13F-HR filed by IMPAX ASSET MANAGEMENT LLC
IMPAX ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 195 holding rows worth $1,500,355,000.
- Accession
- 0001104659-13-083381
- Filer
- CIK 1127990
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 195 entries on the cover page, a total value of $1,500,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,500,355,000 with VALUE read as thousands by filing date, 13F file number 028-05955. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORD MTR CO COM | 345370860 | Stock | 2,863,577 | $48,309,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 438,530 | $43,862,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 86,588 | $41,281,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 468,250 | $33,531,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 360,506 | $31,984,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,110,300 | $29,923,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 110,000 | $29,768,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,123,814 | $26,320,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 334,176 | $25,722,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 252,709 | $25,622,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 467,433 | $25,125,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 320,100 | $24,174,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 400,000 | $23,900,000 | thousands by filing date | |
| 38259p508 | COM | 27,167 | $23,796,000 | thousands by filing date | ||
| BAKER HUGHES INC | 057224107 | COM | 481,044 | $23,619,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 732,910 | $22,808,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 452,332 | $22,173,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 428,410 | $22,145,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 329,490 | $22,079,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 118,491 | $21,942,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 230,000 | $21,514,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 288,800 | $21,264,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 158,844 | $21,106,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 317,172 | $20,873,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 342,811 | $20,706,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 313,013 | $20,581,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 452,201 | $20,507,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 316,534 | $20,480,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 344,078 | $20,129,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 291,903 | $20,095,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 365,725 | $19,917,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 230,562 | $18,934,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 248,288 | $18,502,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 309,961 | $18,151,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 588,000 | $17,752,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 284,366 | $17,568,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 499,720 | $16,576,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 584,947 | $16,501,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 494,810 | $16,482,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 634,767 | $16,339,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 322,134 | $16,184,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 700,000 | $16,044,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 643,227 | $15,174,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 95,411 | $14,687,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 192,900 | $14,300,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 219,050 | $14,225,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 255,156 | $13,605,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 472,800 | $13,574,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 463,700 | $12,951,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 726,506 | $12,322,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 635,614 | $12,000,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 185,962 | $11,898,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 105,450 | $11,768,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 457,771 | $11,701,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 165,812 | $11,590,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 178,294 | $11,204,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 398,133 | $10,953,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 110,000 | $10,864,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 370,842 | $10,198,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 510,701 | $9,548,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 49,580 | $9,475,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 169,701 | $9,408,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 241,475 | $8,848,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 175,000 | $8,845,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 365,100 | $8,751,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 75,000 | $8,655,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200,000 | $7,968,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 235,000 | $7,948,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 430,000 | $7,633,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 63,329 | $7,562,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 297,692 | $7,413,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 349,507 | $7,301,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 121,963 | $6,251,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 229,625 | $5,208,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 59,063 | $4,802,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 216,882 | $4,585,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 4,000,000 | $4,560,000 | thousands by filing date | principal |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 80,000 | $3,930,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 75,427 | $3,614,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 39,188 | $3,611,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 43,883 | $3,489,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 71,489 | $3,486,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 47,696 | $3,465,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 2,000,000 | $3,346,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 65,000 | $3,291,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 42,082 | $3,181,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 43,499 | $3,152,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 45,775 | $3,083,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 15,056 | $2,997,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 44,140 | $2,927,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 82,805 | $2,913,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 79,500 | $2,908,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,199 | $2,825,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 30,238 | $2,739,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 67,081 | $2,560,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 60,348 | $2,491,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 24,280 | $2,398,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,378 | $2,319,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 52,498 | $2,313,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 54,813 | $2,305,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 17,293 | $2,298,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 18,824 | $2,263,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 55,316 | $2,228,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 42,830 | $2,223,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 29,996 | $2,217,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 28,396 | $2,188,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 72,760 | $2,162,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 48,166 | $2,053,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 20,327 | $1,902,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 55,889 | $1,855,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 42,827 | $1,853,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 15,000 | $1,850,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,712 | $1,786,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 31,670 | $1,767,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 61,408 | $1,758,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 29,921 | $1,675,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 71,409 | $1,652,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 43,944 | $1,599,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 27,487 | $1,588,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23,000 | $1,562,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 19,964 | $1,559,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100,000 | $1,556,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 32,796 | $1,552,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 33,306 | $1,537,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 85,577 | $1,507,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 130,843 | $1,505,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 38,000 | $1,449,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 115,000 | $1,429,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 65,010 | $1,428,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 24,183 | $1,410,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 52,495 | $1,406,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 83,926 | $1,381,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 13,858 | $1,374,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 101,893 | $1,363,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 40,000 | $1,338,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 118,550 | $1,328,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 52,473 | $1,283,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 90,327 | $1,281,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 24,200 | $1,257,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,103 | $1,174,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 561,681 | $1,174,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 20,000 | $1,101,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 12,200 | $1,098,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 45,013 | $1,077,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 14,620 | $1,070,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 62,049 | $1,032,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 22,286 | $1,021,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 8,748 | $967,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 285,000 | $955,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 29,403 | $933,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,000 | $831,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 47,200 | $822,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 14,000 | $819,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 14,000 | $802,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 98,000 | $801,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 20,000 | $762,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 17,181 | $713,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 42,161 | $675,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 51,260 | $666,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 42,500 | $658,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 14,000 | $631,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 23,000 | $589,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,000 | $574,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 6,000 | $561,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,548 | $543,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 21,000 | $527,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,000 | $524,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 7,600 | $505,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 10,500 | $505,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,290 | $494,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 23,500 | $485,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,000 | $464,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 5,100 | $461,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 14,000 | $446,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 40,000 | $444,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 35,000 | $422,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,400 | $419,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 23,610 | $411,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,500 | $398,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 14,000 | $398,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 6,000 | $381,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,000 | $374,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 22,049 | $370,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 15,600 | $366,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 37,408 | $343,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 25,000 | $331,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 7,650 | $315,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,000 | $294,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 14,143 | $292,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 28,000 | $288,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,975 | $272,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,300 | $266,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,520 | $256,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,000 | $222,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,600 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-13-083381 | this filing | 2013-11-12 | acceptance time not in the bulk data set |