13F-HR filed by Kohlberg Kravis Roberts & Co. L.P.
Kohlberg Kravis Roberts & Co. L.P. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 126 holding rows worth $5,946,266,000.
- Accession
- 0001104659-14-010629
- Filer
- CIK 1399770
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 126 entries on the cover page, a total value of $5,946,266,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,946,266,000 with VALUE read as thousands by filing date, 13F file number 028-12880. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKKR Investment Management LLC 028-13533
- included managerKKR Asset Management LLC 028-14775
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HCA Healthcare Inc | 40412C101 | COM | 29,341,445 | $1,399,880,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 20,415,017 | $936,845,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 13,885,809 | $637,775,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 32,525,596 | $467,718,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,185,058 | $403,101,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 6,424,340 | $369,014,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 4,464,370 | $213,977,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 53,497,000 | $176,273,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,667,166 | $113,599,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 4,836,608 | $70,760,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,197,720 | $51,800,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,237,688 | $35,915,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,421,000 | $33,521,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 600,000 | $32,919,000 | thousands by filing date | call |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 20,852,000 | $30,107,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 11,494,000 | $29,268,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 500,000 | $27,433,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,510,000 | $27,210,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 455,900 | $23,691,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 459,600 | $23,325,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 302,200 | $22,269,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 413,400 | $21,600,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 439,100 | $21,235,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 656,800 | $20,597,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 19,500,000 | $19,598,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 469,224 | $19,177,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 362,900 | $18,918,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 325,300 | $18,035,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 323,900 | $17,465,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 200,000 | $17,426,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 101,500 | $17,036,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 219,000 | $17,010,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 10,069,000 | $16,765,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 200,000 | $16,468,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 61,000 | $16,427,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 371,000 | $16,109,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 112,000 | $16,102,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 462,500 | $16,003,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 84,000 | $15,931,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 308,000 | $15,800,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 142,000 | $15,717,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 102,000 | $15,435,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 176,000 | $15,317,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 10,000,000 | $14,788,000 | thousands by filing date | principal |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 250,000 | $13,693,000 | thousands by filing date | call |
| 38259p508 | COM | 12,100 | $13,561,000 | thousands by filing date | ||
| Gulfport Energy | 402635304 | COM | 210,000 | $13,257,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 143,400 | $13,224,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 221,000 | $13,156,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 97,000 | $13,144,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 225,000 | $13,113,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 264,300 | $13,096,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 9,182,000 | $12,411,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 231,000 | $12,335,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 8,000,000 | $11,880,000 | thousands by filing date | principal |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 235,750 | $11,663,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $11,536,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 51,300 | $11,423,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 294,000 | $10,822,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200,000 | $10,680,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 117,600 | $10,558,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 298,000 | $10,519,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 6,000,000 | $8,822,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 54,000 | $8,041,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 257,901 | $8,036,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 169,000 | $6,855,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 121,300 | $6,644,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 89,711 | $6,452,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 257,901 | $5,965,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 70,000 | $5,764,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,700 | $5,598,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 70,500 | $5,592,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 61,300 | $5,562,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 59,000 | $5,358,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 63,400 | $5,345,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 63,000 | $5,229,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 64,000 | $5,164,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,000,000 | $4,619,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 25,000 | $4,617,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,000,000 | $4,360,000 | thousands by filing date | principal |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 2,100,000 | $4,208,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 1,500,000 | $4,201,000 | thousands by filing date | principal |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 1,240,000 | $4,105,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 2,340,000 | $4,095,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 107,000 | $3,970,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 158,500 | $3,943,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 75,000 | $3,829,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 90,000 | $3,453,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 94,000 | $3,315,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 57,400 | $3,212,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 69,900 | $3,034,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 3,000,000 | $2,973,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 2,074,000 | $2,961,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 24,800 | $2,853,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 1,500,000 | $2,814,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 42,700 | $2,152,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 27,500 | $2,121,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,900 | $2,101,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 41,600 | $2,067,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 81,469 | $2,067,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 106,000 | $1,979,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 50,000 | $1,954,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 19,000 | $1,598,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 60,000 | $1,597,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 61,000 | $1,545,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 13,000 | $1,364,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 48,000 | $1,329,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 400,000 | $1,308,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 12,000 | $1,296,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,000 | $1,288,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 18,300 | $1,244,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 27,600 | $1,233,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 1,000,000 | $1,169,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 42,000 | $1,117,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 87,010 | $1,080,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,000,000 | $1,016,000 | thousands by filing date | principal |
| Albany Molecular Research Conv | 012423AA7 | CONV | 1,000,000 | $946,000 | thousands by filing date | principal |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 930,000 | $944,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12,000 | $935,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 10,000 | $893,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 26,000 | $873,000 | thousands by filing date | call |
| MENTOR GRAPHICS CORP | 587200106 | COM | 33,000 | $794,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 20,000 | $658,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,200 | $622,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,500 | $420,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 10,000 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-14-010629 | this filing | 2014-02-14 | acceptance time not in the bulk data set |