13F-HR filed by FIRST FINANCIAL CORP /IN/
FIRST FINANCIAL CORP /IN/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-28, with 450 holding rows worth $203,122,000.
- Accession
- 0001104659-13-078253
- Filer
- CIK 714562
- Filed
- 2013-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 623 entries on the cover page, a total value of $203,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $203,122,000 with VALUE read as thousands by filing date, 13F file number 028-14510. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,568,272 | $49,494,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 67,671 | $5,823,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 153,255 | $3,660,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 31,939 | $3,424,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 42,683 | $3,338,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 38,572 | $3,325,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 95,279 | $3,177,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 80,378 | $2,717,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,937 | $2,423,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 56,922 | $2,392,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 68,168 | $2,268,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,516 | $2,153,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 28,421 | $2,148,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,412 | $2,060,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 31,387 | $2,003,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,165 | $1,958,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,181 | $1,885,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 52,787 | $1,812,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,533 | $1,687,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 68,810 | $1,577,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 54,763 | $1,573,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,502 | $1,517,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 17,344 | $1,502,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,063 | $1,450,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,842 | $1,441,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,362 | $1,440,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,558 | $1,426,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,418 | $1,417,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,554 | $1,395,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 41,605 | $1,379,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 14,387 | $1,346,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 15,049 | $1,330,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,822 | $1,320,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 19,250 | $1,296,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,518 | $1,228,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,951 | $1,193,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,947 | $1,188,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 45,374 | $1,160,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,058 | $1,145,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 7,805 | $1,135,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 19,723 | $1,119,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,257 | $1,085,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 30,447 | $1,071,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 13,387 | $1,044,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 15,027 | $1,042,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 16,806 | $1,038,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 19,887 | $1,035,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,767 | $1,018,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 14,051 | $1,002,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 29,298 | $972,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,473 | $940,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,107 | $939,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,907 | $929,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 14,851 | $905,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 14,061 | $904,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,516 | $899,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 28,545 | $897,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,199 | $897,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,203 | $881,000 | thousands by filing date | |
| 38259p508 | COM | 991 | $868,000 | thousands by filing date | ||
| Cisco Systems,Inc. | 17275R102 | COM | 36,310 | $851,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,124 | $837,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,709 | $794,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 18,703 | $751,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 14,267 | $744,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 7,755 | $738,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,544 | $736,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,527 | $723,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,455 | $716,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 17,947 | $715,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,281 | $713,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,124 | $703,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 21,516 | $686,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,087 | $676,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,371 | $673,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 14,294 | $671,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,487 | $653,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 10,897 | $638,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 8,713 | $634,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,790 | $630,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,989 | $620,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,085 | $605,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 10,665 | $602,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,122 | $601,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,735 | $594,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,641 | $565,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,399 | $555,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,737 | $553,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,710 | $550,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 11,475 | $550,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 32,451 | $547,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 12,625 | $547,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,266 | $543,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 20,464 | $539,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,710 | $539,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,279 | $536,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,994 | $528,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 14,048 | $503,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,470 | $483,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 7,690 | $468,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,461 | $453,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,493 | $445,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 12,728 | $444,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,194 | $430,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,500 | $429,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,080 | $420,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,695 | $410,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,675 | $399,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,549 | $398,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 27,846 | $395,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 3,292 | $395,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,915 | $391,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 6,261 | $391,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,414 | $377,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,305 | $377,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,070 | $367,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,678 | $366,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 12,991 | $358,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,621 | $347,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,505 | $342,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 4,054 | $339,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,603 | $333,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,060 | $333,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,929 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,978 | $330,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,055 | $327,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,230 | $319,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,714 | $301,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,880 | $299,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,325 | $291,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,187 | $287,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,130 | $285,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,214 | $277,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,700 | $267,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 37,687 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 13,364 | $264,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 4,866 | $259,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,278 | $254,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,041 | $248,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,348 | $245,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,050 | $244,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,182 | $242,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,526 | $235,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,135 | $235,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,508 | $232,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,636 | $231,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,875 | $228,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,706 | $226,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 15,000 | $226,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,389 | $223,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,660 | $222,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,447 | $219,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,138 | $218,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,142 | $212,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,624 | $205,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,590 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,864 | $203,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 8,190 | $199,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,890 | $198,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,891 | $197,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,221 | $197,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,316 | $185,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,671 | $183,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,230 | $182,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,790 | $182,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 34,893 | $182,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,459 | $176,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,850 | $175,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,300 | $166,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,765 | $165,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,476 | $165,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,215 | $164,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 3,739 | $162,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,850 | $161,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,273 | $158,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,160 | $153,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,495 | $150,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 6,640 | $150,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,931 | $147,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,665 | $145,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 9,555 | $144,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,567 | $141,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 8,076 | $137,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,295 | $136,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,168 | $132,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,010 | $127,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 2,400 | $127,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,060 | $123,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 3,270 | $123,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,760 | $120,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,048 | $120,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,500 | $120,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 710 | $119,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,766 | $117,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 2,150 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 1,335 | $113,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 6,000 | $112,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,161 | $112,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,405 | $109,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,604 | $108,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,773 | $106,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,000 | $106,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,000 | $105,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,413 | $104,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 373 | $101,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 840 | $100,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,065 | $100,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,311 | $100,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 1,902 | $100,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,880 | $98,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,639 | $97,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 850 | $96,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 9,585 | $92,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,000 | $92,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,790 | $90,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,260 | $85,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,032 | $85,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,795 | $84,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 735 | $84,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 700 | $84,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,591 | $83,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,295 | $80,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $79,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,350 | $79,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,100 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,800 | $76,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,459 | $75,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 970 | $74,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,800 | $73,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 660 | $72,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,755 | $71,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 562 | $71,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 4,147 | $71,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,500 | $68,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,450 | $67,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,995 | $66,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,000 | $64,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,320 | $64,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,330 | $63,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 692 | $62,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,574 | $58,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 970 | $57,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,225 | $57,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,043 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 597 | $56,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,000 | $56,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 485 | $56,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,235 | $56,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 430 | $55,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 600 | $54,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,080 | $54,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 752 | $53,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,930 | $52,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,044 | $51,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,000 | $51,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 385 | $50,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 425 | $49,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 435 | $49,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,000 | $49,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,000 | $48,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,873 | $48,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 900 | $48,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,500 | $47,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 500 | $45,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,190 | $44,000 | thousands by filing date | |
| VTI | 922908769 | COM | 500 | $44,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 415 | $44,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 265 | $44,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,343 | $44,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,000 | $44,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 5,655 | $44,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,000 | $43,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 862 | $43,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,550 | $43,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,300 | $42,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,255 | $42,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 230 | $42,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 845 | $41,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 605 | $40,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 40 | $40,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 590 | $40,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 695 | $39,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 650 | $39,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 750 | $38,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,120 | $38,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,213 | $37,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 400 | $36,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 400 | $35,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 376 | $34,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 415 | $34,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 266 | $34,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 670 | $34,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,500 | $33,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 500 | $33,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 665 | $33,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,729 | $33,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 75 | $32,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 320 | $32,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 535 | $32,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 950 | $32,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,300 | $32,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 575 | $31,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 700 | $31,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 280 | $30,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 437 | $30,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 677 | $30,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 320 | $30,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 500 | $30,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 335 | $30,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 420 | $30,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,400 | $29,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 700 | $29,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 285 | $29,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 390 | $29,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,957 | $29,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 350 | $28,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 370 | $27,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 594 | $27,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,250 | $27,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 410 | $26,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 375 | $26,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,125 | $26,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 400 | $26,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 335 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 337 | $25,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 513 | $25,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 620 | $25,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 315 | $23,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 529 | $23,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 145 | $23,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 300 | $23,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 705 | $22,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 460 | $22,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 335 | $22,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 336 | $22,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 500 | $22,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,200 | $22,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 753 | $21,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 715 | $21,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 500 | $21,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 310 | $20,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 300 | $20,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 790 | $20,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $19,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 700 | $19,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 380 | $18,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 185 | $18,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 700 | $18,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 600 | $17,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 400 | $17,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 430 | $17,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,102 | $17,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 200 | $17,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 300 | $17,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $17,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 250 | $16,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,461 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 700 | $16,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 200 | $15,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 185 | $15,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 490 | $15,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 400 | $15,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 300 | $14,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,250 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,408 | $14,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 200 | $14,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,100 | $14,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 190 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 315 | $13,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 235 | $13,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,025 | $13,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 390 | $13,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 300 | $13,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 110 | $13,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 200 | $13,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1,000 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 500 | $13,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 250 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 275 | $12,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 108 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 330 | $12,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 185 | $12,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 200 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $12,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 200 | $12,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 265 | $12,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 180 | $12,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $12,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 290 | $12,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 370 | $12,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 540 | $12,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 600 | $11,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 256 | $11,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 200 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 585 | $11,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 200 | $11,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 255 | $11,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $11,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 152 | $10,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 200 | $10,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 526 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 225 | $9,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 270 | $9,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 325 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 350 | $9,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 100 | $9,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 332 | $8,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 165 | $8,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 100 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 361 | $7,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 95 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 200 | $7,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 80 | $7,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 265 | $7,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 200 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 105 | $6,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 275 | $6,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 60 | $6,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $5,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 50 | $5,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 121 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 157 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 235 | $5,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 100 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 125 | $5,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 200 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 100 | $3,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 500 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 127 | $3,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 200 | $3,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 200 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 253 | $2,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 70 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 127 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 391 | $2,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 43 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 300 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 103 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 228 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 191 | $1,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GEOTHERMAL INC | 90338S102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001104659-13-078253 | this filing | 2013-10-28 | acceptance time not in the bulk data set |