13F-HR filed by Paloma Partners Management Co
Paloma Partners Management Co filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 2,099 holding rows worth $6,658,276,000.
- Accession
- 0001103882-20-000002
- Filer
- CIK 1103882
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 4,444 entries on the cover page, a total value of $6,658,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,658,276,000 with VALUE read as thousands by filing date, 13F file number 028-05431. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCipher Capital LP028-15310
- included managerPaloma Partners Advisors LP028-16676
- included managerErgoteles LLC028-15313
- included managerQsemble Capital Management, LP028-19021
- included managerRaritan Valley Capital Management LLC028-18227
- included managerNebula Research & Development LLC028-19771
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 37,338 | $167,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,068 | $166,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,131 | $166,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,928 | $165,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,584 | $164,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 14,690 | $163,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 11,134 | $161,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 45,396 | $160,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 125,377 | $159,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,054 | $158,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 47,574 | $157,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,746 | $155,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,314 | $150,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 48,701 | $150,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 47,214 | $146,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,502 | $145,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,019 | $145,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 22,026 | $143,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 69,994 | $143,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,044 | $141,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 38,700 | $141,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 19,888 | $140,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,087 | $139,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 18,795 | $139,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,715 | $136,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 80,400 | $135,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 13,689 | $134,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 12,622 | $133,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 10,440 | $131,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,126 | $129,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 16,468 | $129,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 31,857 | $128,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,335 | $127,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 17,526 | $127,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 18,412 | $125,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 28,849 | $125,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 24,684 | $120,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 16,318 | $120,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 41,700 | $119,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 16,691 | $118,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 14,811 | $117,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 27,861 | $116,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 52,930 | $112,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,685 | $111,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 23,782 | $111,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,220 | $109,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,454 | $108,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,423 | $106,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,534 | $102,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 14,224 | $101,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 23,659 | $100,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 42,348 | $99,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,772 | $95,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 100,000 | $95,000 | thousands by filing date | principal |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,552 | $94,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,466 | $92,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,748 | $90,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 15,913 | $87,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,500 | $87,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 15,000 | $87,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,726 | $84,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,100 | $82,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,854 | $82,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,943 | $81,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 23,253 | $79,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 58,915 | $78,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 111,349 | $75,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 15,105 | $73,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,267 | $70,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 14,704 | $67,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 14,710 | $66,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 15,721 | $66,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 10,000 | $66,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 28,590 | $60,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 23,616 | $60,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 19,674 | $55,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,879 | $55,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,983 | $55,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,343 | $55,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 24,935 | $54,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 31,452 | $53,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 28,149 | $45,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,475 | $44,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,100 | $44,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,147 | $43,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 40,200 | $42,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,239 | $39,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,031 | $38,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 27,983 | $35,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 12,366 | $33,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 27,400 | $33,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,031 | $32,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 14,650 | $28,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 11,028 | $28,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,010 | $27,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 23,818 | $25,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,328 | $24,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,400 | $16,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 15,369 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103882-20-000002 | this filing | 2020-02-14 | acceptance time not in the bulk data set |