13F-HR filed by Kohlberg Kravis Roberts & Co. L.P.
Kohlberg Kravis Roberts & Co. L.P. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 88 holding rows worth $3,530,395,000.
- Accession
- 0001104659-14-081036
- Filer
- CIK 1399770
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 89 entries on the cover page, a total value of $3,530,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,530,395,000 with VALUE read as thousands by filing date, 13F file number 028-12880. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKKR Investment Management LLC 028-13533
- included managerKKR Credit Advisors (US) LLC 028-14775
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HCA Healthcare Inc | 40412C101 | COM | 14,890,038 | $1,050,045,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 15,366,790 | $681,210,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 6,424,340 | $380,771,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 44,505,000 | $207,393,000 | thousands by filing date | principal |
| RIGNET INC | 766582100 | COM | 4,750,000 | $192,138,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 38,720,000 | $152,936,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,667,166 | $104,078,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 4,836,608 | $97,554,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 6,646,127 | $89,590,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 245,000 | $48,270,000 | thousands by filing date | put |
| SALESFORCE COM INC | 79466LAB0 | BOND | 17,760,000 | $47,330,000 | thousands by filing date | principal |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 1,405,000 | $42,628,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,713,091 | $39,641,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 9,000,000 | $37,204,000 | thousands by filing date | principal |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,047,194 | $28,517,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 13,000,000 | $19,955,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,159,622 | $19,087,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 9,000,000 | $17,325,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 7,515,000 | $15,131,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 6,000,000 | $13,725,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 9,500,000 | $12,315,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 4,670,000 | $11,582,000 | thousands by filing date | principal |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 261,200 | $10,495,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 375,000 | $9,818,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 4,000,000 | $9,056,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 167,400 | $9,043,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 6,500,000 | $8,694,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 3,000,000 | $8,242,000 | thousands by filing date | principal |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 434,867 | $7,615,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 541,196 | $7,192,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 103,800 | $6,684,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 119,060 | $6,370,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 97,500 | $6,290,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,000,000 | $5,910,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 58,215 | $5,905,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 46,300 | $5,712,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 104,350 | $5,667,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 413,246 | $5,422,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 65,490 | $5,274,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 3,000,000 | $5,224,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 148,378 | $5,088,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 100,000 | $5,036,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50,040 | $4,720,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 60,000 | $4,130,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 27,455 | $3,940,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 36,390 | $3,331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 145,100 | $3,179,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,000,000 | $3,126,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,500,000 | $3,084,000 | thousands by filing date | principal |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 19,553 | $2,960,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 45,650 | $2,948,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 229,220 | $2,913,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 28,870 | $2,859,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 53,318 | $2,847,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,000,000 | $2,740,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 113,460 | $2,739,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 2,000,000 | $2,460,000 | thousands by filing date | principal |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 174,700 | $2,220,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 81,469 | $2,116,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 86,900 | $2,110,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,000,000 | $2,089,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 20,000 | $2,029,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 37,000 | $1,976,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 23,760 | $1,902,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 65,000 | $1,631,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 25,000 | $1,430,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 75,000 | $1,279,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,155 | $1,245,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,000,000 | $1,120,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000,000 | $1,118,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,000,000 | $1,086,000 | thousands by filing date | principal |
| FXCM INC | 302693106 | COM | 67,386 | $1,068,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 45,000 | $1,037,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,000,000 | $1,033,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,000,000 | $995,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 26,685 | $987,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,500 | $954,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 30,500 | $853,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 400,000 | $840,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 35,000 | $768,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 750,000 | $759,000 | thousands by filing date | principal |
| HSN INC | 404303109 | COM | 9,200 | $565,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 20,000 | $555,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,600 | $459,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 5,000 | $300,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,140 | $293,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 6,000 | $285,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 9,900 | $155,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-14-081036 | this filing | 2014-11-14 | acceptance time not in the bulk data set |