13F-HR filed by Hilltop Holdings Inc.
Hilltop Holdings Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 220 holding rows worth $200,546,000.
- Accession
- 0001104659-14-039357
- Filer
- CIK 1265131
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 220 entries on the cover page, a total value of $200,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $200,546,000 with VALUE read as thousands by filing date, 13F file number 028-15359. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPlainsCapital Corp028-15365
- included managerPlainsCapital Bank028-15369
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SWS GROUP INC | 78503N107 | COM | 1,475,387 | $11,036,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 76,444 | $8,063,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 156,427 | $5,741,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 71,587 | $5,267,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 43,078 | $5,011,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 195,917 | $4,661,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 163,018 | $4,042,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 30,670 | $3,255,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 34,197 | $3,228,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 81,953 | $3,198,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 38,143 | $2,796,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 33,935 | $2,445,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,384 | $2,284,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 25,904 | $2,242,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 25,166 | $2,193,000 | thousands by filing date | |
| IJH | 464287507 | COM | 15,520 | $2,134,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 95,251 | $2,129,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 67,363 | $2,112,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 27,302 | $2,087,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 24,033 | $1,883,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 152,394 | $1,869,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 16,261 | $1,812,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 88,443 | $1,770,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 15,095 | $1,765,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 31,738 | $1,717,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,492 | $1,713,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 30,579 | $1,686,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 26,899 | $1,675,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,757 | $1,671,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 43,928 | $1,631,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 99,630 | $1,630,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,044 | $1,610,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 34,187 | $1,608,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 21,625 | $1,576,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 16,718 | $1,522,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 40,308 | $1,517,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 42,990 | $1,508,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,152 | $1,495,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,090 | $1,482,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 24,070 | $1,469,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 28,799 | $1,468,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 26,624 | $1,459,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 17,136 | $1,447,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 24,459 | $1,438,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 17,840 | $1,416,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,289 | $1,342,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 35,769 | $1,321,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 26,535 | $1,262,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,243 | $1,239,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 8,806 | $1,231,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,580 | $1,230,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,234 | $1,212,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,195 | $1,178,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 28,949 | $1,174,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 30,720 | $1,129,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,886 | $1,112,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,568 | $1,111,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 29,114 | $1,090,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 19,077 | $1,070,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,164 | $1,031,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 14,365 | $987,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,616 | $976,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 34,700 | $926,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 17,059 | $912,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 20,578 | $904,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 13,755 | $902,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,705 | $894,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 13,705 | $889,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 10,350 | $888,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,760 | $840,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 6,700 | $809,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,128 | $797,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,156 | $794,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 24,546 | $794,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 655 | $781,000 | thousands by filing date | |
| 38259p508 | COM | 696 | $776,000 | thousands by filing date | ||
| Coca-Cola Company | 191216100 | COM | 19,853 | $767,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,577 | $767,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,390 | $741,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 22,855 | $734,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,485 | $715,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,288 | $710,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,176 | $704,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11,762 | $666,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,434 | $664,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,393 | $663,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,088 | $645,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,674 | $643,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,931 | $639,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,555 | $636,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 19,124 | $634,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,093 | $630,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 13,683 | $624,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,570 | $608,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 20,196 | $605,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,095 | $556,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,744 | $554,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,058 | $536,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 13,079 | $531,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,522 | $512,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,508 | $511,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 6,099 | $511,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,588 | $505,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,215 | $505,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,475 | $495,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,011 | $494,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,506 | $491,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,477 | $490,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 5,120 | $490,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,467 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,552 | $483,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 9,308 | $472,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,967 | $471,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,265 | $460,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,619 | $450,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,359 | $447,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 75,020 | $437,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,588 | $433,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,864 | $428,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,992 | $424,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,099 | $416,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,585 | $408,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 4,072 | $404,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,616 | $402,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,775 | $402,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,191 | $401,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,983 | $401,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,504 | $389,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,500 | $387,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,950 | $385,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,324 | $380,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,605 | $377,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 22,821 | $374,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 56,870 | $372,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,725 | $370,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,861 | $370,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,926 | $366,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,167 | $366,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 6,060 | $364,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,066 | $358,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,415 | $358,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,766 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,222 | $356,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,474 | $353,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,181 | $352,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,250 | $351,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,034 | $345,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 5,732 | $342,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,837 | $340,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,534 | $332,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,773 | $332,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,617 | $329,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 94,331 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,109 | $323,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,304 | $319,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,028 | $314,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,844 | $314,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 5,960 | $313,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,918 | $307,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,130 | $305,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,075 | $303,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,967 | $303,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,110 | $301,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,912 | $299,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,065 | $298,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,079 | $287,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 5,596 | $284,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 14,095 | $281,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,116 | $279,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 9,500 | $274,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,774 | $270,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 6,655 | $267,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,390 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,457 | $265,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,790 | $265,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,661 | $264,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,042 | $264,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,650 | $262,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,881 | $259,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,740 | $259,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,353 | $258,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,779 | $258,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,853 | $257,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,921 | $256,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,794 | $250,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,510 | $249,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,481 | $249,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,142 | $244,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,540 | $239,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,189 | $238,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,581 | $237,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,939 | $237,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,532 | $237,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,283 | $236,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,244 | $234,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,555 | $234,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,527 | $230,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,789 | $226,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,390 | $220,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 3,962 | $219,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,105 | $218,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,491 | $217,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,977 | $214,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,233 | $214,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,957 | $213,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 373 | $212,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 4,728 | $212,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,002 | $211,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,812 | $210,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,410 | $209,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,870 | $208,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,300 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,000 | $206,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,368 | $202,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,453 | $200,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,200 | $173,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 11,450 | $79,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 14,000 | $53,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 41,500 | $27,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 11,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-14-039357 | this filing | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001104659-15-011078 | added | 2015-02-17 | acceptance time not in the bulk data set |