thousands by filing date | |
| INDIVIOR PLC ORD | G4766E108 | Common Stock | 10,635 | $24,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 17,391 | $23,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 12,206 | $22,000 | thousands by filing date | |
| WAL MART DE MEXICO SA DE CV SHS SER V ISIN | P98180105 | COMMON EQUITY | 10,016 | $22,000 | thousands by filing date | |
| GENSPERA INC COM | 37251Q100 | COMMON | 24,001 | $15,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,000 | $14,000 | thousands by filing date | |
| Pepsi-Cola Phil Ord | Y6837G103 | Int'l Emerging Mkts | 128,000 | $12,000 | thousands by filing date | |
| Lloyds Banking Group PLC | G5533W248 | COM | 10,000 | $11,000 | thousands by filing date | |
| EXCELLON RESOURCES INC F | 30069C207 | COM | 20,000 | $11,000 | thousands by filing date | |
| RSTK GENSPERA INC COM | 37251q902 | COMMON STOCK | 16,667 | $11,000 | thousands by filing date | |
| RSTK BION ENVIRONMENTAL TECH I | 09061q992 | COMMON STOCK | 17,938 | $8,000 | thousands by filing date | |
| NEW WORLD OIL AND GAS PLC ST H | G6494H105 | COMMON STOCK | 2,000,000 | $7,000 | thousands by filing date | |
| LAPOLLA INDS INC COM | 516648102 | COM | 16,250 | $7,000 | thousands by filing date | |
| SCRIPSAMERICA INCORPORATED | 811066109 | Common Stock | 45,000 | $6,000 | thousands by filing date | |
| LIFE CORP LTD SHS | Q5570D102 | COMMON STOCK | 51,921 | $6,000 | thousands by filing date | |
| FCCC INC COM | 30246C104 | COMMON STOCK | 23,100 | $6,000 | thousands by filing date | |
| NQ DVLP MKT INSR LM CP ID PRC | 65341c104 | COMMON STOCK | 20,000 | $4,000 | thousands by filing date | |
| CLIFTON MNG CO COM | 186904108 | CS | 14,000 | $3,000 | thousands by filing date | |
| BIONITROGEN HLDGS CORP COM | 09072R104 | COMMON STOCK | 52,675 | $3,000 | thousands by filing date | |
| COASTAL CARIBBEAN OILXXX & MINERALS LTD | 190432203 | COM | 28,424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUITY COMMON WEALTH FRACTIONAL | CKE628105 | COMMON STOCK | 44,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 188,295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTC TECHNOLOGY CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 03/12/12 | 87304R100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURE TRACE SEC CORP | 86866W101 | COM | 250,367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 1,389,290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 15,207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMP INC | 423703107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAINMAKER SYSTEMS INC | 750875304 | COM NEW | 22,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTS SOFTWARE INC | 037271103 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC CUSIP COMWLTH REIT | cad233107 | COM | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK INTERMARKET VENTURES INC | 458780913 | COM | 2,500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK LANDMARK BANCORP INC PA C | 51504u909 | COM | 12,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINICALL CORP COM | 45667m100 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOTACTIX CORPORATION COM | 64065A105 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PT BUMI RES TBK SHS | Y7122M110 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL INTL CORP PUT OPT | 77199r109 | COM | 33,642 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK DATATEC SYS INC COM | 238128904 | COM | 52,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK E-SMART TECHNOLOGIES INC | 26915m969 | COM | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINCI MEDIA CORPORATION COM | 053728101 | COM | 67,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIMONDA AG F | 746904101 | ADR | 11,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Silver Star Energy Inc | 828234203 | CS | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST OIL CORPORATION COM | 74836C108 | COM | 41,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Samex Mining Corp. | 795912104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rolls Royce Hldgs Plc Non Cum Red Pref Shs C Entit (NV) | G76312142 | Equities | 239,310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-15-005697 | this filing | 2015-01-30 | acceptance time not in the bulk data set |