13F-HR filed by Paloma Partners Management Co
Paloma Partners Management Co filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 1,121 holding rows worth $1,794,534,000.
- Accession
- 0001103882-13-000006
- Filer
- CIK 1103882
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 1,475 entries on the cover page, a total value of $1,794,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,794,534,000 with VALUE read as thousands by filing date, 13F file number 028-05431. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMAK Capital One LLC 028-12344
- reports for this filerRealm Partners LLC 028-13693
- reports for this filerLMR Partners LLP 028-14442
- reports for this filerCipher Capital LP 028-15310
- included managerRiley Creek Capital Management LLC028-14816
- included managerErgoteles LLC028-15313
- included managerKinneret Advisory, LLC028-15308
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,200 | $163,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 44,914 | $163,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,000 | $161,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 11,643 | $161,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 25,100 | $160,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,300 | $159,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,800 | $159,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,500 | $158,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 12,100 | $158,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 13,000 | $157,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,300 | $156,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 16,589 | $156,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,700 | $153,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 11,200 | $152,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 40,680 | $152,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,000 | $151,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,132 | $151,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 13,116 | $148,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,100 | $148,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,000 | $148,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 18,596 | $148,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 45,763 | $147,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 17,444 | $145,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 110,936 | $145,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,500 | $143,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 13,902 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,200 | $141,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 180,700 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,200 | $139,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,900 | $139,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 23,305 | $139,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 19,906 | $138,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 84,470 | $138,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 12,300 | $135,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,300 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,300 | $135,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,400 | $135,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 21,214 | $134,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 10,400 | $134,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 87,609 | $134,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,900 | $132,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 30,600 | $130,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 11,200 | $129,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,231 | $127,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 13,900 | $127,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,600 | $127,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 19,787 | $124,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,079 | $123,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,300 | $123,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 43,805 | $123,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,728 | $122,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,600 | $120,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 21,019 | $118,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 30,000 | $116,000 | thousands by filing date | call |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 22,072 | $115,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,119 | $114,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 13,935 | $109,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,300 | $105,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,000 | $105,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,600 | $105,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 21,000 | $105,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 24,126 | $102,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 10,881 | $102,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,000 | $100,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,200 | $98,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 19,330 | $98,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 18,100 | $98,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 52,181 | $98,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 14,752 | $94,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 14,187 | $94,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,900 | $92,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,409 | $90,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 29,090 | $90,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 13,100 | $88,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,300 | $87,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 10,400 | $87,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 63,568 | $85,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 10,432 | $83,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 1,000,000 | $83,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 33,009 | $83,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,000 | $82,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 24,500 | $82,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 30,467 | $82,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 13,800 | $81,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 25,713 | $80,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 57,638 | $79,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 39,997 | $79,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 68,826 | $79,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 15,784 | $77,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 10,300 | $76,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,300 | $75,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 11,727 | $73,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,553 | $72,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 110,908 | $72,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 33,552 | $68,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 25,028 | $62,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,200 | $61,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,881 | $60,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,100 | $59,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 14,300 | $59,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,014 | $58,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,106 | $55,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 11,389 | $54,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,000 | $51,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 75,085 | $49,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 23,170 | $49,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 23,439 | $44,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 14,728 | $43,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 17,236 | $43,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 31,100 | $40,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 41,183 | $39,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 69,577 | $35,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 15,400 | $34,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 10,357 | $33,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,185 | $32,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,165 | $30,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 38,384 | $29,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,987 | $29,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 11,663 | $28,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 15,816 | $11,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 36,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001103882-13-000006 | this filing | 2013-08-15 | acceptance time not in the bulk data set |