13F-HR filed by Paloma Partners Management Co
Paloma Partners Management Co filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,117 holding rows worth $8,448,281,000.
- Accession
- 0001103882-17-000005
- Filer
- CIK 1103882
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 4,038 entries on the cover page, a total value of $8,448,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,448,281,000 with VALUE read as thousands by filing date, 13F file number 028-05431. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMAK CAPITAL ONE LLC028-12344
- reports for this filerLMR Partners LLP028-16119
- reports for this filerCipher Capital LP028-15310
- included managerPaloma Partners Advisors LP028-16676
- included managerErgoteles LLC028-15313
- included managerAlphaCrest Capital Management LLC028-16697
- included managerBach Investment Advisors Ltd028-17394
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 42,900 | $198,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 13,300 | $197,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,500 | $197,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,405 | $197,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,482 | $196,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,600 | $196,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 22,337 | $195,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 115,300 | $195,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 38,332 | $193,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,517 | $191,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 91,800 | $191,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 105,500 | $190,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 80,100 | $190,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,371 | $189,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 93,900 | $188,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 49,280 | $185,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 45,800 | $184,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 257,800 | $183,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 70,393 | $183,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 14,200 | $181,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 115,100 | $180,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 55,000 | $177,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,855 | $173,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,300 | $172,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 11,300 | $172,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 13,246 | $172,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,700 | $169,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,988 | $168,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 14,511 | $166,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 36,133 | $165,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,300 | $165,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 132,800 | $165,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 24,607 | $164,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 75,000 | $164,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,675 | $161,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 200,000 | $161,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 58,300 | $155,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 39,940 | $154,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 11,868 | $153,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 19,974 | $152,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 15,491 | $151,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,900 | $145,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,669 | $145,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 145,986 | $144,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,961 | $144,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,908 | $142,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,574 | $140,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 166,666 | $139,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 11,800 | $137,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 29,200 | $137,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 71,800 | $136,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,400 | $135,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 16,091 | $135,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 17,223 | $132,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 98,300 | $131,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 177,700 | $128,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,700 | $126,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 322,700 | $125,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,600 | $123,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 10,357 | $123,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 50,696 | $122,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,041 | $121,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 20,485 | $121,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 58,550 | $121,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 62,700 | $119,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 37,400 | $118,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 12,100 | $118,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 30,000 | $117,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,000 | $115,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,472 | $114,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 14,896 | $110,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,410 | $107,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,510 | $107,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 28,900 | $107,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 17,856 | $104,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 82,500 | $104,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 26,810 | $103,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 61,400 | $98,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 13,600 | $97,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,300 | $94,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 181,100 | $94,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,389 | $92,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 71,450 | $90,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 24,149 | $90,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 32,898 | $87,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,600 | $85,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 105,478 | $84,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,817 | $83,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,360 | $82,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 10,600 | $82,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 52,800 | $77,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 30,900 | $76,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 23,400 | $75,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 18,100 | $73,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,833 | $72,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 27,200 | $72,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,060 | $71,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 120,800 | $70,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 25,100 | $68,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 71,100 | $67,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 285,528 | $67,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 11,800 | $61,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,500 | $61,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,200 | $61,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 37,200 | $60,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 25,700 | $58,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 12,300 | $58,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 25,800 | $55,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,700 | $52,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 31,800 | $46,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20,638 | $42,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,500 | $39,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,500 | $30,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 13,200 | $28,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 54,100 | $25,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 49,700 | $22,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 46,100 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103882-17-000005 | this filing | 2017-08-14 | acceptance time not in the bulk data set |