13F-HR filed by CITY NATIONAL BANK
CITY NATIONAL BANK filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-05, with 871 holding rows worth $6,640,260,000.
- Accession
- 0001104659-14-006695
- Filer
- CIK 275216
- Filed
- 2014-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,540 entries on the cover page, a total value of $6,640,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,640,260,000 with VALUE read as thousands by filing date, 13F file number 028-04805. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK HAWAII CORP | 062540109 | COM | 11,455 | $678,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,999 | $673,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 25,935 | $672,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 11,924 | $667,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 15,343 | $667,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 29,441 | $667,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 9,148 | $666,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,867 | $658,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 12,279 | $658,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 149,968 | $657,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 11,514 | $655,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 8,134 | $653,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,718 | $650,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 7,344 | $649,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 19,840 | $649,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 5,421 | $649,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 55,479 | $648,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 23,079 | $646,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 21,277 | $643,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 15,053 | $636,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 21,680 | $636,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 24,593 | $633,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 5,310 | $623,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,141 | $617,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,543 | $616,000 | thousands by filing date | |
| Annaly Cap Mgmt Inc PFD STK C | 035710706 | PRD | 27,500 | $609,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 10,649 | $608,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,180 | $607,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 44,900 | $603,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 14,680 | $602,000 | thousands by filing date | |
| Excel Trust 8.125% CUM Call 1/ | 30068c307 | PFD | 22,500 | $584,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 48,177 | $583,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 5,939 | $581,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 34,193 | $580,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 5.875% | 879433795 | PREFERR | 30,000 | $580,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,144 | $572,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 5,500 | $569,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 316,263 | $569,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,959 | $561,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,325 | $556,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 9,248 | $551,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,434 | $545,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,082 | $544,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,728 | $539,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 11,350 | $539,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,923 | $536,000 | thousands by filing date | |
| VICOR CORP. CLASS B COMMON | 925815201 | COM | 39,900 | $535,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,157 | $529,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 30,144 | $521,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,042 | $520,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,363 | $515,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 15,934 | $513,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 12,600 | $513,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,408 | $508,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 17,434 | $501,000 | thousands by filing date | |
| Apollo Commercial 8.625% Pfd Ser A | 03762U402 | com | 20,000 | $498,000 | thousands by filing date | |
| VORNADO REALTY TRUST * | 929042802 | PRF | 21,339 | $491,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,531 | $490,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 20,000 | $489,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 27,868 | $488,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 17,824 | $487,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 19,442 | $486,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,926 | $483,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,325 | $482,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,000 | $482,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 18,709 | $480,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 108,551 | $478,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 10,342 | $477,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,535 | $473,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 35,725 | $470,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,647 | $469,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,319 | $468,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,777 | $466,000 | thousands by filing date | |
| HATTERAS FINL 7.62% PFD | 41902R400 | ps | 22,500 | $465,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,258 | $464,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 16,349 | $463,000 | thousands by filing date | |
| CYS INVTS INC PFDSER B | 12673A306 | EQUITIES | 23,500 | $463,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,586 | $462,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,429 | $461,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,900 | $456,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,498 | $455,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 21,000 | $454,000 | thousands by filing date | |
| M&T CAPITAL TRUST IV $0.085 PFD | 55292C203 | PREFERRED | 17,360 | $451,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 21,000 | $451,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 26,265 | $449,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 17,284 | $448,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 10,275 | $445,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 45,276 | $445,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,850 | $443,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5,463 | $440,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 12,832 | $437,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,445 | $435,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 31,400 | $434,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 7,020 | $434,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 18,671 | $433,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 7,474 | $432,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 42,807 | $432,000 | thousands by filing date | |
| UNITED UTILITIES GROUP ADR | 91311E102 | COM | 19,359 | $431,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,530 | $428,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 20,000 | $428,000 | thousands by filing date | |
| GDP 9 3/4 | 382410884 | STOCK | 17,500 | $428,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,408 | $427,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,262 | $426,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,880 | $425,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,060 | $421,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 10,174 | $420,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 25,477 | $419,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7,298 | $417,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 2,952 | $415,000 | thousands by filing date | |
| FIFTH STREET FINANCE CORP | 31679B308 | PFD | 19,500 | $414,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,956 | $412,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,581 | $412,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 22,710 | $408,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,852 | $406,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 22,543 | $401,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 6,500 | $395,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,590 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,563 | $385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 7,545 | $385,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 17,819 | $383,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 17,803 | $379,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,544 | $377,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 47,360 | $377,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,968 | $372,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 11,368 | $370,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,557 | $364,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,234 | $363,000 | thousands by filing date | |
| NORTHSTAR REALTY FINANCE PREF | 66704R506 | PFD | 15,000 | $359,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 10,100 | $358,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,474 | $357,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 17,753 | $356,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12,355 | $355,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,858 | $354,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,461 | $354,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,397 | $352,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 9,756 | $352,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,821 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,519 | $349,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 8,460 | $349,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,687 | $348,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 19,300 | $347,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,570 | $343,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 6,764 | $343,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,503 | $339,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,810 | $338,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 6,118 | $336,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,647 | $334,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17,491 | $334,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,179 | $334,000 | thousands by filing date | |
| Stag Industrial 9.0% Pfd Series A | 85254J201 | com | 12,500 | $332,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,697 | $330,000 | thousands by filing date | |
| MFA Financial 7.5% Prp Cl 4/15 | 55272x409 | PFD | 15,000 | $329,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,860 | $325,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,845 | $325,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,600 | $324,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,715 | $322,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,908 | $321,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 15,000 | $321,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 34,738 | $319,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 5,308 | $316,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 660 | $315,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,584 | $315,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 20,532 | $313,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,900 | $313,000 | thousands by filing date | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 12,500 | $313,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,495 | $310,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 26,274 | $308,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,844 | $307,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 68,988 | $307,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 15,000 | $306,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,245 | $303,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,698 | $302,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,206 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 14,411 | $301,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,354 | $300,000 | thousands by filing date | |
| FOCUS BUSINESS BANK CAL COM | 34415x105 | COM | 34,125 | $299,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 19,600 | $296,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,873 | $293,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 36,796 | $293,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,767 | $292,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 12,010 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,010 | $290,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 6,542 | $289,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,048 | $288,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 8,395 | $288,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,140 | $287,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 44,858 | $287,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,115 | $284,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 5,448 | $284,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,121 | $283,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 26,273 | $282,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,838 | $282,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,185 | $281,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,596 | $280,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,327 | $279,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 13,900 | $279,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,856 | $278,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,821 | $277,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,000 | $277,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 4,467 | $277,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,503 | $275,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,064 | $274,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 3,915 | $274,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,365 | $273,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,278 | $273,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,516 | $272,000 | thousands by filing date | |
| ARMOUR RESIDENTIALREIT INC PFD SER B | 042315408 | EQUITIES | 13,500 | $272,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,433 | $270,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,904 | $270,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 256,000 | $268,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,441 | $267,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 10,000 | $267,000 | thousands by filing date | |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 11,730 | $267,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,842 | $265,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,720 | $264,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 8,805 | $262,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 8,882 | $261,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 7,410 | $256,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,984 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,267 | $255,000 | thousands by filing date | |
| Ares Capital 7.75% 2040 Call 1 | 04010l202 | PFD | 10,000 | $253,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,370 | $252,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 19,844 | $252,000 | thousands by filing date | |
| WACHOVIA FND 7.25% $1.8125 PFD | 92977V206 | PREFERRED | 10,000 | $250,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,816 | $248,000 | thousands by filing date | |
| PARAMOUNT RESOURCES LTD | 699320206 | COM | 6,800 | $248,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 4,127 | $248,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,640 | $245,000 | thousands by filing date | |
| FIRST POTOMAC 7.75% A | 33610F307 | PREFERR | 10,000 | $244,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,597 | $243,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,297 | $243,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,947 | $241,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,390 | $239,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 754 | $239,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,795 | $237,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 10,000 | $237,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,968 | $236,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,031 | $236,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 5,180 | $236,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,550 | $235,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 6,443 | $235,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 15,189 | $235,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 10,000 | $234,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,199 | $232,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,603 | $232,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,465 | $231,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 4,958 | $231,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 10,000 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,531 | $230,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,189 | $229,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 11,159 | $228,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,056 | $227,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 8,475 | $227,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,580 | $226,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 10,000 | $226,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 5,052 | $226,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 854 | $225,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,447 | $224,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,566 | $224,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 8,915 | $224,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,228 | $223,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 12,200 | $223,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 8,940 | $223,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,995 | $222,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,706 | $220,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,672 | $220,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 27,098 | $220,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,529 | $220,000 | thousands by filing date | |
| CABCO FLO RA CALL SR 2004-101 CERT | 12679N203 | COM | 12,500 | $219,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 10,000 | $218,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 61,960 | $216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,008 | $215,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,850 | $215,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,193 | $214,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 100,000 | $214,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 5,117 | $212,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 10,000 | $212,000 | thousands by filing date | |
| EVERBANK FINL 6.75% (EVERPRA) | 29977G201 | PFD | 10,000 | $212,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 10,000 | $211,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,365 | $210,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,062 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,840 | $210,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 39,988 | $208,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 9,825 | $208,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,041 | $207,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,370 | $206,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 2,957 | $206,000 | thousands by filing date | |
| Digital Realty Trust 6.625% Pfd Series F | 253868806 | com | 10,000 | $206,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 10,000 | $204,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,680 | $201,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,504 | $201,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 6,016 | $201,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 36,950 | $197,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 15,322 | $197,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 10,000 | $195,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 14,587 | $188,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICE | 032359408 | PRF | 10,000 | $188,000 | thousands by filing date | |
| MAZOR SURGICAL ROBOTICS LTD SH | M6872U101 | COMMON STOCK | 18,750 | $182,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 11,053 | $181,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 13,500 | $181,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 29,450 | $176,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,147 | $175,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 54,483 | $174,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 11,843 | $166,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 23,028 | $164,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 22,562 | $159,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 10,815 | $156,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,761 | $150,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,981 | $133,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,280 | $127,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 10,279 | $126,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 16,509 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,650 | $118,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 18,250 | $113,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 47,010 | $110,000 | thousands by filing date | |
| SINO AGRO FOOD INC COM | 829355106 | COM | 212,916 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,205 | $102,000 | thousands by filing date | |
| VODAFONE GROUP PLC NEW | G93882135 | ORD | 25,000 | $98,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TA | 06051n179 | PFD | 10,000 | $96,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 45,658 | $77,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 96,600 | $71,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,810 | $65,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 17,205 | $61,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 17,500 | $58,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,000 | $56,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 12,000 | $46,000 | thousands by filing date | |
| ARMANINO FOODS DISTINCTION INC | 042166801 | COM | 22,240 | $43,000 | thousands by filing date | |
| MACE SEC INTL | 554335208 | COM | 100,000 | $41,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 24,732 | $38,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,000 | $35,000 | thousands by filing date | |
| GENSPERA INC COM | 37251Q100 | COMMON | 24,001 | $31,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 17,391 | $29,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 50,717 | $28,000 | thousands by filing date | |
| WAL MART DE MEXICO SA DE CV SHS SER V ISIN | P98180105 | COMMON EQUITY | 10,016 | $26,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 46,950 | $23,000 | thousands by filing date | |
| RSTK GENSPERA INC COM | 37251q902 | COMMON STOCK | 16,667 | $22,000 | thousands by filing date | |
| NEW WORLD OIL AND GAS PLC ST H | G6494H105 | COMMON STOCK | 2,000,000 | $21,000 | thousands by filing date | |
| Lloyds Banking Group PLC | G5533W248 | COM | 10,000 | $13,000 | thousands by filing date | |
| LAPOLLA INDS INC COM | 516648102 | COM | 16,250 | $12,000 | thousands by filing date | |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 78,018 | $4,000 | thousands by filing date | |
| BIONITROGEN HLDGS CORP COM | 09072R104 | COMMON STOCK | 52,000 | $3,000 | thousands by filing date | |
| CLIFTON MNG CO COM | 186904108 | CS | 14,000 | $2,000 | thousands by filing date | |
| AXION POWER INTERNATIONAL INC | 05460X109 | COM | 20,000 | $2,000 | thousands by filing date | |
| Vystar Corp Com | 92927N106 | COM | 40,000 | $2,000 | thousands by filing date | |
| COASTAL CARIBBEAN OILXXX & MINERALS LTD | 190432203 | COM | 28,424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000 Wells Fargo Pfd (NV) | KEK746889 | Preferred Stock | 32,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 1,373,065 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Puresafe Water Systems Inc | 74624H103 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTC TECHNOLOGY CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 03/12/12 | 87304R100 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURE TRACE SEC CORP | 86866W101 | COM | 250,367 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT INTL FRAC CUSIP FROM | FHB903208 | COMMON STOCK | 20,460 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 822,426 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 10,331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cohen & Steers Quality Inc Rlty Fractional | BKC47L109 | Com | 20,850 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC CUSIP COMWLTH REIT | cad233107 | COM | 69,190 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK INTERMARKET VENTURES INC | 458780913 | COM | 2,500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK LANDMARK BANCORP INC PA C | 51504u909 | COM | 12,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINICALL CORP COM | 45667m100 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOTACTIX CORPORATION COM | 64065A105 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100,000 TRUMP RESORT | jkj16t203 | COM | 43,140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 100,000THS GEO GROUP INC COM | dgb59r109 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADZONE RESH INC COM | 00763K102 | COM | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PT BUMI RES TBK SHS | Y7122M110 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESTRICTED BERRY PETROLEUM CO | 085789998 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL INTL CORP PUT OPT | 77199r109 | COM | 33,642 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK DATATEC SYS INC COM | 238128904 | COM | 52,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RSTK E-SMART TECHNOLOGIES INC | 26915m969 | COM | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINCI MEDIA CORPORATION COM | 053728101 | COM | 67,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Silver Star Energy Inc | 828234203 | CS | 17,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST OIL CORPORATION COM | 74836C108 | COM | 39,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-14-006695 | this filing | 2014-02-05 | acceptance time not in the bulk data set |