13F-HR filed by Hatteras Alternative Mutual Funds, LLC
Hatteras Alternative Mutual Funds, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 163 holding rows worth $178,353,000.
- Accession
- 0001104659-14-010408
- Filer
- CIK 1513062
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 163 entries on the cover page, a total value of $178,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,350,000 with VALUE read as thousands by filing date, 13F file number 028-14493. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerChartwell Investment Partners, LP 028-06462
- reports for this filerGAMCO Asset Management, Inc. 028-10894
- reports for this filerNicholas Investment Partners, LP 028-12426
- reports for this filerOMT Capital Management, LLC 028-14338
- reports for this filerFrontFour Capital Group, LLC 028-15383
- reports for this filerKeypoint Capital Management, LLC 028-15745
- reports for this filerPhoenix Investment Adviser, LLC 028-15697
- reports for this filerTamarack Capital Management, LLC 028-15086
- included managerCoe Capital Management, LLC 028-14042
- included managerRaven Rock Capital Management, LLC 028-15181
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,000,000 | $4,865,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000,000 | $4,151,000 | thousands by filing date | principal |
| VERISIGN INC COM | 92343E102 | Stock | 63,061 | $3,770,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 95,959 | $3,592,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 147,673 | $3,213,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 74,824 | $3,058,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,000,000 | $2,948,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 36,636 | $2,725,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 47,660 | $2,363,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 33,569 | $2,359,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 53,175 | $2,165,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 77,170 | $2,130,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 65,275 | $2,093,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 106,569 | $2,034,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 34,981 | $2,026,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 36,956 | $2,012,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 44,570 | $2,000,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 108,482 | $1,882,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 36,017 | $1,877,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 137,330 | $1,837,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 61,088 | $1,805,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22,398 | $1,798,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 87,806 | $1,796,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,169 | $1,778,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 42,598 | $1,770,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 101,590 | $1,765,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 21,699 | $1,757,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,620,000 | $1,728,000 | thousands by filing date | principal |
| COMVERSE INC | 20585P105 | COM | 44,179 | $1,714,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,380,000 | $1,691,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 239,926 | $1,679,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 62,032 | $1,655,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 249,058 | $1,646,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 74,117 | $1,646,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,397,000 | $1,645,000 | thousands by filing date | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,046 | $1,642,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 82,350 | $1,640,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,830 | $1,624,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 90,734 | $1,617,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 74,442 | $1,563,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 27,935 | $1,561,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 178,106 | $1,553,000 | thousands by filing date | |
| INSULET CORP | 45784PAC5 | CNV | 1,040,000 | $1,528,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 27,198 | $1,508,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 63,235 | $1,492,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,670,000 | $1,477,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 1,460,000 | $1,467,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 98,091 | $1,460,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 44,038 | $1,456,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 49,385 | $1,410,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,821 | $1,397,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 130,335 | $1,369,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 910,000 | $1,368,000 | thousands by filing date | principal |
| RF MICRODEVICES INC | 749941100 | COM | 264,883 | $1,367,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 128,764 | $1,326,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 21,451 | $1,286,000 | thousands by filing date | |
| 38259p508 | COM | 1,139 | $1,276,000 | thousands by filing date | ||
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,549 | $1,254,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 61,382 | $1,241,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 17,485 | $1,226,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 44,624 | $1,225,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 23,682 | $1,209,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 43,133 | $1,184,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 22,482 | $1,172,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 21,710 | $1,171,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 860,000 | $1,146,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 18,343 | $1,128,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 13,901 | $1,091,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,000,000 | $1,069,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 89,196 | $1,065,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 27,920 | $1,056,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 22,222 | $1,054,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 58,468 | $1,051,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,000,000 | $1,051,000 | thousands by filing date | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 19,297 | $1,044,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 23,314 | $1,024,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 32,175 | $1,015,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 36,985 | $1,004,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 27,936 | $1,003,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 34,581 | $1,003,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 85,563 | $968,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 948,000 | $947,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 48,100 | $945,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 51,227 | $937,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 14,600 | $932,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 236,819 | $914,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 133,415 | $901,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24,996 | $887,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,057 | $871,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 38,432 | $866,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 25,157 | $860,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 38,571 | $841,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 8,852 | $835,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 11,825 | $795,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 10,556 | $759,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 27,518 | $756,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 28,497 | $741,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 73,874 | $688,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 25,444 | $665,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 19,788 | $656,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 15,960 | $645,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 67,037 | $628,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,700 | $625,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 7,350 | $602,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 8,750 | $602,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 8,460 | $600,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,068 | $589,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 48,899 | $572,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 17,612 | $561,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 86,315 | $547,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 10,044 | $545,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,907 | $538,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,045 | $530,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 43,353 | $527,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,600 | $504,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 500,000 | $500,000 | thousands by filing date | principal |
| ELECTRO RENT CORP | 285218103 | COM | 26,595 | $493,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 8,237 | $490,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,900 | $488,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 6,883 | $487,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,522 | $484,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 19,369 | $465,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,584 | $452,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 27,015 | $445,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 7,910 | $441,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,045 | $436,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 23,671 | $424,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 12,604 | $411,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 10,367 | $406,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 115,428 | $403,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,109 | $397,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 38,833 | $396,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,929 | $391,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 14,154 | $388,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,458 | $369,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 10,819 | $367,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 400,000 | $357,000 | thousands by filing date | principal |
| WALTER INVT MGMT CORP | 93317W102 | COM | 9,904 | $350,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,980 | $346,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 10,375 | $343,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 3,500 | $329,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 31,597 | $320,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 13,795 | $319,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 5,458 | $319,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 1,766 | $313,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 16,500 | $297,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 145,819 | $296,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,500 | $288,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 21,100 | $267,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 21,961 | $259,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 12,222 | $250,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,000 | $249,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,000 | $248,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 3,120 | $234,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 33,435 | $220,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 22,147 | $217,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 19,300 | $216,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 11,500 | $207,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 12,500 | $197,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 34,780 | $161,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 24,900 | $147,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 15,788 | $124,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 84,300 | $119,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-14-010408 | this filing | 2014-02-14 | acceptance time not in the bulk data set |