13F-HR filed by Rafferty Asset Management, LLC
Rafferty Asset Management, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-08, with 161 holding rows worth $517,882,000.
- Accession
- 0001104659-13-082753
- Filer
- CIK 1389426
- Filed
- 2013-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 161 entries on the cover page, a total value of $517,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,875,000 with VALUE read as thousands by filing date, 13F file number 028-12221. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 7,605,544 | $190,595,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,414,209 | $57,657,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 489,737 | $32,401,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 291,432 | $26,684,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 669,063 | $26,655,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 412,666 | $20,869,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 191,037 | $15,833,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 126,478 | $13,457,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 222,376 | $8,508,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 77,824 | $8,298,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 50,564 | $5,740,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 135,628 | $5,604,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 106,180 | $5,488,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 302,833 | $4,179,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 85,473 | $4,146,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 53,525 | $3,414,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 67,442 | $3,231,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,678 | $2,805,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 74,409 | $2,383,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,275 | $2,203,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,869 | $2,036,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 41,481 | $2,017,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 26,614 | $2,010,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 165,139 | $1,967,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 51,961 | $1,901,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,554 | $1,774,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30,130 | $1,759,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 69,907 | $1,725,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 103,297 | $1,650,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 18,066 | $1,557,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 53,415 | $1,505,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 26,540 | $1,447,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 9,061 | $1,343,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 25,194 | $1,183,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 42,738 | $1,152,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16,409 | $1,128,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,277 | $1,113,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 14,871 | $1,077,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 50,953 | $1,000,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,662 | $991,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 32,600 | $984,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 16,811 | $949,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,571 | $896,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 9,557 | $894,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,683 | $882,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 12,811 | $842,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 11,119 | $824,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13,101 | $812,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,531 | $791,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,048 | $743,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,874 | $721,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 9,639 | $712,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,778 | $696,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,098 | $690,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 15,487 | $674,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 13,167 | $666,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 19,716 | $665,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,283 | $663,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 30,856 | $652,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 7,288 | $651,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 8,680 | $646,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,019 | $645,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,448 | $584,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,542 | $583,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,532 | $573,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,002 | $550,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 10,107 | $541,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,992 | $526,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,284 | $524,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 12,769 | $523,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 5,665 | $516,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,233 | $506,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 6,465 | $506,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 7,995 | $499,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 15,170 | $492,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,512 | $486,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,881 | $485,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 16,355 | $468,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,884 | $466,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,639 | $462,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 16,922 | $461,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,263 | $456,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,475 | $452,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 24,588 | $444,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 16,192 | $443,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,252 | $441,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,083 | $417,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,626 | $406,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,625 | $403,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12,800 | $398,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,360 | $387,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,458 | $384,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 33,686 | $384,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 8,230 | $382,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 16,891 | $381,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,894 | $376,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 20,928 | $370,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 2,038 | $370,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 39,693 | $368,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 6,710 | $365,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 10,366 | $363,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 11,606 | $358,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 5,756 | $336,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,950 | $334,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 16,505 | $318,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 12,475 | $311,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,295 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,331 | $293,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 18,979 | $293,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,150 | $292,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 15,652 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,185 | $292,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 35,206 | $291,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,891 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,061 | $289,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,363 | $288,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 6,822 | $286,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 8,688 | $281,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 3,306 | $275,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,821 | $272,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,586 | $272,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,803 | $271,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,462 | $267,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 646 | $265,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,997 | $256,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,741 | $251,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,438 | $250,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 5,509 | $241,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 9,894 | $234,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,481 | $232,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,493 | $228,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,295 | $228,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,544 | $226,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,311 | $226,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 467 | $223,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,440 | $216,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,590 | $216,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 4,573 | $214,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 7,684 | $211,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,886 | $208,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,241 | $206,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,384 | $203,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,384 | $201,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,238 | $185,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 13,860 | $177,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 50,099 | $165,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 14,544 | $139,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 14,823 | $134,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 35,964 | $125,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,049 | $120,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 10,732 | $113,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10,908 | $99,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,144 | $98,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,272 | $94,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,753 | $89,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 28,519 | $87,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,029 | $75,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 19,211 | $74,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 12,106 | $60,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,917 | $43,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 16,813 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-13-082753 | this filing | 2013-11-08 | acceptance time not in the bulk data set |